Brown Advisory

JANUARY 1, 2023

We believe that by investing in these customer-centric companies and having their economics compound over long periods of time we can generate attractive returns for our investors. Whilst advertising budgets are naturally cyclical, the return on investment from performance advertising spend often goes up in an economic downturn.

Investments 52

Investments Investing Valuation Clients 52

The Big Picture

APRIL 25, 2023

Brian Hamburger has been one of the leading authorities in the world of registered investment advisories, broker-dealers, SEC regulatory compliance. You turned out to be the first dual economics financial management major at Quinnipiac. And I would constantly hear them frustrated by the compliance department. RITHOLTZ: Right.

Compliance 162

Compliance Clients Wealth Management Management 162

Harness Wealth

FEBRUARY 4, 2025

Risks: Credit risk, interest rate fluctuations, illiquidity, economic downturn exposure, and reliance on the fund manager’s expertise. Financial Professional Qualification: Holding certain financial licenses, such as Series 7, 65, or 82, may also grant accreditation status. How Are Alternative Investments Taxed?

Taxes 52

Taxes Investments Investing Startup 52

The Big Picture

AUGUST 20, 2024

We were one of the last to get what’s called a value added license to the compus stat database. So any compliance people listening, I’m just spitballing here. Things like leading economic indicators, et cetera, are all consistent with historical recessions. That actually is exactly what we ended up doing.

Assets 173

Assets Management Portfolio Marketing 173

The Big Picture

JANUARY 24, 2023

STEVEN KLINSKY, FOUNDER, CEO AND MANAGING DIRECTOR, NEW MOUNTAIN CAPITAL: I come from the Detroit area of Michigan as a public school kid, went to University of Michigan and studied both economics and philosophy. RITHOLTZ: — and having the guy — the attendant asked me, do you have an even number or odd number license plate?

Investing 263

Investing Investments Numbers Banking 263

Sara Grillo

SEPTEMBER 26, 2022

Robert completed His Undergraduate Degree at The University of Utah in Economics and his Master of Science in Advanced Personal Financial Planning at Kansas State University. holds a degree in Economics from Williams College and has been a financial advisor since 1989. About John “JR” Robinson.

CFP 59

CFP Financial Advisor Financial Planner Ethics 59

The Big Picture

SEPTEMBER 5, 2023

And so the idea is that, what I’ve heard is like, hey, we’re going into a recession or a weak economic period so therefore everybody’s going to go into work four and a half days a week because they want face time with their boss. And you definitely have some industries or some companies that want five days a week right now.

Sales 130

Sales Numbers Marketing Marketing 130

Sara Grillo

SEPTEMBER 12, 2022

JR agrees, stating that 70% of CFP holders have insurance licenses. #4 Since 70% of CFP® mark holders have insurance licenses, anything they do on the insurance side (outside of variable products) is not regulated by the SEC. Nothing in this podcast or blog can be interpreted as legal or compliance advice.

CFP 80

CFP Financial Planner Ethics Financial Planning 80

The Big Picture

NOVEMBER 25, 2024

Would you license these models to me? You know, you run an RIA, the SEC just comes knocking every once in a while to say, Hey, just wanna make sure the compliance program’s all set up. There’s very few, I would argue probably no consistent predictors of, of any sort of economic or market cyclicality.

Portfolio 147

Portfolio Management Marketing Marketing 147