Nerd's Eye View

AUGUST 16, 2024

Notably, this announcement included the first off-channel communication case brought by the SEC as a result of a referral from an RIA exam, which could lead examiners to focus on off-channel communications during regular RIA examinations.

Financial Planner 235

Financial Planner Communication Retirement Commission 235

Darrow Wealth Management

NOVEMBER 17, 2022

The ‘millionaires’ tax will also ensnare taxpayers who exceed the $1M limit after selling a home, business, stock options, or other types of one-time events. Article is a general communication only and should not be used as the basis for making any type of tax, financial, legal, or investment decision.

Taxes 96

Taxes Wealth Management Tax Planning Planning 96

Tucker Advisors

AUGUST 16, 2021

Client Appreciation Events: A Guide For Every Financial Advisor. Click the links below to jump to a client appreciation event page section specific to your needs. Why throw a client appreciation event? Client Event: What makes a good one? Client Event: What makes a good one? Defining the objectives of your event.

Clients 52

Clients Financial Advisor Planning License 52

Million Dollar Round Table (MDRT)

JULY 31, 2022

Now let’s fast forward to today — you’re a successful financial advisor who’s involved in the community and attending social events. Eventually, you made friends and felt more comfortable. It could be a wedding, an art gallery opening night or a fundraiser.

Financial Advisor 92

Financial Advisor Communication Marketing Marketing 92

Indigo Marketing Agency

JANUARY 25, 2022

But as a financial advisor, how should you communicate with your clients about market volatility? And can you use the events to find opportunities to get new clients? But what’s the best way to communicate about the recent market events? Why You Should Communicate During Volatility.

Communication 52

Communication Clients Marketing Marketing 52

Nerd's Eye View

OCTOBER 20, 2022

In recent years, politically charged topics have become the forefront of news and media, and with the rise of access to digitally distributed media, it has become commonplace for clients to have concerns about the possible impact of political events on their portfolios.

Portfolio 221

Portfolio Clients Financial Planning Communication 221

Nerd's Eye View

NOVEMBER 29, 2024

Also in industry news this week: While many financial advisors are paying close attention to the potential extension of sunsetting measures within the Tax Cuts and Jobs Act (TCJA) in the coming year, legislation related to retirement savings could be on Congress' agenda as well Fidelity is planning to change the default for its existing RIA non-retirement (..)

Financial Planner 157

Financial Planner Financial Advice Retirement Financial Advisor 157

MarketWatch

JUNE 26, 2023

American officials “made clear to all our allies and partners that the United States was not involved and would not get involved in these events, and that we view them as internal Russian matters,” said Kirby, who is the strategic-communications coordinator for President Joe Biden’s National Security Council. “We

Communication 40

Communication Marketing Marketing 40

Nerd's Eye View

JANUARY 12, 2023

In our 103rd episode of Kitces & Carl, Michael Kitces and client communication expert Carl Richards discuss the challenges of finding an optimal balance between proactively providing value and the consistency of simply being available to respond to clients when they come to their advisor for assistance. and gaining their trust.

Clients 207

Clients Communication Fee Only Financial Advisor 207

Million Dollar Round Table (MDRT)

JULY 16, 2024

Try these ideas from MDRT members to communicate with clients and build critical professional relationships. Financial pyramid When I meet with younger clients, I draw a pyramid on my yellow sheet of paper (I know, I am old school) and explain, “This is your financial pyramid.”

Clients 88

Clients Communication Investment Planning Planning 88

Nerd's Eye View

FEBRUARY 23, 2023

For most financial advisors today, a website is a critical tool that allows them to market their services and communicate their fees to potential clients. Despite its growing popularity, though, financial planning remains a relatively mysterious concept for many people who don’t understand how financial advisors actually provide value.

Financial Planning 207

Financial Planning Planning Financial Planner Financial Advisor 207

Nerd's Eye View

SEPTEMBER 5, 2024

Alternatively, advisors can hold educational events to address common questions and give clients an opportunity to voice their specific questions or concerns. This puts advisors in a challenging situation to re-educate or redirect the client without becoming combative or condescending.

Education 130

Education Clients Financial Planning Communication 130

Indigo Marketing Agency

AUGUST 22, 2024

Financial decisions are often tied to significant life events which can be a source of uncertainty, and anxiety. Communicate Regularly and Effectively One of the most impactful client retention strategies for financial advisors is regular and effective communication.

Financial Advisor 52

Financial Advisor Clients Communication Education 52

Abnormal Returns

AUGUST 26, 2022

ritholtz.com) Future Proof is likely the 'best advisor event of the year.' theirrelevantinvestor.com) Why Future Proof is a one-of-a-kind event. vice.com) All communication is lossy. (statnews.com) Future Proof Future Proof is almost here! Why it is unlike any finance conference ever. Then check out our weekly e-mail newsletter.

Financial Advising 130

Financial Advising Communication Media Economy 130

Nerd's Eye View

NOVEMBER 20, 2023

As marketing and prospecting processes become increasingly digital for financial advisors, many prospective clients learn about advisors and what they offer not from an introductory call, webinar, or speaking event but from the advisor's website itself. Importantly, keeping this overview simple, high-level, and prospect-focused is crucial.

Financial Advisor 238

Financial Advisor Clients Communication Consulting 238

Good Financial Cents

MARCH 15, 2023

Community Service Manager 9. Event Planner 15. Top skills: leadership, communication, problem-solving Customer care directors must possess strong leadership, communication, and problem-solving skills. Call Center Manager 7. Customer Service Representative 8. Receptionist 10. Front Desk Clerk 11. Restaurant Manager 12.

Communication 69

Communication Education Retail Banking 69

FMG

JANUARY 24, 2024

The disconnect could be that millennials communicate and conduct business differently than the generation before them, so advisors are unwilling or unable to adapt. Millennials have become accustomed to more choices, more ways to communicate, and broader, more personalized service from the brands they choose.

Financial Advisor 52

Financial Advisor Marketing Marketing Communication 52

Nerd's Eye View

MAY 16, 2024

For instance, saying yes to taking on an operational duty might not leave time for going to more networking events. Which begs the question: Is there a systematic way for a financial advicer to determine when it makes sense to say "no" so they can say "yes" to something else?

Financial Advice 130

Financial Advice Clients Communication Financial Planning 130

Nerd's Eye View

AUGUST 30, 2023

Because of this, non- solicit agreements (where the departing advisor is restricted in whether and how they can communicate with their clients, and "solicit" them to come with the advisor when they leave for another firm) are much more common in the financial advisory industry.

Clients 228

Clients Communication Financial Planning Planning 228

Nerd's Eye View

OCTOBER 19, 2023

pre-retirees with employer pension annuity choices), political or religious affiliations, or significant life events that create central themes and recurring concerns that an advisor can specialize in (e.g., These needs are often understood in terms of a client's occupation (e.g.,

Clients 217

Clients Financial Advisor Financial Advice Financial Services 217

FMG

FEBRUARY 22, 2023

As a refresher, some of the most popular forms of marketing include: Events Webinars Social Media Email Marketing SEO/Website Traffic Podcasts Video/YouTube PPC Read on to see real-life examples of financial advisors using some of these marketing tactics and how they worked for them. Looking to start planning events for your firm?

Marketing 52

Marketing Marketing Financial Advisor Media 52

Tobias Financial

JUNE 2, 2022

We are always honored to support initiatives of personal and professional development and The Women’s Leadership Summit provides a great opportunity to network, exchange ideas with other women in the business and learn leadership, communication and self-care skills. .

Communication 52

Communication Financial Advisor Education 52

FMG

JANUARY 5, 2023

According to the YCharts Client Communication Survey , email is the preferred communication channel for the majority of clients, and frequency and style of communication are essential to client retention. After all, no one fires their advisor for communicating too much, but they might if they communicate too little.

Financial Advisor 72

Financial Advisor Communication Clients Education 72

Abnormal Returns

AUGUST 27, 2022

theconversation.com) Communicating about viral transmission is no easy feat. ritholtz.com) Future Proof is likely the 'best advisor event of the year.' theirrelevantinvestor.com) Why Future Proof is a one-of-a-kind event. (papers.ssrn.com) We're still not spending enough on improved ventilation.

Food 130

Food License Financial Advising Media 130

Nerd's Eye View

AUGUST 24, 2022

To start, the agreement should contain basic information about the adviser-client relationship, including who the client is (e.g., a single person, a couple, a business, or a retirement plan) and the date on which the agreement will become effective.

Electronics 199

Electronics Clients Retirement Planning Financial Advice 199

Investment Writing

MAY 7, 2024

Also, if you’re writing for an audience of individual investors, pay attention to my list of “ Words to avoid in your investment communications with regular folks. ” You must also ensure that the diverse group can communicate freely so don’t get an echo chamber. What my clients say about me “Fast, effective, insightful.

Asset Allocation 109

Asset Allocation Communication Clients Assets 109

Nerd's Eye View

AUGUST 24, 2022

To start, the agreement should contain basic information about the adviser-client relationship, including who the client is (e.g., a single person, a couple, a business, or a retirement plan) and the date on which the agreement will become effective.

Electronics 188

Electronics Clients Retirement Planning Financial Advice 188

NAIFA Advisor Today

DECEMBER 14, 2022

Suzanne Carawan is the Vice President of Marketing and Communications at The National Association of Insurance and Financial Advisors (NAIFA), the premier professional home for agents and advisors. She has more than a decade of experience working in fast-growth tech companies in social networking, events, CRM, and virtualization.

Wealth Accumulation 80

Wealth Accumulation Insurance Communication Financial Advisor 80

Harness Wealth

OCTOBER 16, 2024

As a Harness Marketplace member, Klingman & Associates works with tax firms on the Harness platform to refer and serve clients dealing with equity compensation, liquidity events, and other high-net-worth planning needs. But how we serve them, the value we add, the touch points we have, and how we communicate is paramount.

Wealth Management 52

Wealth Management Taxes Clients Management 52

Million Dollar Round Table (MDRT)

AUGUST 13, 2023

This can be a career-ending event for the client, even if the advisor was the source. Communication. A common reason clients leave their advisors is due to a lack of communication. Honest clients want to work with other people who share that value. People who trade on inside information often fall under scrutiny and get caught.

Financial Advisor 85

Financial Advisor Clients Ethics Communication 85

FMG

OCTOBER 6, 2022

SmartOffice — SmartOffice , the customer relationship managemen t s olution from Ebix, is a financial planning CRM that helps financial advisors tackle critical tasks like analysis, communication, and client services. . CRM systems make it easier to juggle tasks, opportunities, and communications. Maintain and sync your scheduling. .

Financial Advisor 83

Financial Advisor Clients Communication Financial Planning 83

Midstream Marketing

NOVEMBER 8, 2024

These events allow you to share what you know. Leveraging Email Marketing Campaigns for Personalized Communication Email marketing is a good way to connect with leads and stay in touch with potential clients. Regular and personal email communication helps you stay on their mind. After the event, reconnect with your contacts.

Financial Advisor 52

Financial Advisor Media Financial Services Clients 52

MarketWatch

JUNE 20, 2023

SNAP Chief Executive Evan Spiegel said Tuesday at a Wall Street Journal event in Cannes, France. “My When people are communicating with My AI, we can then use those insights to help improve recommendations across our platform.” Spiegel added the company “certainly thinks” AI is a safe product for its community of young users.

Communication 40

Communication Marketing Marketing 40

FMG

NOVEMBER 5, 2024

Use clear and concise headlines that communicate sections of copy. Everything you need – website, email, social media, blogs, events, video and printed cards – all in one place. They should be able to quickly scan the website and get the information they need without having to read every word.

Engineering 52

Engineering Communication Financial Planning Planning 52

MarketWatch

JUNE 20, 2023

The Biden administration on Tuesday rolled out a fresh effort to limit so-called junk fees, as the Federal Communications Commission proposed a new rule that would require cable and satellite TV providers to provide upfront, all-in prices. Last week, Biden hosted a White House event focused on hidden fees for live entertainment.

Commission 40

Commission Communication Marketing Marketing 40

FMG

JANUARY 23, 2023

From specific tools to examples, the information below will provide ways advisors can personalize their emails and enhance their communication. Provide Relevant Articles and Comments on Current Events Your content needs to be related to subjects your reader cares about to be relevant, but it also needs to be timely.

Financial Advisor 59

Financial Advisor Communication Clients Numbers 59

eMoney Advisor

MAY 24, 2023

The way leadership and workers communicate, treat each other and make decisions not only impacts employee engagement but also the business’s productivity. Another crucial aspect of company culture is establishing clear communication channels to maintain productivity and engagement.

Communication 52

Communication Consulting Education Taxes 52