Remove Compliance Remove Economics Remove License Remove Retail
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Worst Performing Stocks in India For 5 Years!

Trade Brains

Owing to its good business and the favorable environment in the Indian markets, PC Jewellers today has 4 jewelry retail outlets across 70 cities in India. The majority of the issues related to Yes Bank were related to corporate governance and compliance. The carrier also lost its flying license during the period.

Banking 52
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Transcript: Steven Klinsky

The Big Picture

STEVEN KLINSKY, FOUNDER, CEO AND MANAGING DIRECTOR, NEW MOUNTAIN CAPITAL: I come from the Detroit area of Michigan as a public school kid, went to University of Michigan and studied both economics and philosophy. RITHOLTZ: — and having the guy — the attendant asked me, do you have an even number or odd number license plate?

Investing 260
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Global Leaders Strategy Annual Investment Review: January 2023

Brown Advisory

We believe that by investing in these customer-centric companies and having their economics compound over long periods of time we can generate attractive returns for our investors. wealth management (Charles Schwab), Indian retail banking (HDFC) and global payment networks (Visa and Mastercard). and TK Maxx in the U.K.)

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Should you cancel your CFP designation?

Sara Grillo

” It brings to light the fundamental question of the role that institutions play in client outcomes, whether those institutions are truly putting the interests of the retail investor over those of their members, and the delicate balance between governance standards and the oppression of individual autonomy.

CFP 80
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Transcript: Brian Hamburger

The Big Picture

Brian Hamburger has been one of the leading authorities in the world of registered investment advisories, broker-dealers, SEC regulatory compliance. You turned out to be the first dual economics financial management major at Quinnipiac. And I would constantly hear them frustrated by the compliance department. RITHOLTZ: Right.

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Transcript: Jonathan Miller

The Big Picture

MILLER: And my wife always kids me about being overly eager to pay full retail. And so the idea is that, what I’ve heard is like, hey, we’re going into a recession or a weak economic period so therefore everybody’s going to go into work four and a half days a week because they want face time with their boss.

Sales 130