AssetBook Launches Valian Communications App
Wealth Management
SEPTEMBER 22, 2022
Valian complements the firm's established Pulse portfolio management and reporting platform.
Communication Portfolio Portfolio Management 
Morningstar Office To Shut Down And Push Advisors To Black Diamond (And More Of The Latest In Financial #AdvisorTech – March 2025)
Nerd's Eye View
MARCH 3, 2025
This month's edition kicks off with the news that Morningstar Office will be shutting down in early 2026 as a part of Morningstar's ongoing effort to refocus on its core investment data and analytics business – forcing advisors currently using the tool to switch (which might be a net positive for many of those advisors who have long complained (..)
Estate Planning 
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Book of Secrets on the Month-End Close
What Your Financial Statements Are Telling You—And How to Listen!
Are Robots Replacing You? Keeping Humans in the Loop in Automated Environments
Data Talks, CFOs Listen: Why Analytics Is The Key To Better Spend Management
Trending Sources
Financial Advisors Communicating About Market Volatility
Indigo Marketing Agency
MARCH 20, 2025
Recession Concerns & Market Volatility: How Financial Advisors Should Communicate With Clients As financial advisors , youre well aware that so far the 2025 financial market has been more unpredictable than a toddler. Why Proactive Communication Matters If theres one thing more unpredictable than the markets, its human emotion.
Orion Acquires Summit Wealth Systems To Become Its Next-Generation All-In-One Portal (And More Of The Latest In Financial #AdvisorTech – January 2025)
Nerd's Eye View
JANUARY 6, 2025
FINNY AI, an AI-powered prospecting tool, has raised $4.2
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Podcast links: the impact of intangibles
Abnormal Returns
JANUARY 3, 2025
Business Matt Reustle talks with Jonathan Eng a Portfolio Manager at Causeway Capital Management about luxury goods maker Kering. pushkin.fm) Brett McKay talks with Todd Rogers author of "Writing for Busy Readers: Communicate More Effectively in the Real World." puck.news)
The Latest In Financial #AdvisorTech (October 2023)
Nerd's Eye View
OCTOBER 2, 2023
Welcome to the October 2023 issue of the Latest News in Financial #AdvisorTech – where we look at the big news, announcements, and underlying trends and developments that are emerging in the world of technology solutions for financial advisors!
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What High-Net-Worth Prospects (Really) Want From A Financial Advisor
Nerd's Eye View
JANUARY 22, 2024
In the early days of wealth management, a financial advisor's value proposition was relatively explicit, typically focusing on a limited range of portfolio management activities (e.g., Fortunately, financial advicers can bridge these communication gaps in a few ways, starting with their discovery process.
Future-Proofing Your Financial Advisory Career: The Power of Soft Skills in an AI World
Don Connelly & Associates
NOVEMBER 11, 2024
Robo-advisors, for example, offer algorithm-based portfolio management services that can reduce the need for human intervention in certain advisory functions. The rise of AI-powered tools and robo-advisors is automating many of the routine, data-driven aspects of financial planning, creating more efficient and accurate solutions.
Conversation with the Portfolio Manager: Mid-Cap Growth Strategy
Brown Advisory
SEPTEMBER 20, 2017
Conversation with the Portfolio Manager: Mid-Cap Growth Strategy achen Wed, 09/20/2017 - 16:43 Over time, the Brown Advisory small-cap growth team, led by Christopher Berrier and George Sakellaris, watched numerous successful investments compound and grow out of their investible universe. A: One is Cogent Communications (CCOI).
Conversation with the Portfolio Manager: Mid-Cap Growth Strategy
Brown Advisory
SEPTEMBER 20, 2017
Conversation with the Portfolio Manager: Mid-Cap Growth Strategy. While both mid-cap portfolio managers believe their experience gives them an advantage, other factors set them apart as well. A: Our process consists of three steps: idea generation, due diligence and portfolio construction. Wed, 09/20/2017 - 16:43.
Can You Live Off Dividends In Retirement?
Darrow Wealth Management
FEBRUARY 9, 2025
If you own 10,000 shares, you receive $40,000 in dividend income (before taxes) and have a portfolio currently worth $2M. You’ll receive the same $40,000 in dividend income and the value of your portfolio drops to $1.5M. Dividend paying stocks and funds can be a great addition to a portfolio.
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10 Thursday AM Reads
The Big Picture
NOVEMBER 2, 2023
Vice ) • At Fidelity, AI Provides Extra Eyes to Spot Red Flags : The artificial intelligence application Saifr uses natural language processing to help portfolio managers, sales and other staff review public-facing communication.
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#FA Success Ep 328: Turning Senior Housing Guidance From A Non-Discretionary Value-Add To A Pay-For-Value Service, With Thomas West
Nerd's Eye View
APRIL 11, 2023
We also talk about why despite the rising industry trend towards centralized model portfolios managed on a discretionary basis, over 90% of the assets that Thomas and his firm manage are held on a non-discretionary basis, how Thomas has found because he mostly manages non-discretionary assets and has to call clients about every investment recommendation (..)
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The Complete Guide to Transitioning Clients From One Financial Advisor to Another Advisor
Steve Sanduski
DECEMBER 11, 2024
Develop a Comprehensive Communication Plan Its vital that your entire team is aligned on the communication strategy for the transition. The communication plan should also be personalized for key clients. This can be done through proactive communication, recognizing important client milestones, and regular check-ins.
Choosing the Right Broker-Dealer: Why Technology Matters
AdvicePay
AUGUST 7, 2024
As a financial advisor, you rely heavily on technology to keep up with market changes, client communication, portfolio management, billing, and more. But with so many broker-dealers out there, how do you choose the one with the tech stack that not only supports you, but scales with you as you grow?
Philanthropic Risk Management: Ensuring Effective and Compliant Giving
Carson Wealth
JANUARY 28, 2025
Planning for risk involves due diligence in researching the companies youre considering supporting, care in structuring your philanthropic activities, and transparent and effective communication among donors, professional advisors, and grantees. For example, it may be riskier to support a start-up nonprofit than an established organization.
Building A Portfolio To Offset Position Risk
Brown Advisory
OCTOBER 16, 2017
Building A Portfolio To Offset Position Risk achen Mon, 10/16/2017 - 11:53 For years, our firm has built equity strategies that fit squarely into traditional style boxes, like “U.S. Typically, we begin building a client-driven portfolio by targeting a specific metric or set of performance attributes.
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Building A Portfolio To Offset Position Risk
Brown Advisory
OCTOBER 16, 2017
Building A Portfolio To Offset Position Risk. Working in close collaboration, our equity research team and private client portfolio managers have opened a new frontier in portfolio building, enabling us to offer truly customized portfolios that fit our clients’ specific circumstances. Mon, 10/16/2017 - 11:53.
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From our CEO: How We Help Clients Build Sustainable Portfolios
Brown Advisory
SEPTEMBER 12, 2016
From our CEO: How We Help Clients Build Sustainable Portfolios achen Mon, 09/12/2016 - 08:16 Last year, we published our first special edition of The Advisory focused on sustainable investing. We begin with advice— an in-depth engagement and discovery process to learn exactly how you view the intersection of your values with your portfolio.
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From our CEO: How We Help Clients Build Sustainable Portfolios
Brown Advisory
SEPTEMBER 12, 2016
From our CEO: How We Help Clients Build Sustainable Portfolios. We begin with advice— an in-depth engagement and discovery process to learn exactly how you view the intersection of your values with your portfolio. The goals you express during our discovery process dictate the types of solutions used in your portfolio.
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Global Sustainable Total Return Bond Strategy: Reporting on the impact of our investment decisions 2022
Brown Advisory
AUGUST 3, 2023
Global Sustainable Total Return Bond Strategy: Reporting on the impact of our investment decisions 2022 bgregorio Thu, 08/03/2023 - 09:16 A Letter of Introduction From The Portfolio Managers Our 2022 impact report builds on our commitment to measuring, documenting and communicating the outcomes that our strategy produces for our clients.
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Sustainable Core Fixed Income Strategy: Reporting on the impact of our investment decisions 2022
Brown Advisory
MAY 1, 2023
Sustainable Core Fixed Income Strategy: Reporting on the impact of our investment decisions 2022 ajackson Mon, 05/01/2023 - 12:34 A Letter of Introduction From The Portfolio Managers Our 2022 impact report builds on our commitment to measuring, documenting and communicating the outcomes that our strategy produces for our clients.
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Sustainable Core Fixed Income Strategy: Reporting on the impact of our investment decisions
Brown Advisory
MAY 1, 2023
Sustainable Core Fixed Income Strategy: Reporting on the impact of our investment decisions ajackson Mon, 05/01/2023 - 12:34 A Letter of Introduction From The Portfolio Managers Our 2022 impact report builds on our commitment to measuring, documenting and communicating the outcomes that our strategy produces for our clients.
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2022 Impact Report: Sustainable Core Fixed Income Strategy
Brown Advisory
MAY 1, 2023
2022 Impact Report: Sustainable Core Fixed Income Strategy ajackson Mon, 05/01/2023 - 12:34 A Letter of Introduction From The Portfolio Managers Our 2022 impact report builds on our commitment to measuring, documenting and communicating the outcomes that our strategy produces for our clients.
2022 Impact Report: Tax-Exempt Sustainable Fixed Income Strategy
Brown Advisory
JUNE 5, 2023
2022 Impact Report: Tax-Exempt Sustainable Fixed Income Strategy bgregorio Mon, 06/05/2023 - 05:22 A Letter of Introduction From The Portfolio Managers Our 2022 impact report builds on our commitment to measuring, documenting and communicating the outcomes that our strategy produces for our clients.
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The Role of Technology in Modern Investment Advisory Services
International College of Financial Planning
MAY 9, 2024
In the present rapidly evolving digital landscape, integration of technology into everyday activities has transformed numerous industries, i8 financial management and investment advisory services. This integration has revolutionized investment advisors’ operations, enhancing their ability to manage portfolios and interact with clients.
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Financial Advisor Website Showcase: New Lantern Advisors
FMG
AUGUST 4, 2022
Without a doubt leading to a subtle way to entice visitors into signing up for email communication. How has virtual communication affected the way you do business? One of the best homepage features is the interactive quiz which “Tests Your Investing IQ.” ” In this case, the quiz asks for both your name and email.
Saving investors from the “Humpty Dumpty portfolio” with hourly financial advisor Rick Ferri, CFA
Sara Grillo
APRIL 11, 2022
We’re going to talk about how he provides high value as an hourly financial advisor by saving investors from the “Humpty Dumpty portfolio” and the lessons other advisors can learn about serving clients with simplicity, transparency, and integrity, whether they choose to adopt the hourly fee model or not.
The 8 Highest-Paying Jobs in Major Banks for 2023
Good Financial Cents
JANUARY 11, 2023
Because of this crucial role, financial managers command top dollar in big banks. Portfolio Manager. Portfolio Managers are responsible for developing investment strategies, tracking markets, evaluating documents and figures, and creating customer investment plans. Excellent communication and interpersonal skills.
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They All Have One Thing In Common
The Irrelevant Investor
OCTOBER 4, 2016
All of the great investors, from Seth Klarman and Howard Marks to Warren Buffett and Phil Fisher, have one thing in common- their ability to clearly communicate their philosophy. Jack Bogle rightfully gets all the credit for creating the index fund, but he's very underrated when it comes to his ability to effectively communicate.
Transcript: Jim O’Shaughnessy on Infinite Wisdom
The Big Picture
MARCH 25, 2025
How to clone your favorite money managers. By looking at the biggest difference between their portfolio factor distribution and then using those as screens to get a portfolio, much like your manager. Note we used to update the clones versus the manager last time we did. It was years and years ago. This is key.
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Becoming a SEBI Registered Investment Advisor: A Complete Guide
International College of Financial Planning
JUNE 14, 2023
It can involve guidance on buying or selling securities, portfolio management, and other relevant financial products. Individuals associated with investment guidance must possess at least two years of experience in financial offerings, securities, funds, or portfolio management.
Mastering Finances with a Certified Investment/Financial Advisor
International College of Financial Planning
JULY 10, 2023
Understanding the Role of a Certified Financial Advisor An investment or certified financial advisor is a financial professional who provides guidance and recommendations to clients regarding their investment portfolios. Excellent communication and interpersonal skills.
How Public-Market ESG Investors Generate Impact without Compromising Performance
Brown Advisory
NOVEMBER 24, 2021
How Public-Market ESG Investors Generate Impact without Compromising Performance jharrison Wed, 11/24/2021 - 13:26 Karina Funk , Chair of Sustainable Investing at Brown Advisory and co-portfolio manager of the Large-Cap Sustainable Growth strategy , spoke as part of a global CIO Symposium, co-hosted by VS Partners and Financial Times/FTChinese.com.
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How Public-Market ESG Investors Generate Impact without Compromising Performance
Brown Advisory
NOVEMBER 24, 2021
Karina Funk , Chair of Sustainable Investing at Brown Advisory and co-portfolio manager of the Large-Cap Sustainable Growth strategy , spoke as part of a global CIO Symposium, co-hosted by VS Partners and Financial Times/FTChinese.com. How Public-Market ESG Investors Generate Impact without Compromising Performance. Read more >.
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Integrated Diploma in Wealth Management: A Comprehensive Program for Aspiring Wealth Managers
International College of Financial Planning
MARCH 31, 2023
Skills Required for a Career in Wealth Management A successful career in wealth management requires a range of skills that include: Strong communication skills to engage with clients and explain complex financial concepts in a simple manner. Good organizational skills to manage multiple clients and their portfolios.
Anchoring Expectations
Brown Advisory
DECEMBER 2, 2015
In advising clients over the years, we have seen the value of helping families buy into the longterm orientation essential to successful investing and portfolio management through all market conditions. Determine both your annual level of spending and a five- and 10-year goal for portfolio returns.
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Transcript: Charlie Ellis
The Big Picture
DECEMBER 28, 2022
It was a balanced portfolio. You would have guessed, had you known that a balanced fund, the stock and bond portfolio was going to do a lot better than just the pure stock funds over the next 16 years. They tend to hold almost identical portfolios. But old Wellington was not really a great and interesting place. RITHOLTZ: Wow.
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Key Differences Between Asset Management and Investment Management
WiserAdvisor
JULY 7, 2022
Understanding the differences between the two is crucial for effective selection, allocation of your funds, and portfolio management. Asset management helps individuals determine asset value, financial health, the potential for growth, and investment opportunities. all come under asset management.
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How to Choose the Right Job Oriented Course After Graduation in Wealth Management
International College of Financial Planning
MAY 20, 2024
Enhance Your Professionalism: Employers value soft skills highly, so it is important to hone skills such as effective communication, ethical judgment, and critical thinking. Scope of Career in Wealth Management Embarking on a career in wealth management opens a structured and promising pathway to professional advancement.
CIO Roundtable: Lessons from the Late 1990s Bubble and the Road Ahead
Brown Advisory
MAY 7, 2021
The group also shares their thoughts on the role unconventional assets like gold and Bitcoin can play in client portfolios. Download transcript MORE ON THIS TOPIC Brown Advisory Global Leaders Strategy: Ted Seides interviews Mick Dillon In this podcast, Ted Seides of Capital Allocators interviews Portfolio Manager Mick Dillon.
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CIO Roundtable: Lessons from the Late 1990s Bubble and the Road Ahead
Brown Advisory
MAY 7, 2021
The group also shares their thoughts on the role unconventional assets like gold and Bitcoin can play in client portfolios. In this podcast, Ted Seides of Capital Allocators interviews Portfolio Manager Mick Dillon. Download transcript. . MORE ON THIS TOPIC. Brown Advisory does not render legal or tax advice.
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Transcript: Greg Davis, CIO Vanguard
The Big Picture
AUGUST 29, 2023
So I came down, met with our head of the portfolio review department, which oversees our external managers, met with our head of brokerage, and then met with the head of bind indexing, who was Ken Volpert at the time. And she was like, “You should come down and talk to some people at Vanguard.”
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Five Ways to Invest That Make the World a Better Place
Brown Advisory
SEPTEMBER 12, 2016
Our Core Sustainable Fixed Income strategy makes liberal use of green bonds within its portfolio. In routine communications with Akamai in 2015, Brown Advisory portfolio managers inquired whether the company planned to transition to renewable energy sources. They are intended for the sole use of the addressee.
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