Compensation Planning, Financial Advisor and Management

#FASuccess Ep 426: Rolling Out An Equity Compensation Plan To Align The Entire Team On Client Service And Profitable Growth, With Jennifer des Groseilliers

Nerd's Eye View

FEBRUARY 25, 2025

Welcome to the 426th episode of the Financial Advisor Success Podcast ! Jennifer is the CEO of The Mather Group, an RIA based in Chicago, Illinois, that oversees $15 billion in combined assets under management and advisement for approximately 4,400 client households. Welcome everyone!

Compensation Planning

Compensation Planning Clients Planning Wealth Advisor

#FASuccess Ep 421: Integrating Tax Preparation Without Hiring In-House CPAs To Bring More Tax-Focused Value, With Daniel Friedman

Nerd's Eye View

JANUARY 21, 2025

Welcome to the 421st episode of the Financial Advisor Success Podcast ! Daniel is the CEO of WMGNA, a hybrid advisory firm based in Farmington, Connecticut, that oversees approximately $270 million in assets under management for 200 client households. Welcome everyone! My guest on today's podcast is Daniel Friedman.

Taxes

Taxes Tax Planning Financial Advisor Compensation Planning

#FA Success Ep 362: Developing Associate Advisor Compensation Plans And Career Tracks To Scale Capacity Past $1.5B AUM, With Jeff Brown

Nerd's Eye View

DECEMBER 5, 2023

Welcome back to the 362nd episode of the Financial Advisor Success Podcast ! billion in assets under management for just over 350 client households. My guest on today's podcast is Jeff Brown. Jeff is the President of Stratos Private Wealth, an RIA based in San Diego, California, that oversees almost $1.5 Read More.

Compensation Planning

Compensation Planning Planning Financial Advisor Clients

Webinars

Book of Secrets on the Month-End Close

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The Diamond Podcast for Financial Advisors: UBS Comp Plan Changes and the Impact on Advisors

Wealth Management

NOVEMBER 27, 2024

Louis Diamond offers UBS advisors a perspective on the firm’s compensation plan changes, which were announced on Nov.

Compensation Planning

Compensation Planning Financial Advisor Planning

#FA Success Ep 345: Differentiating With Institutions And Ultra-High-Net-Worth Investors As A Serious Investment Firm, With Lori Van Dusen

Nerd's Eye View

AUGUST 8, 2023

Welcome back to the 345th episode of the Financial Advisor Success Podcast ! Lori is the CEO of LVW Advisors, an independent RIA based in Pittsford, New York, that oversees more than $2 billion in assets under management for over 450 small-to-mid-sized institutions and ultra-high-net-worth families. Read More.

Investing

Investing Investments Financial Advisor Compensation Planning

Weekend Reading For Financial Planners (Sept 24-25)

Nerd's Eye View

SEPTEMBER 23, 2022

While the new rule allows financial advisors to proactively use testimonials (from clients), endorsements (from non-clients), and highlight their own ratings on various third-party websites, the SEC’s warning suggests that advisory firms will want to take care to abide by the compliance requirements linked to the new rule.

Financial Planner

Financial Planner Compensation Planning Compliance Insurance

What is an 83(i) Election and How Do You You File One?

Harness Wealth

DECEMBER 30, 2024

Employee equity compensation, such as Restricted Stock Units ( RSUs ) or Non-Qualified Stock Options (NQSOs), is a relatively common way for companies to attract and retain talent. However, as appealing as these forms of compensation may be, they can result in sizable and unexpected tax bills. Starting at $1,500 per year.

Taxes

Taxes Compliance Compensation Planning Financial Advisor

Does being a fiduciary financial advisor REALLY matter – or is it “meh?”

Sara Grillo

AUGUST 14, 2023

So we’ve got a lively crew here today to debate, does it really matter if someone is a fiduciary financial advisor, or not? I am a CFA® charterholder and financial advisor marketing consultant. I am an irreverent and fun marketing consultant for financial advisors. Let’s debate it! Let’s talk about it.

Financial Advisor

Financial Advisor Fiduciary Duty Insurance Financial Advice

Massachusetts ‘Millionaires’ Tax Applies to Sudden Wealth Events

Darrow Wealth Management

NOVEMBER 17, 2022

Article is a general communication only and should not be used as the basis for making any type of tax, financial, legal, or investment decision. Darrow Wealth Management doesn’t provide tax advice; consult your tax advisor to discuss your personal situation. . About Darrow Wealth Management.

Taxes

Taxes Wealth Management Tax Planning Planning

10 High-Income Tax Planning Strategies to Complete Before 2025: A Year-end Checklist

Harness Wealth

NOVEMBER 12, 2024

Proactive year-end tax planning can lead to significant savings and set you up for financial success in the new year. Checklist: Year-end Tax Planning Strategies Review the following tax strategies with your tax advisor and/or financial advisor before the end of the year.

Tax Planning

Tax Planning Taxes Planning Estate Planning

Zoe’s Tell-All: 2023 Tax Season

Zoe Financial

FEBRUARY 14, 2023

If you’re overwhelmed by the complexities of tax filing, consider talking to a financial advisor that can support you. A financial advisor can help you analyze your financial situation, maximize all your deductions, and provide personalized advice on managing taxes going forward. Growing tax deferral.

Taxes

Taxes Financial Advisor Tax Planning Planning

How Does Microsoft Compensation Work?

Cordant Wealth Partners

SEPTEMBER 9, 2022

Microsoft Compensation: Salaries Like any company, your base salary at Microsoft is determined by your role and experience. Common roles at Microsoft are Software Engineer, Product Manager, Solution Architect, Data Scientist, Software Engineering Manager, and many others. 10 years, 15 years, etc.),

Engineering

Engineering Taxes Insurance Accounting

Microsoft Compensation and Benefits Guide for 2021

Cordant Wealth Partners

SEPTEMBER 27, 2021

Common roles at Microsoft are Software Engineer, Product Manager, Solution Architect, Data Scientist, Software Engineering Manager, and many others. With all deferred compensation plans, it’s important to keep in mind that they are unsecured liabilities and subject to the credit risk of the company.

Engineering

Engineering Taxes Insurance Accounting

Build Your Dream Retirement

Zoe Financial

MARCH 22, 2023

Avoid Dependency Other sources of income that some people receive include a pension, deferred compensation plan, or the sale of a business. You can control how you manage these savings, but there are still things you can’t control, so you must devise a strategic plan to liquidate and create the most tax-efficient retirement possible.

Retirement

Retirement CFP Taxes Accounting

Culture From the Top Down: Executive Compensation Plans Explained

Carson Wealth

JULY 19, 2022

At their most basic level, executive compensation plans are designed to attract, retain and motivate top talent and leadership. But truly successful plans are designed to be much more than providing a high salary to a key employee – they support the business’s philosophies, values, and mission. .

Executive Compensation

Executive Compensation Compensation Planning Planning Insurance

Job Loss Financial Checklist

Walkner Condon Financial Advisors

JUNE 27, 2023

As a Financial Advisor I do not offer legal advice; it may make sense to hire an attorney to review a separation agreement before signing. Deferred compensation plans. As a Financial Advisor, I’m here to help my clients through the good times and (arguably more importantly) the stressful times.

Insurance

Insurance Insurance Coverage Compensation Planning Financial Advisor

Job Loss Financial Checklist

Walkner Condon Financial Advisors

JUNE 27, 2023

As a Financial Advisor I do not offer legal advice; it may make sense to hire an attorney to review a separation agreement before signing. Deferred compensation plans. As a Financial Advisor, I’m here to help my clients through the good times and (arguably more importantly) the stressful times.

Insurance

Insurance Insurance Coverage Compensation Planning Financial Advisor

Financial Advisor Source

#FASuccess Ep 426: Rolling Out An Equity Compensation Plan To Align The Entire Team On Client Service And Profitable Growth, With Jennifer des Groseilliers

#FASuccess Ep 421: Integrating Tax Preparation Without Hiring In-House CPAs To Bring More Tax-Focused Value, With Daniel Friedman

Webinars

Trending Sources

#FA Success Ep 362: Developing Associate Advisor Compensation Plans And Career Tracks To Scale Capacity Past $1.5B AUM, With Jeff Brown

Webinars

The Diamond Podcast for Financial Advisors: UBS Comp Plan Changes and the Impact on Advisors

#FA Success Ep 345: Differentiating With Institutions And Ultra-High-Net-Worth Investors As A Serious Investment Firm, With Lori Van Dusen

Weekend Reading For Financial Planners (Sept 24-25)

What is an 83(i) Election and How Do You You File One?

Does being a fiduciary financial advisor REALLY matter – or is it “meh?”

Massachusetts ‘Millionaires’ Tax Applies to Sudden Wealth Events

10 High-Income Tax Planning Strategies to Complete Before 2025: A Year-end Checklist

Zoe’s Tell-All: 2023 Tax Season

How Does Microsoft Compensation Work?

Microsoft Compensation and Benefits Guide for 2021

Build Your Dream Retirement

Culture From the Top Down: Executive Compensation Plans Explained

Job Loss Financial Checklist

Job Loss Financial Checklist

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