Nerd's Eye View

AUGUST 24, 2022

To start, the agreement should contain basic information about the adviser-client relationship, including who the client is (e.g., a single person, a couple, a business, or a retirement plan) and the date on which the agreement will become effective.

Electronics 238

Electronics Clients Retirement Planning Financial Advice 238

Nerd's Eye View

JANUARY 17, 2024

While it could be decades before we know those answers, at the moment, professionals across every industry, including financial advice, are working to learn how they can leverage this new and remarkable tool to make their practices more efficient. Read More.

Financial Advice 130

Financial Advice Financial Planning Planning Clients 130

Midstream Marketing

DECEMBER 6, 2024

Digital Landscape for RIAs Digital marketing is changing the financial services world. Clients now want financial advice online. This information can help you improve your campaigns and boost your ROI. Compliance and Security for RIAs Compliance and data security matter a lot in the financial services industry.

Marketing 52

Marketing Marketing Media Engineering 52

Sara Grillo

DECEMBER 16, 2024

Instead of trying to pitch lower fund fees or compliance, strike them in the heart. Grillo Investment Management, LLC will strive to maintain current information however it may become out of date. There is no guarantee that the information contained herein is accurate. Business owner, do you care about your employees?

Financial Advisor 52

Financial Advisor Consulting Planning Retirement Planning 52

Sara Grillo

APRIL 19, 2024

But before we get into it… Look, there are alot of schmucks out there hawking crap products disguised as financial advice. I’m not a lawyer – so please don’t interpret anything I say here as legal advice. Do your own diligence when you are seeking financial advice. Don’t be fooled!

Financial Advisor 97

Financial Advisor Financial Advice Accounting Clients 97

Midstream Marketing

DECEMBER 10, 2024

Regularly offering helpful information establishes you as a go-to resource and a leader in your field. Share important articles, industry news, and useful tips on financial planning. Always follow the rules for sharing financial information on social media. This is why video marketing works well for financial advisors.

Financial Advisor 52

Financial Advisor Marketing Marketing Clients 52

Midstream Marketing

NOVEMBER 6, 2024

Understanding the Role of Content Marketing in Finance Content marketing for financial advisors is all about providing useful information through various content types to your target audience. It helps potential clients understand complex financial topics. Trust is very important in the financial services industry.

Financial Advisor 52

Financial Advisor Marketing Marketing Media 52

Sara Grillo

DECEMBER 11, 2023

There are a lot of people who consider their fees low but here’s a financial advisor who claims to be charging 60-80% lower fees than the “full-service” wealth management firms who are his competition. What does low fee financial advice actually look like, from the inside? Does he actually do this? Don’t be fooled!

Financial Advisor 59

Financial Advisor Financial Advice Wealth Management Consulting 59

Sara Grillo

OCTOBER 31, 2022

In this blog, Scott Salaske of Firstmetric and I discuss the proper way to read a Form ADV so that you can get the information you need to make an informed choice and avoid working with a financial advisor who is a lying, deceptive grifter. This is super important for anyone looking to pick a good financial advisor.

Financial Advisor 110

Financial Advisor Commission Clients Compliance 110

Sara Grillo

JUNE 24, 2024

But before we get into it… Look, there are alot of schmucks out there hawking crap products disguised as financial advice. Please subscribe to my newsletter to receive updates that raise awareness of consumer financial issues. Also, nothing in this podcast or blog can be interpreted as legal or compliance advice.

Insurance 59

Insurance Math Financial Advice Compliance 59

Sara Grillo

OCTOBER 21, 2022

The Transparent Advisor Movement’s mission is to promote ideals of clarity, modesty, integrity, dignity, and client advocacy in all aspects of financial advice, with a special focus on Advice Only, Flat Fee, and Hourly service models. Also, nothing in this podcast or blog can be interpreted as legal or compliance advice.

Insurance 98

Insurance Financial Planner Fee Only Financial Advisor 98

Indigo Marketing Agency

OCTOBER 10, 2023

As a financial professional, you know that providing financial advice is a highly personalized service. What’s more, if your content is jam-packed with valuable information, it can catch the attention of new readers and turn curious readers into committed clients. Compliance and Regulations.

Compliance 59

Compliance Financial Advisor Clients Financial Advice 59

Sara Grillo

NOVEMBER 8, 2022

You should get this run by compliance before publishing any of this text. You should ask compliance for them. Before we get into it, I’m assuming you’re visiting this page because you are a flat fee financial advisor. Because transparency in financial advice is awesome! Please note: This is just a model.

Compliance 52

Compliance Wealth Management Financial Advice Financial Planning 52

Carson Wealth

JULY 12, 2022

I could also be fairly sure that Tammy is a licensed insurance agent and that she has access to sophisticated software tools and may or may not engage in financial planning. I would need more information before being able to discern if Tammy is a fiduciary and as such, would be required to act in her client’s best interest. .

Financial Advising 98

Financial Advising Financial Planning Ethics Financial Services 98

International College of Financial Planning

MARCH 31, 2023

AI-powered tools can help financial institutions identify fraud, automate routine tasks, and provide personalized financial advice to customers. Machine learning algorithms can analyze vast amounts of data to identify patterns and trends, which can inform investment decisions and help institutions manage risk more effectively.

Startup 52

Startup Financial Services Banking Compliance 52

Diamond Consultants

MAY 9, 2023

Considering that question first from the advisor’s perspective, most can articulate exactly the services they are providing to warrant the fee they charge clients: financial planning, investment management, safe custody of assets, overall financial advice, etc. But the firm side of the equation can be harder to quantify.

Compliance 52

Compliance Wealth Management Clients Estate Planning 52

AdvisorPR

MAY 13, 2020

If you are an RIA, you should have some of this information already outlined in your Business Continuity Plan (BCP) to pull from, but turning it into a focal point and consumer-friendly message is a tremendous, timely opportunity to showcase your availability. Explain why you’ve created a Digital Storefront Policy.

Communication 52

Communication Accounting Clients Financial Advice 52

Sara Grillo

AUGUST 25, 2023

Please subscribe to my newsletter to receive updates that raise awareness of consumer financial issues. It will teach you how to avoid shenanigans, crap products, and other scummy practices that are unfortunately common in financial advice. Nate Seiler, CFP Avg account size: $115,000 Services: I offer financial strategies.

Financial Advisor 52

Financial Advisor Accounting License Financial Planning 52

Sara Grillo

DECEMBER 22, 2023

But before we get to the podcast… Look, there are alot of schmucks out there hawking crap products disguised as financial advice. Please subscribe to my newsletter to receive updates that raise awareness of consumer financial issues. Also, nothing in this podcast or blog can be interpreted as legal or compliance advice.

Financial Advisor 52

Financial Advisor Fiduciary Duty Compliance Financial Advice 52

Tucker Advisors

NOVEMBER 11, 2021

Today we will show you how to grow on Twitter as a financial advisor. Before we dive in, we want to explain how this can inform and grow your financial advisory practice. Financial advisors have a vibrant community on Twitter called #FinTwit. The advice that we seek and choose to take in is everywhere around us.

Financial Advisor 52

Financial Advisor Accounting Financial Advice Media 52

Harness Wealth

OCTOBER 23, 2023

While there may be some overlap, accounting advisory services should not be mistaken for traditional financial planning or for Client Accounting Services (CAS). Generally speaking, CAS accounting focuses more on compliance work and one-off needs, whereas advisory accounting goes into larger, more nuanced strategic decision-making.

Accounting 52

Accounting Taxes Strategic Planning Estate Planning 52

Sara Grillo

DECEMBER 12, 2022

Others feel that is too subjective a decision and that the client should be given the full information that way they are informed enough to judge for themselves. Scott Salaske is the founder and CEO of Firstmetric, a flat fee financial advisor firm in Troy, Michigan. If not, then why is it necessary to do so? Doug Twiddy.

Financial Advisor 52

Financial Advisor Commission Clients Insurance 52

Sara Grillo

MARCH 13, 2023

The Transparent Advisor Movement’s mission is to promote ideals of clarity, modesty, integrity, dignity, and client advocacy in all aspects of financial advice, with a special focus on Advice Only, Flat Fee, and Hourly service models. Also, nothing in this podcast or blog can be interpreted as legal or compliance advice.

Financial Advisor 59

Financial Advisor Assets Management License 59

Sara Grillo

JANUARY 9, 2023

The move to financial planning transparency is aflame! in all aspects of financial advice, with a special focus on Advice Only, Flat Fee, and Hourly service models. Grillo Investment Management, LLC will strive to maintain current information however it may become out of date. Client advocacy.

Financial Planning 52

Financial Planning Planning Financial Planner CFP 52

Sara Grillo

APRIL 21, 2022

I have a weekly newsletter in which I talk about financial advisor lead generation topics which is best described as “fun and irreverent.” I am an irreverent and fun marketing consultant for financial advisors. Ethics matter in financial advice! For advise on such matters, contact a legal or compliance advisor.

Ethics 52

Ethics Financial Advisor Clients Management 52

Midstream Marketing

NOVEMBER 6, 2024

The Role of Content Marketing in Finance Content marketing for financial advisors is about providing useful information to the people you want to reach. It helps potential clients understand tough financial topics. You should share resources that connect to their financial goals and concerns.

Financial Advisor 52

Financial Advisor Marketing Marketing Media 52

Sara Grillo

JUNE 2, 2022

To see this term blurred with the top advisor definition, it makes me mad because it implies that advisors who are selected on the basis of production – and this gives me the sense that this ranking had a lot to do with precisely that – are the best financial advisors. Selling a product does not equal financial advice.

Financial Advisor 69

Financial Advisor Clients Ethics Numbers 69

Midstream Marketing

AUGUST 13, 2024

When you talk to them often, share helpful information, and give them great experiences, you make these connections stronger. Key Challenges in Financial Advisor Marketing Today In today’s fast-changing digital world, financial advisors face special challenges in finding potential clients. There is a lot of information online.

Financial Market 52

Financial Market Planning Marketing Marketing 52

The Big Picture

DECEMBER 6, 2022

when I first moved from Spain, and I learned a lot because I spent a lot of time with financial advisors, which, as you know, is a key segment of our client base today. What is the financial advice world like in Europe? So a phenomenal learning experience with both Jefferies and Morgan Stanley. What’s it like in Spain?

Clients 162

Clients Investments Investing Management 162

Sara Grillo

MAY 23, 2022

This interview with Cody Garrett, CFP, of Measure Twice Financial was mind-blowing. It’s so clear to me what the future of financial advice is – what it should be – and what it will be. Why should I have to wait for that information?”. He is one of the leaders of the advice only movement.

Financial Planner 52

Financial Planner CFP Financial Planning Education 52

Inside Information

OCTOBER 30, 2021

Yes,” says Rostad. “As I look across the investment advisory world, I don’t see much evidence of individuals remembering that fiduciary is a core differentiator in financial advice. He notes in passing that, on its ADV, it takes Ameriprise 16 pages to answer the question: how do we get paid?

CFP 40

CFP Commission Investments Investing 40

Indigo Marketing Agency

MAY 5, 2020

So we at RLC supplement that with the annual 5500 information and/or auditor reports that might be out there on the plans to give you a very deep and holistic picture of what we call the retirement DNA of your clients and prospects. And they’re going to need financial advice and guidance as to whether annuitize or a lump sum.

Retirement 52

Retirement Economics Retirement Planning Financial Planning 52

Sara Grillo

APRIL 11, 2022

And that’s why I’m writing this blog; because I feel that financial advice rendered by the hour is a great thing for the American public (for the reasons we’re going to discuss below). The beauty of his practice is that he can help people with low assets and it makes no difference to him financially.

Financial Advisor 52

Financial Advisor Portfolio Clients Management 52

The Big Picture

APRIL 25, 2023

Brian Hamburger has been one of the leading authorities in the world of registered investment advisories, broker-dealers, SEC regulatory compliance. With a little bit of information buried in the back, but the front was the narrative story — HAMBURGER: Glorious. Remember these big glossy things — RITHOLTZ: Sure.

Compliance 162

Compliance Clients Wealth Management Management 162

Sara Grillo

JUNE 17, 2024

But before we get into it… Look, there are alot of schmucks out there hawking crap products disguised as financial advice. Please subscribe to my newsletter to receive updates that raise awareness of consumer financial issues. Also, nothing in this podcast or blog can be interpreted as legal or compliance advice.

Insurance 59

Insurance Financial Advice Math Compliance 59

Sara Grillo

MARCH 16, 2024

The people who come to Immersion are those who are called to the mission of furthering the ideals of: Honesty Integrity Humility Fairness Logic, and Advocacy in all aspects of financial advice, with a special focus on Advice Only , Flat Fee , and Hourly service models. But… what’s an “Immersion”???

Financial Advice 52

Financial Advice Communication Financial Advisor Consulting 52

Sara Grillo

MAY 8, 2023

The Transparent Advisor Movement’s mission is to promote ideals of clarity, modesty, integrity, dignity, and client advocacy in all aspects of financial advice, with a special focus on Advice Only, Flat Fee, and Hourly service models. If yes… Join the Transparency Advisor Movement.

Insurance 59

Insurance Clients Financial Advisor Accounting 59