Compensation Planning and Financial Advisor

#FA Success Ep 362: Developing Associate Advisor Compensation Plans And Career Tracks To Scale Capacity Past $1.5B AUM, With Jeff Brown

Nerd's Eye View

DECEMBER 5, 2023

Welcome back to the 362nd episode of the Financial Advisor Success Podcast ! My guest on today's podcast is Jeff Brown. Jeff is the President of Stratos Private Wealth, an RIA based in San Diego, California, that oversees almost $1.5 billion in assets under management for just over 350 client households. Read More.

Compensation Planning

Compensation Planning Planning Financial Advisor Clients

Culture From the Top Down: Executive Compensation Plans Explained

Carson Wealth

JULY 19, 2022

At their most basic level, executive compensation plans are designed to attract, retain and motivate top talent and leadership. But truly successful plans are designed to be much more than providing a high salary to a key employee – they support the business’s philosophies, values, and mission. .

Executive Compensation

Executive Compensation Compensation Planning Planning Insurance

#FASuccess Ep 409: Adding 1,400 New Clients In A Year As An Extension Of Doing (Profitable) Student Loan Consulting At Scale, With Travis Hornsby

Nerd's Eye View

OCTOBER 29, 2024

Welcome to the 409th episode of the Financial Advisor Success Podcast ! Welcome, everyone! My guest on today's podcast is Travis Hornsby. Read More.

Consulting

Consulting Clients Financial Planning Compensation Planning

Webinars

Back to Basics with Reconciliations

Less Stress, More Success: Accounting Best Practices & Processes for 2025

Avoiding Lease Accounting Pitfalls in 2025: Lessons Learned from Spreadsheet Errors

MORE WEBINARS

#FA Success Ep 345: Differentiating With Institutions And Ultra-High-Net-Worth Investors As A Serious Investment Firm, With Lori Van Dusen

Nerd's Eye View

AUGUST 8, 2023

Welcome back to the 345th episode of the Financial Advisor Success Podcast ! Lori is the CEO of LVW Advisors, an independent RIA based in Pittsford, New York, that oversees more than $2 billion in assets under management for over 450 small-to-mid-sized institutions and ultra-high-net-worth families. Read More.

Investing

Investing Investments Financial Advisor Compensation Planning

Financial Advisors Selling to Corporate Executives

Prosperity Coaching

MAY 20, 2022

Financial Advisors Selling to Corporate Executives: Financial services are a diverse field because clients can range from blue-collar workers to high-income earners, all with vastly different needs. Read here: This is my 4th post in The Financial Advisor Ideal Client Blog Post Series: How to attract your ideal clients.

Financial Advisor

Financial Advisor Financial Services Clients Compensation Planning

Weekend Reading For Financial Planners (Sept 24-25)

Nerd's Eye View

SEPTEMBER 23, 2022

While the new rule allows financial advisors to proactively use testimonials (from clients), endorsements (from non-clients), and highlight their own ratings on various third-party websites, the SEC’s warning suggests that advisory firms will want to take care to abide by the compliance requirements linked to the new rule.

Financial Planner

Financial Planner Compensation Planning Compliance Insurance

Does being a fiduciary financial advisor REALLY matter – or is it “meh?”

Sara Grillo

AUGUST 14, 2023

So we’ve got a lively crew here today to debate, does it really matter if someone is a fiduciary financial advisor, or not? I am a CFA® charterholder and financial advisor marketing consultant. I am an irreverent and fun marketing consultant for financial advisors. Let’s debate it! Let’s talk about it.

Financial Advisor

Financial Advisor Fiduciary Duty Insurance Financial Advice

Job Loss Financial Checklist

Walkner Condon Financial Advisors

JUNE 27, 2023

As a Financial Advisor I do not offer legal advice; it may make sense to hire an attorney to review a separation agreement before signing. Deferred compensation plans. As a Financial Advisor, I’m here to help my clients through the good times and (arguably more importantly) the stressful times.

Insurance

Insurance Insurance Coverage Compensation Planning Financial Advisor

Job Loss Financial Checklist

Walkner Condon Financial Advisors

JUNE 27, 2023

As a Financial Advisor I do not offer legal advice; it may make sense to hire an attorney to review a separation agreement before signing. Deferred compensation plans. As a Financial Advisor, I’m here to help my clients through the good times and (arguably more importantly) the stressful times.

Insurance

Insurance Insurance Coverage Compensation Planning Financial Advisor

Zoe’s Tell-All: 2023 Tax Season

Zoe Financial

FEBRUARY 14, 2023

If you’re overwhelmed by the complexities of tax filing, consider talking to a financial advisor that can support you. A financial advisor can help you analyze your financial situation, maximize all your deductions, and provide personalized advice on managing taxes going forward. Growing tax deferral.

Taxes

Taxes Tax Planning Financial Advisor Planning

Massachusetts ‘Millionaires’ Tax Applies to Sudden Wealth Events

Darrow Wealth Management

NOVEMBER 17, 2022

Considering tax planning strategies to reduce the impact of the new MA surtax. Here are a few to discuss with your tax and financial advisor: Rethink your MA residency. Depending on the situation, the 4% surtax may be unavoidable. But for others, there might be some strategies to consider.

Taxes

Taxes Wealth Management Tax Planning Planning

Build Your Dream Retirement

Zoe Financial

MARCH 22, 2023

Avoid Dependency Other sources of income that some people receive include a pension, deferred compensation plan, or the sale of a business. Disclosure: This blog is not investment advice and should not be relied on for such advice or as a substitute for consultation with professional accounting, tax, legal or financial advisors.

Retirement

Retirement CFP Taxes Accounting

Microsoft Mega Backdoor Roth 401k: How it Works

Cordant Wealth Partners

SEPTEMBER 7, 2022

Should I contribute to my Deferred Compensation Plan (DCP) or the Mega Backdoor Roth? As one of the most significant benefits available to you as a Microsoft employee, it’s worth considering the strategy as part of your overall financial planning. The Microsoft DC P is available to employees’ starting at level 67.

Taxes

Taxes Accounting Compensation Planning Retirement

How Does Microsoft Compensation Work?

Cordant Wealth Partners

SEPTEMBER 9, 2022

With all deferred compensation plans, it’s important to remember that they are unsecured liabilities and subject to the company’s credit risk. For more information on balancing the risks of deferred compensation plans, see our post, Three Risk Reduction Strategies for Deferred Comp Plans.

Engineering

Engineering Taxes Insurance Accounting

Microsoft Compensation and Benefits Guide for 2021

Cordant Wealth Partners

SEPTEMBER 27, 2021

With all deferred compensation plans, it’s important to keep in mind that they are unsecured liabilities and subject to the credit risk of the company. For more balancing the risks of deferred compensation plans, see our post Three Risk Reduction Strategies for Deferred Comp Plans. 10 years, 15 years, etc.),

Engineering

Engineering Taxes Insurance Compensation Planning

Concentration Risk and Your Equity Compensation: Reasons and Rebuttals

Zajac Group

MARCH 20, 2023

While tax aware decision-making is an important part of equity compensation planning, you may have to decide which is more important to you: deferring or avoiding taxes, or reducing concentration risk? Talk to your financial advisor before making any investing decisions. Past performance is no guarantee of future results.

Risk Tolerance

Risk Tolerance Taxes Portfolio Planning

10 High-Income Tax Planning Strategies to Complete Before 2025: A Year-end Checklist

Harness Wealth

NOVEMBER 12, 2024

Proactive year-end tax planning can lead to significant savings and set you up for financial success in the new year. Checklist: Year-end Tax Planning Strategies Review the following tax strategies with your tax advisor and/or financial advisor before the end of the year.

Tax Planning

Tax Planning Taxes Planning Estate Planning

Financial Advisor Source

#FA Success Ep 362: Developing Associate Advisor Compensation Plans And Career Tracks To Scale Capacity Past $1.5B AUM, With Jeff Brown

Culture From the Top Down: Executive Compensation Plans Explained

Webinars

Trending Sources

#FASuccess Ep 409: Adding 1,400 New Clients In A Year As An Extension Of Doing (Profitable) Student Loan Consulting At Scale, With Travis Hornsby

Webinars

#FA Success Ep 345: Differentiating With Institutions And Ultra-High-Net-Worth Investors As A Serious Investment Firm, With Lori Van Dusen

Financial Advisors Selling to Corporate Executives

Weekend Reading For Financial Planners (Sept 24-25)

Does being a fiduciary financial advisor REALLY matter – or is it “meh?”

Job Loss Financial Checklist

Job Loss Financial Checklist

Zoe’s Tell-All: 2023 Tax Season

Massachusetts ‘Millionaires’ Tax Applies to Sudden Wealth Events

Build Your Dream Retirement

Microsoft Mega Backdoor Roth 401k: How it Works

How Does Microsoft Compensation Work?

Microsoft Compensation and Benefits Guide for 2021

Concentration Risk and Your Equity Compensation: Reasons and Rebuttals

10 High-Income Tax Planning Strategies to Complete Before 2025: A Year-end Checklist

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