Nerd's Eye View

JULY 8, 2024

Our major focus this year has been on supporting the growing number of multi-advisor firms buying Group and Enterprise subscriptions … and then needing to manage all of their Kitces Group members! Along with the expanded CE offerings, we've also been reinvesting heavily into making the Kitces platform easier to use.

Ethics 239

Ethics Education Financial Advice Taxes 239

Midstream Marketing

OCTOBER 30, 2024

Key Highlights The financial advice world is changing. They need to put in more effort to attract prospective clients looking for financial advice. Understanding the Marketing Landscape for RIAs The world of financial advice is changing fast. This helps them draw in new clients who need financial advice.

Investment Advisor 52

Investment Advisor Investments Investing Ethics 52

Midstream Marketing

DECEMBER 6, 2024

Digital Landscape for RIAs Digital marketing is changing the financial services world. Clients now want financial advice online. Compliance and Security for RIAs Compliance and data security matter a lot in the financial services industry. RIAs must adapt to remain competitive.

Marketing 52

Marketing Marketing Media Engineering 52

Midstream Marketing

NOVEMBER 6, 2024

By making helpful and interesting content often, you show that you are a reliable choice for financial advice. This approach can draw in new clients who are looking for guidance in today’s complicated financial world. Trust is very important in the financial services industry. Check your key numbers often.

Financial Advisor 52

Financial Advisor Marketing Marketing Media 52

Midstream Marketing

DECEMBER 10, 2024

These campaigns help build a strong marketing plan for financial advisors. By adding these campaigns to your plan, you can connect with more clients and increase the number of clients you onboard, growing your business over time. This is why video marketing works well for financial advisors. Care deeply for others.

Financial Advisor 52

Financial Advisor Marketing Marketing Clients 52

Sara Grillo

OCTOBER 31, 2022

You should check the advisor’s CRD number and see if it matches what they sent you. If you ask the advisor for his or her CRD number and they refuse to provide it to you, they are hiding something – run away fast! What if you can’t find the financial advisor’s Form ADV? . #1 They are probably a grifter.

Financial Advisor 110

Financial Advisor Commission Clients Compliance 110

Sara Grillo

NOVEMBER 8, 2022

You should get this run by compliance before publishing any of this text. You should ask compliance for them. Before we get into it, I’m assuming you’re visiting this page because you are a flat fee financial advisor. Because transparency in financial advice is awesome! Please note: This is just a model.

Compliance 52

Compliance Wealth Management Financial Advice Financial Planning 52

Diamond Consultants

MAY 9, 2023

Typically, advisors will evaluate their payout as a synthesized, bottom-line number, i.e., “How much of the revenue I generate is going into my pocket each month?” Compliance oversight – This is every advisor’s favorite punching bag. But that’s not to say that they don’t care about payout. And rightfully so.

Compliance 52

Compliance Wealth Management Clients Estate Planning 52

MazumaBusinessAccounting

MAY 11, 2021

As accountants, we spend a lot of time with the books and we love the numbers and details, but we get that not everyone does. But you’ll want the financial advice and wisdom that comes from a seasoned professional as you figure out the type of business structure, or entity, that you need to set up for you business.

Accounting 52

Accounting Government Compliance Financial Advice 52

AdvisorPR

MAY 13, 2020

Our Digital Storefront Policy works to ensure that you can continue having access to a qualified financial advisor to discuss, strategize and execute on important and timely financial decisions that need to be made. Fund withdrawal and deposits can be initiated by contacting SERVICE TEAM EMAIL or visiting custodian URL.

Communication 52

Communication Accounting Clients Financial Advice 52

Steve Sanduski

OCTOBER 23, 2024

Why AI can help with rote tasks like note-taking and compliance, but not with complex human-to-human financial advice. But it hasn’t created a huge number of households joining the firm. Finding the right strategic balance between organic growth and M&A. Writing books does not make you money.

Financial Planning 59

Financial Planning Clients Retirement Financial Advisor 59

Sara Grillo

JUNE 2, 2022

To see this term blurred with the top advisor definition, it makes me mad because it implies that advisors who are selected on the basis of production – and this gives me the sense that this ranking had a lot to do with precisely that – are the best financial advisors. Selling a product does not equal financial advice.

Financial Advisor 69

Financial Advisor Clients Ethics Numbers 69

The Big Picture

DECEMBER 6, 2022

when I first moved from Spain, and I learned a lot because I spent a lot of time with financial advisors, which, as you know, is a key segment of our client base today. What is the financial advice world like in Europe? I was employee number 10. RITHOLTZ: Which is really a pretty big number. BERRUGA: Yeah.

Clients 163

Clients Investments Investing Management 163

Midstream Marketing

NOVEMBER 6, 2024

Step 5: Measuring and Adjusting Your Strategy Watch important numbers such as website visits, social media interactions, and leads. Track these numbers. Metric Description Website Traffic Total number of visitors to your website, indicating reach and brand visibility. Tracking your numbers is important.

Financial Advisor 52

Financial Advisor Marketing Marketing Media 52

Sara Grillo

MARCH 13, 2023

Investors can play the spread any number of ways, but that is basically what keeps the ETF in line with its value. Also, nothing in this podcast or blog can be interpreted as legal or compliance advice. For advise on such matters, contact a legal or compliance advisor. from the seller. Low-cost ETFs steal the show!

Financial Advisor 59

Financial Advisor Assets Management License 59

Sara Grillo

DECEMBER 12, 2022

Just because you can put numbers on a piece of paper, doesn’t mean you’re providing value.” The Transparent Advisor Movement’s mission is to promote ideals of clarity, modesty, integrity, dignity, and client advocacy in all aspects of financial advice, with a special focus on Advice Only, Flat Fee, and Hourly service models.

Financial Advisor 52

Financial Advisor Commission Clients Insurance 52

Tucker Advisors

NOVEMBER 11, 2021

According to a new survey from Credit Karma , 56% of Gen Z and Millennials intentionally seek out financial advice online or through social media, and YPulse’s data shows that the internet is one of their top sources for financial advice as well. The advice that we seek and choose to take in is everywhere around us.

Financial Advisor 52

Financial Advisor Accounting Financial Advice Media 52

Sara Grillo

APRIL 21, 2022

I have a weekly newsletter in which I talk about financial advisor lead generation topics which is best described as “fun and irreverent.” I am an irreverent and fun marketing consultant for financial advisors. Ethics matter in financial advice! For advise on such matters, contact a legal or compliance advisor.

Ethics 52

Ethics Financial Advisor Clients Management 52

Sara Grillo

MAY 23, 2022

This interview with Cody Garrett, CFP, of Measure Twice Financial was mind-blowing. It’s so clear to me what the future of financial advice is – what it should be – and what it will be. What if financial advisors gave generously without expecting anything in return? ” Well, now it is.

Financial Planner 52

Financial Planner CFP Financial Planning Education 52

Midstream Marketing

AUGUST 13, 2024

Because of new rules and compliance needs, financial advisors must make sure their marketing activities meet industry standards. Pay attention to the important numbers and make changes if needed. These professionals could have clients that need financial advice. They also need to see good results.

Financial Market 52

Financial Market Planning Marketing Marketing 52

Sara Grillo

APRIL 11, 2022

And that’s why I’m writing this blog; because I feel that financial advice rendered by the hour is a great thing for the American public (for the reasons we’re going to discuss below). The beauty of his practice is that he can help people with low assets and it makes no difference to him financially.

Financial Advisor 52

Financial Advisor Portfolio Clients Management 52

Indigo Marketing Agency

MAY 5, 2020

And they’re going to need financial advice and guidance as to whether annuitize or a lump sum. And the number one way that people ask for a referral to an advisor is they ask their friends, family, or coworkers for a referral. It’s through, primarily, referrals. So coworkers are huge bucket.

Retirement 52

Retirement Economics Retirement Planning Financial Planning 52

The Big Picture

APRIL 25, 2023

Brian Hamburger has been one of the leading authorities in the world of registered investment advisories, broker-dealers, SEC regulatory compliance. And before you knew it, she was the number one salesperson for selling to professional salons in the whole country. RITHOLTZ: Compliance, legal, and risk. RITHOLTZ: Really?

Compliance 163

Compliance Clients Wealth Management Management 163

Sara Grillo

MARCH 16, 2024

The people who come to Immersion are those who are called to the mission of furthering the ideals of: Honesty Integrity Humility Fairness Logic, and Advocacy in all aspects of financial advice, with a special focus on Advice Only , Flat Fee , and Hourly service models. But… what’s an “Immersion”???

Financial Advice 52

Financial Advice Communication Financial Advisor Consulting 52

Sara Grillo

MAY 8, 2023

KEY POINT For advisors: When you look at the illustration and you see an illustrated rate that is 5, 6, 7% based on the maximum AG 49 rate, which is the cap applied to the historical data, as an advisor you should ask for a much lower number, such as 2-4%. Undisclosed #3 Try to ignore the illustration The illustrations are a distraction.

Insurance 59

Insurance Clients Financial Advisor Accounting 59

Sara Grillo

SEPTEMBER 26, 2022

I mean, how is the CFP Board even going through a process of due diligence, again, innocent till proving guilty in the sense when they have all kinds of disclosures, but at the same time, they’re publicly reprimanding 40 people, 80 people, whatever the number is, in a given year, out of the tens of thousands.

CFP 59

CFP Financial Advisor Financial Planner Ethics 59

Nerd's Eye View

JANUARY 3, 2025

Enjoy the current installment of "Weekend Reading For Financial Planners" - this week's edition kicks off with a recent survey indicating that a majority of advisors are viewing new client acquisition as their primary challenge in the current competitive environment for financial advice (followed by compliance and technology management) and suggests (..)

Financial Planner 246

Financial Planner Retirement Planning Financial Advice Financial Advisor 246

Nerd's Eye View

FEBRUARY 17, 2025

In order to deliver the best service to their clients, financial advisors often take on responsibilities beyond giving financial advice, including compliance, marketing, team management, and other operational duties. Over time, this can easily lead to overwhelm – or, eventually, even burnout.

Compliance 182

Compliance Financial Advice Management Financial Advisor 182

Sara Grillo

SEPTEMBER 12, 2022

Salaske says you would practically have to be a convicted felon for them to strip you of the mark; they want high numbers so they can collect their revenue and chest pound about membership. Nothing in this podcast or blog can be interpreted as legal or compliance advice.

CFP 80

CFP Financial Planner Ethics Financial Planning 80

Midstream Marketing

NOVEMBER 5, 2024

Explore different social media platforms that financial advisors can use, like LinkedIn, Twitter, Instagram, and Facebook. Get advice on creating content, such as combining educational and promotional posts, and using questions from clients. You might also want to talk to a compliance expert.

Media 52

Media Financial Advisor Marketing Marketing 52

The Big Picture

MAY 16, 2023

Uh, Fred said to give me your number.” ” (LAUGHTER) And he goes, and then he goes like this and tell Fred not to give up my (EXPLETIVE) phone number anymore. LINDZON: Lesson number two. And they go, what’s street.com’s number. He goes, Hey, uh, “Hey, it’s Howard. ” I do the pitch.

Media 291

Media Investing Investments Valuation 291

Nerd's Eye View

NOVEMBER 8, 2024

strengthened rules related to custody and outsourcing) and broader regulatory efforts put forth by the Biden administration that could also affect advisory firms (e.g.,

Financial Planner 189

Financial Planner Compliance Communication Financial Advisor 189