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Enjoy the current installment of "Weekend Reading For FinancialPlanners" - this week's edition kicks off with the news that the SEC this week fined 4 RIAs for violations of its marketing rule related to their claims that they offered 'conflict-free' financialadvice.
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But before we get to the podcast… Look, there are alot of schmucks out there hawking crap products disguised as financialadvice. Please subscribe to my newsletter to receive updates that raise awareness of consumer financial issues. Six Core Fiduciary Duties for Financial Advisors. Don’t be fooled! 9 December 2023).
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