AssetBook Launches Valian Communications App
Wealth Management
SEPTEMBER 22, 2022
Valian complements the firm's established Pulse portfolio management and reporting platform.
Morningstar Office To Shut Down And Push Advisors To Black Diamond (And More Of The Latest In Financial #AdvisorTech – March 2025)
Nerd's Eye View
MARCH 3, 2025
This month's edition kicks off with the news that Morningstar Office will be shutting down in early 2026 as a part of Morningstar's ongoing effort to refocus on its core investment data and analytics business – forcing advisors currently using the tool to switch (which might be a net positive for many of those advisors who have long complained (..)
Estate Planning 
173
173 Join 36,000+
Insiders
Sign Up for our Newsletter
This site is protected by reCAPTCHA and the Google Privacy Policy and Terms of Service apply.
Webinars
Book of Secrets on the Month-End Close
What Your Financial Statements Are Telling You—And How to Listen!
Are Robots Replacing You? Keeping Humans in the Loop in Automated Environments
Data Talks, CFOs Listen: Why Analytics Is The Key To Better Spend Management
Trending Sources
Financial Advisors Communicating About Market Volatility
Indigo Marketing Agency
MARCH 20, 2025
Recession Concerns & Market Volatility: How Financial Advisors Should Communicate With Clients As financial advisors , youre well aware that so far the 2025 financial market has been more unpredictable than a toddler. Why Proactive Communication Matters If theres one thing more unpredictable than the markets, its human emotion.
Orion Acquires Summit Wealth Systems To Become Its Next-Generation All-In-One Portal (And More Of The Latest In Financial #AdvisorTech – January 2025)
Nerd's Eye View
JANUARY 6, 2025
FINNY AI, an AI-powered prospecting tool, has raised $4.2
Startup 188
188 
Podcast links: the impact of intangibles
Abnormal Returns
JANUARY 3, 2025
Business Matt Reustle talks with Jonathan Eng a Portfolio Manager at Causeway Capital Management about luxury goods maker Kering. pushkin.fm) Brett McKay talks with Todd Rogers author of "Writing for Busy Readers: Communicate More Effectively in the Real World." puck.news)
The Latest In Financial #AdvisorTech (October 2023)
Nerd's Eye View
OCTOBER 2, 2023
Welcome to the October 2023 issue of the Latest News in Financial #AdvisorTech – where we look at the big news, announcements, and underlying trends and developments that are emerging in the world of technology solutions for financial advisors!
Communication 246
246 
What High-Net-Worth Prospects (Really) Want From A Financial Advisor
Nerd's Eye View
JANUARY 22, 2024
In the early days of wealth management, a financial advisor's value proposition was relatively explicit, typically focusing on a limited range of portfolio management activities (e.g., Fortunately, financial advicers can bridge these communication gaps in a few ways, starting with their discovery process.
Future-Proofing Your Financial Advisory Career: The Power of Soft Skills in an AI World
Don Connelly & Associates
NOVEMBER 11, 2024
Robo-advisors, for example, offer algorithm-based portfolio management services that can reduce the need for human intervention in certain advisory functions. The rise of AI-powered tools and robo-advisors is automating many of the routine, data-driven aspects of financial planning, creating more efficient and accurate solutions.
Conversation with the Portfolio Manager: Mid-Cap Growth Strategy
Brown Advisory
SEPTEMBER 20, 2017
Conversation with the Portfolio Manager: Mid-Cap Growth Strategy achen Wed, 09/20/2017 - 16:43 Over time, the Brown Advisory small-cap growth team, led by Christopher Berrier and George Sakellaris, watched numerous successful investments compound and grow out of their investible universe. A: One is Cogent Communications (CCOI).
Conversation with the Portfolio Manager: Mid-Cap Growth Strategy
Brown Advisory
SEPTEMBER 20, 2017
Conversation with the Portfolio Manager: Mid-Cap Growth Strategy. While both mid-cap portfolio managers believe their experience gives them an advantage, other factors set them apart as well. A: One is Cogent Communications (CCOI). Wed, 09/20/2017 - 16:43. Q: What are some examples of how this comes into play?
10 Thursday AM Reads
The Big Picture
NOVEMBER 2, 2023
Vice ) • At Fidelity, AI Provides Extra Eyes to Spot Red Flags : The artificial intelligence application Saifr uses natural language processing to help portfolio managers, sales and other staff review public-facing communication.
Advertising 130
130 
The Complete Guide to Transitioning Clients From One Financial Advisor to Another Advisor
Steve Sanduski
DECEMBER 11, 2024
Develop a Comprehensive Communication Plan Its vital that your entire team is aligned on the communication strategy for the transition. The communication plan should also be personalized for key clients. This can be done through proactive communication, recognizing important client milestones, and regular check-ins.
#FA Success Ep 328: Turning Senior Housing Guidance From A Non-Discretionary Value-Add To A Pay-For-Value Service, With Thomas West
Nerd's Eye View
APRIL 11, 2023
We also talk about why despite the rising industry trend towards centralized model portfolios managed on a discretionary basis, over 90% of the assets that Thomas and his firm manage are held on a non-discretionary basis, how Thomas has found because he mostly manages non-discretionary assets and has to call clients about every investment recommendation (..)
Medical 130
130 
Choosing the Right Broker-Dealer: Why Technology Matters
AdvicePay
AUGUST 7, 2024
As a financial advisor, you rely heavily on technology to keep up with market changes, client communication, portfolio management, billing, and more. But with so many broker-dealers out there, how do you choose the one with the tech stack that not only supports you, but scales with you as you grow?
Philanthropic Risk Management: Ensuring Effective and Compliant Giving
Carson Wealth
JANUARY 28, 2025
Planning for risk involves due diligence in researching the companies youre considering supporting, care in structuring your philanthropic activities, and transparent and effective communication among donors, professional advisors, and grantees. For example, it may be riskier to support a start-up nonprofit than an established organization.
Can You Live Off Dividends In Retirement?
Darrow Wealth Management
FEBRUARY 9, 2025
If you’re not working with a financial advisor , seriously consider your appetite for ongoing portfolio management, fund analysis, rebalancing, etc. Important disclosure This is a general communication for informational and educational purposes only. How much money do you need to live off dividends?
Retirement 67
67 
Global Sustainable Total Return Bond Strategy: Reporting on the impact of our investment decisions 2022
Brown Advisory
AUGUST 3, 2023
Global Sustainable Total Return Bond Strategy: Reporting on the impact of our investment decisions 2022 bgregorio Thu, 08/03/2023 - 09:16 A Letter of Introduction From The Portfolio Managers Our 2022 impact report builds on our commitment to measuring, documenting and communicating the outcomes that our strategy produces for our clients.
Investing 52
52 
Sustainable Core Fixed Income Strategy: Reporting on the impact of our investment decisions 2022
Brown Advisory
MAY 1, 2023
Sustainable Core Fixed Income Strategy: Reporting on the impact of our investment decisions 2022 ajackson Mon, 05/01/2023 - 12:34 A Letter of Introduction From The Portfolio Managers Our 2022 impact report builds on our commitment to measuring, documenting and communicating the outcomes that our strategy produces for our clients.
Investing 52
52 
Sustainable Core Fixed Income Strategy: Reporting on the impact of our investment decisions
Brown Advisory
MAY 1, 2023
Sustainable Core Fixed Income Strategy: Reporting on the impact of our investment decisions ajackson Mon, 05/01/2023 - 12:34 A Letter of Introduction From The Portfolio Managers Our 2022 impact report builds on our commitment to measuring, documenting and communicating the outcomes that our strategy produces for our clients.
Investing 52
52 
2022 Impact Report: Sustainable Core Fixed Income Strategy
Brown Advisory
MAY 1, 2023
2022 Impact Report: Sustainable Core Fixed Income Strategy ajackson Mon, 05/01/2023 - 12:34 A Letter of Introduction From The Portfolio Managers Our 2022 impact report builds on our commitment to measuring, documenting and communicating the outcomes that our strategy produces for our clients.
Financial Advisor Website Showcase: New Lantern Advisors
FMG
AUGUST 4, 2022
Without a doubt leading to a subtle way to entice visitors into signing up for email communication. How has virtual communication affected the way you do business? One of the best homepage features is the interactive quiz which “Tests Your Investing IQ.” ” In this case, the quiz asks for both your name and email.
2022 Impact Report: Tax-Exempt Sustainable Fixed Income Strategy
Brown Advisory
JUNE 5, 2023
2022 Impact Report: Tax-Exempt Sustainable Fixed Income Strategy bgregorio Mon, 06/05/2023 - 05:22 A Letter of Introduction From The Portfolio Managers Our 2022 impact report builds on our commitment to measuring, documenting and communicating the outcomes that our strategy produces for our clients.
Taxes 52
52 
The Role of Technology in Modern Investment Advisory Services
International College of Financial Planning
MAY 9, 2024
This technological empowerment allows for enhanced portfolio management, yielding better performance outcomes and enabling advisors to handle market complexities with greater agility and informed insight. This not only improves responsiveness but also helps in building more robust, more personalized relationships with clients.
Investing 52
52 
They All Have One Thing In Common
The Irrelevant Investor
OCTOBER 4, 2016
All of the great investors, from Seth Klarman and Howard Marks to Warren Buffett and Phil Fisher, have one thing in common- their ability to clearly communicate their philosophy. Jack Bogle rightfully gets all the credit for creating the index fund, but he's very underrated when it comes to his ability to effectively communicate.
The 8 Highest-Paying Jobs in Major Banks for 2023
Good Financial Cents
JANUARY 11, 2023
Because of this crucial role, financial managers command top dollar in big banks. Portfolio Manager. Portfolio Managers are responsible for developing investment strategies, tracking markets, evaluating documents and figures, and creating customer investment plans. Excellent communication and interpersonal skills.
Banking 96
96 
How Public-Market ESG Investors Generate Impact without Compromising Performance
Brown Advisory
NOVEMBER 24, 2021
How Public-Market ESG Investors Generate Impact without Compromising Performance jharrison Wed, 11/24/2021 - 13:26 Karina Funk , Chair of Sustainable Investing at Brown Advisory and co-portfolio manager of the Large-Cap Sustainable Growth strategy , spoke as part of a global CIO Symposium, co-hosted by VS Partners and Financial Times/FTChinese.com.
Marketing 52
52 
How Public-Market ESG Investors Generate Impact without Compromising Performance
Brown Advisory
NOVEMBER 24, 2021
Karina Funk , Chair of Sustainable Investing at Brown Advisory and co-portfolio manager of the Large-Cap Sustainable Growth strategy , spoke as part of a global CIO Symposium, co-hosted by VS Partners and Financial Times/FTChinese.com. How Public-Market ESG Investors Generate Impact without Compromising Performance. Read more >.
Marketing 52
52 
Becoming a SEBI Registered Investment Advisor: A Complete Guide
International College of Financial Planning
JUNE 14, 2023
It can involve guidance on buying or selling securities, portfolio management, and other relevant financial products. Individuals associated with investment guidance must possess at least two years of experience in financial offerings, securities, funds, or portfolio management.
Mastering Finances with a Certified Investment/Financial Advisor
International College of Financial Planning
JULY 10, 2023
Some common career paths for investment advisors include working as wealth manager, family office, portfolio manager (PMS), Retirement Planner, Estate Planner. Investment advisors can also specialize in specific areas such as retirement planning, tax planning, or portfolio management.
Equity Beat: The Long and Short
Brown Advisory
MARCH 14, 2023
Time/Long-Term We recently met with the management team of Intuitive Surgical (ISRG). One of our portfolio managers, Ken Stuzin will tell you that none of our holdings are “sacred cows”, but in the same breath he’ll mention that ISRG CEO Gary Guthart is among the very best executives that he’s ever met. All Others 2.3%
Clients 97
97 
Integrated Diploma in Wealth Management: A Comprehensive Program for Aspiring Wealth Managers
International College of Financial Planning
MARCH 31, 2023
The wealth management industry is dynamic, and there is a continuous demand for professionals who can offer high-quality financial advice and manage wealth effectively.
How to Choose the Right Job Oriented Course After Graduation in Wealth Management
International College of Financial Planning
MAY 20, 2024
Enhance Your Professionalism: Employers value soft skills highly, so it is important to hone skills such as effective communication, ethical judgment, and critical thinking. Scope of Career in Wealth Management Embarking on a career in wealth management opens a structured and promising pathway to professional advancement.
CIO Roundtable: Lessons from the Late 1990s Bubble and the Road Ahead
Brown Advisory
MAY 7, 2021
Download transcript MORE ON THIS TOPIC Brown Advisory Global Leaders Strategy: Ted Seides interviews Mick Dillon In this podcast, Ted Seides of Capital Allocators interviews Portfolio Manager Mick Dillon. Brown Advisory does not render legal or tax advice.
Clients 52
52 
CIO Roundtable: Lessons from the Late 1990s Bubble and the Road Ahead
Brown Advisory
MAY 7, 2021
In this podcast, Ted Seides of Capital Allocators interviews Portfolio Manager Mick Dillon. Any business or tax discussion contained in this communication is not intended as a thorough, in-depth analysis of specific issues. Download transcript. . MORE ON THIS TOPIC. Brown Advisory does not render legal or tax advice.
Clients 52
52 
Equity Beat: The Long and Short
Brown Advisory
MARCH 14, 2023
Time/Long-Term This morning, we met with the management team of Intuitive Surgical (ISRG), One of our portfolio managers, Ken Stuzin will tell you that none of our holdings are “sacred cows”, but in the same breath he’ll mention that ISRG CEO Gary Guthart is among the very best executives that he’s ever met.
Clients 81
81 
Five Ways to Invest That Make the World a Better Place
Brown Advisory
SEPTEMBER 12, 2016
In routine communications with Akamai in 2015, Brown Advisory portfolio managers inquired whether the company planned to transition to renewable energy sources. This communication and any accompanying documents are confidential and privileged. They are intended for the sole use of the addressee.
Investing 52
52 
Five Ways to Invest That Make the World a Better Place
Brown Advisory
SEPTEMBER 12, 2016
In routine communications with Akamai in 2015, Brown Advisory portfolio managers inquired whether the company planned to transition to renewable energy sources. This communication and any accompanying documents are confidential and privileged. They are intended for the sole use of the addressee.
Investing 52
52 
Kickstarting Your Career: Tips for Fresh Graduates
International College of Financial Planning
MAY 29, 2023
Individual Investor Individual investor courses can help you understand the basics of investing, such as stock market analysis, portfolio management, and risk management. Make sure you dress appropriately for interviews and practice your communication skills. Here are some options: 1.Certified
Transcript: Jim O’Shaughnessy on Infinite Wisdom
The Big Picture
MARCH 25, 2025
But with me, it’s always more like I’m fascinated by the thought or the message that’s being communicated. It was, we wanted to have the absolute best software for the way we managed money. And so we put on a pretty significant developer team that had background in portfolio management. This is key.
Management 147
147 
Anchoring Expectations
Brown Advisory
DECEMBER 2, 2015
In advising clients over the years, we have seen the value of helping families buy into the longterm orientation essential to successful investing and portfolio management through all market conditions. We cannot control the first two forces. In compliance with those regulations, we must inform you that 1.
Taxes 52
52 
Seven ways to talk your financial execs out of jargon and bad writing
Investment Writing
NOVEMBER 20, 2024
Marketing and communications professionals know how to write well. Power and Associates to recommend boosting investor trust with methods that include honest communication about investment performance and plain explanations for fees and commissions, according to “Study: Why focus on people, not profits, increases investor trust.”
Compliance 52
52 
Diving Deep: Achieving Outperformance By Using Environmental Research
Brown Advisory
SEPTEMBER 12, 2016
When sizing up a company’s opportunities and risks, portfolio managers vary widely in how they weigh ESG factors. Some portfolio managers use ESG data to find companies that they believe are less harmful than others. This communication and any accompanying documents are confidential and privileged.
Food 52
52 
Diving Deep: Achieving Outperformance By Using Environmental Research
Brown Advisory
SEPTEMBER 12, 2016
When sizing up a company’s opportunities and risks, portfolio managers vary widely in how they weigh ESG factors. Some portfolio managers use ESG data to find companies that they believe are less harmful than others. This communication and any accompanying documents are confidential and privileged.
Food 52
52 
Transcript: Charlie Ellis
The Big Picture
DECEMBER 28, 2022
ELLIS: And you could argue that one of the great managers at Capital Group had an even better record, but Capital broke up the funds into multiple different portfolio managers, so it was not public. And everybody has access to the Internet and it’s instantaneous communication worldwide. RITHOLTZ: Wow. RITHOLTZ: Wow.
Management 189
189 
Let's personalize your content