Nerd's Eye View

AUGUST 24, 2022

a single person, a couple, a business, or a retirement plan) and the date on which the agreement will become effective. To start, the agreement should contain basic information about the adviser-client relationship, including who the client is (e.g., The agreement should also lay out some acknowledgments for the client to review.

Electronics 238

Electronics Clients Retirement Planning Financial Advice 238

Sara Grillo

DECEMBER 16, 2024

Small business retirement plans are the way to save the American middle class from retirement failure! Instead of trying to pitch lower fund fees or compliance, strike them in the heart. That would be the conversation not the typical financial advisor pitch about fund expense ratios. The neighborhood laundry?

Financial Advisor 52

Financial Advisor Consulting Planning Retirement Planning 52

Midstream Marketing

DECEMBER 6, 2024

Digital Landscape for RIAs Digital marketing is changing the financial services world. Clients now want financial advice online. Writing helpful blog posts that talk about common money problems and give good advice to the target audience. By focusing on compliance and security, you can earn your clients trust.

Marketing 52

Marketing Marketing Media Engineering 52

Midstream Marketing

NOVEMBER 6, 2024

By making helpful and interesting content often, you show that you are a reliable choice for financial advice. This approach can draw in new clients who are looking for guidance in today’s complicated financial world. Trust is very important in the financial services industry. This helps you stand out from others.

Financial Advisor 52

Financial Advisor Marketing Marketing Media 52

Carson Wealth

JULY 12, 2022

Translating from the secret language of financial planning, the sentence would read “Tammy specializes in insurance. She reviewed two types of annuity contracts often used for retirement and helped determine which one is the best fit for her client.” . Registration Standards for Financial Advisors. Retirement.

Financial Advising 98

Financial Advising Financial Planning Ethics Financial Services 98

Midstream Marketing

DECEMBER 10, 2024

Do you specialize in retirement planning for small business owners? You might have a webinar about planning for retirement, easy investments for beginners, or key estate planning tips. By giving useful advice and information, you show your value and build trust with potential clients. Basic financial advice doesnt work anymore.

Financial Advisor 52

Financial Advisor Marketing Marketing Clients 52

Sara Grillo

JUNE 24, 2024

But before we get into it… Look, there are alot of schmucks out there hawking crap products disguised as financial advice. Please subscribe to my newsletter to receive updates that raise awareness of consumer financial issues. Also, nothing in this podcast or blog can be interpreted as legal or compliance advice.

Insurance 59

Insurance Math Financial Advice Compliance 59

Indigo Marketing Agency

MAY 5, 2020

How To Grow Your Retirement Plan Business In The 2020 Economic Crisis. We’ll review: – How has the retirement landscape been affected by COVID-19? – How can advisors grow their retirement business in the current crisis? I’m super excited to welcome the team at Retirement Learning Center.

Retirement 52

Retirement Economics Retirement Planning Financial Planning 52

International College of Financial Planning

MARCH 31, 2023

Wealth management involves a range of financial services as an investment, finance, real estate, tax, and risk management. Wealth managers specialize in managing wealth and providing financial advice to their clients.

Wealth Management 52

Wealth Management Management Risk Management Ethics 52

Sara Grillo

AUGUST 25, 2023

Please subscribe to my newsletter to receive updates that raise awareness of consumer financial issues. It will teach you how to avoid shenanigans, crap products, and other scummy practices that are unfortunately common in financial advice. The following advisors are pure fiduciary financial advisors who serve small investors.

Financial Advisor 52

Financial Advisor Accounting License Financial Planning 52

Sara Grillo

OCTOBER 31, 2022

Salaske, Chief Executive Officer and Chief Compliance Officer is Firstmetric’s principal owner and is the sole Member and Manager of Firstmetric, LLC.” If you’re a financial advisor reading this and you want to leave more about how to present yourself in a fair, logical, and transparent way, join the Transparency Advisor Movement.

Financial Advisor 110

Financial Advisor Commission Clients Compliance 110

Steve Sanduski

OCTOBER 23, 2024

He and his team focus on supporting families and individuals by providing comprehensive financial planning and wealth management services. Eric is also the author of Don’t Retire… Graduate!: Building a Path to Financial Freedom and Retirement at Any Age.

Financial Planning 59

Financial Planning Clients Retirement Planning 59

AdvisorPR

MAY 13, 2020

So how is a financial advisor supposed to “advise” amidst a lingering pandemic? While a pandemic in it of itself is mind-boggling to grapple with, and if you are an advisor who caters to the retirement demographic, you cannot ignore the fact that they are most impacted by this virus. Business as usual” is simply not an option.

Communication 52

Communication Accounting Clients Financial Advice 52

Sara Grillo

DECEMBER 12, 2022

The Transparent Advisor Movement’s mission is to promote ideals of clarity, modesty, integrity, dignity, and client advocacy in all aspects of financial advice, with a special focus on Advice Only, Flat Fee, and Hourly service models. At Firstmetric, Scott continues his mission of delivering low cost, unbiased advice to clients.

Financial Advisor 52

Financial Advisor Commission Clients Insurance 52

Midstream Marketing

NOVEMBER 6, 2024

Or are you targeting older individuals planning for retirement income? Financial Goals : They want to save for retirement , manage their money, and pay for education. Retirement Planning : Offer tips on saving and managing retirement funds. It is important to manage compliance and regulations correctly.

Financial Advisor 52

Financial Advisor Marketing Marketing Media 52

The Big Picture

DECEMBER 6, 2022

What is the financial advice world like in Europe? It has to be such a different set, the retirement planning is different, the safety net is different. People in Spain when I was growing up in the ‘80s and ‘90s, they expect to just retire and have the government give them like a paycheck every month. BERRUGA: Yeah.

Clients 163

Clients Investing Investments Management 163

Sara Grillo

MAY 23, 2022

This interview with Cody Garrett, CFP, of Measure Twice Financial was mind-blowing. It’s so clear to me what the future of financial advice is – what it should be – and what it will be. I don’t know when to retire or claim Social Security. A prospect-based truly comprehensive financial planning process.

Financial Planner 52

Financial Planner CFP Financial Planning Education 52

Midstream Marketing

AUGUST 13, 2024

Because of new rules and compliance needs, financial advisors must make sure their marketing activities meet industry standards. These professionals could have clients that need financial advice. These could include subjects like retirement planning, investment strategies, or estate planning. Next, set clear goals.

Financial Market 52

Financial Market Planning Marketing Marketing 52

Sara Grillo

APRIL 11, 2022

An hourly financial advisor is someone who provides financial advisor for a set hourly rate. These services often include recommendations on investments, financial planning, retirement, Social Security, Medicare, tax planning, and other wealth-related topics. Hourly financial advisors are not common.

Financial Advisor 52

Financial Advisor Portfolio Clients Management 52

The Big Picture

APRIL 25, 2023

Brian Hamburger has been one of the leading authorities in the world of registered investment advisories, broker-dealers, SEC regulatory compliance. And I would constantly hear them frustrated by the compliance department. HAMBURGER: They were just blaming compliance for everything they couldn’t do. RITHOLTZ: Right.

Compliance 163

Compliance Clients Wealth Management Management 163

Sara Grillo

MAY 8, 2023

Policy lapse results in phantom income tax on the entire amount of the capital gain in the policy, plus there is the disappointment of having an asset you counted on (maybe to retire) go to zero. The issues lie in how IUL policies are shown to clients, in the illustrations. If yes… Join the Transparency Advisor Movement.

Insurance 59

Insurance Clients Financial Advisor Accounting 59

Nerd's Eye View

JANUARY 3, 2025

Enjoy the current installment of "Weekend Reading For Financial Planners" - this week's edition kicks off with a recent survey indicating that a majority of advisors are viewing new client acquisition as their primary challenge in the current competitive environment for financial advice (followed by compliance and technology management) and suggests (..)

Financial Planner 246

Financial Planner Retirement Planning Financial Advice Financial Advisor 246

Sara Grillo

SEPTEMBER 26, 2022

Scott Salaske is the founder and CEO of Firstmetric , a flat fee financial advisor firm in Troy, Michigan. Ever since the beginning of his 20+ year long career, Scott has pursued his mission of delivering high quality financial advice in a low cost and unbiased way. About John “JR” Robinson.

CFP 59

CFP Financial Advisor Financial Planner Ethics 59

Sara Grillo

SEPTEMBER 12, 2022

Nothing in this podcast or blog can be interpreted as legal or compliance advice. For advise on such matters, contact a legal or compliance advisor. Scott Salaske is the founder and CEO of Firstmetric , a flat fee financial advisor firm in Troy, Michigan. About John “JR” Robinson. Accountant-Lawyer Alliance.

CFP 80

CFP Financial Planner Ethics Financial Planning 80

Midstream Marketing

NOVEMBER 5, 2024

Explore different social media platforms that financial advisors can use, like LinkedIn, Twitter, Instagram, and Facebook. Get advice on creating content, such as combining educational and promotional posts, and using questions from clients. Are you trying to reach young professionals starting their financial journey?

Media 52

Media Financial Advisor Marketing Marketing 52

Nerd's Eye View

NOVEMBER 8, 2024

the Department of Labor's Retirement Security Rule and the Federal Trade Commission's ban on most non-compete agreements, both of which are currently blocked by courts) likely to be tabled under the new administration.

Financial Planner 189

Financial Planner Compliance Communication Financial Advisor 189