Remove Compliance Remove Definition Remove Risk Management
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Transcript: Luis Berruga, Global X ETFs

The Big Picture

And definitely, their retail market participation is significantly lower than you can see in the U.S. But I think it’s definitely changing, Barry, because, you know, you see more and more fintech platforms and robo-advisors that in a way, are making accessing financial markets easier for more and more investors in in Spain.

Clients 162
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Market Commentary: S&P 500 Makes New All-Time High as Fed Goes Big

Carson Wealth

on Thursday after the rate cut, so this might be early, but it is most definitely off to a nice start. In other words, the large cut was about risk management, with the Fed looking to get ahead of deteriorating labor market data. There’s an old saying not to fight the Fed and this is what they mean. The S&P 500 jumped 1.7%

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This broker vs. financial advisor debate got ABSOLUTELY crazy!

Sara Grillo

And, if so, what fees are included in the definition of “all the fees.” pay me for investments, for the easy work that I can outsource to a third party manager, and I’ll give you all this hard stuff for free…I don’t believe that., Also, nothing in this podcast or blog can be interpreted as legal or compliance advice.

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Transcript: Linda Gibson, CEO PGIM Quantitative Solutions

The Big Picture

There are a few people in the world who are more knowledgeable about the management of asset managers and what it’s like to actually run a global organization and interact with lots of aspects of the business of finance, whether that’s acquisitions or compliance, or dealing with all the legalities of multi-jurisdictional regulations.

Math 130
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Transcript: Ted Seides

The Big Picture

And at the time, I was managing Protege Partners as a hedge fund of funds. Let me say what your compliance wouldn’t allow you to say. the experience of investors is asset weighted by definition. SEIDES: So keep in mind the only definitive information about the bet was in Carol’s two page piece.

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Transcript: Dominique Mielle

The Big Picture

Here’s the downside risk and equity, and for it to work out, the company has to turn itself around and a miracle has to happen. The bonds aren’t worthless, but they’re definitely not trading at par. You have a lot — RITHOLTZ: The emerging manager category? The survival rate of an emerging manager is low.

Assets 285
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Transcript: Peter Borish

The Big Picture

BORISH: So one of the geniuses of Paul in really understanding futures markets in general is that most of the innovative risk management approaches came out of the futures markets because of the using margin. And so then the question is, and as I like to say, here’s my definition of a quandary. BORISH: With pleasure.

Math 147