Trade Brains

SEPTEMBER 22, 2023

Operating Profit Margin (%) 18 Healthcare, retail, aerospace and defence, government, banking and financial services, engineering and construction, oil and gas, retail, travel and transportation, media, education, the automobile industry, and consumer electronics are just a few of the sectors Wipro supports. Stock P/E (%) 19.53

Portfolio Analysis 116

Portfolio Analysis Portfolio Healthcare Banking 116

The Big Picture

MAY 9, 2023

And again, I ended up in the financial services audit practice at KPMG. So we have a pretty well tried and tested campus recruitment approach. So we have a tried and tested kind of campus recruitment approach. You have to finish the three years. I finished the three years. I qualified the following week.

Assets 299

Assets Clients Investing Investments 299

Inside Information

MAY 30, 2023

Another uncomfortable fact is that these BDs have enormous compliance departments which supervise all of the communications put out by the reps and their offices—which is required by FINRA. The compliance people have to pre-approve their communications. Sales are important, but the BD executives won’t be talking about that.

Communication 40

Communication Sales Insurance Compliance 40

The Big Picture

MAY 23, 2023

How to recruit and retain the best people and how to use technology as a tool to give you an edge, not just in investing but in the ability to offer clients various solutions improving your efficiency, effectiveness and productivity as a company. And quite frankly, I didn’t know what financial services was. RITHOLTZ: Right.

Clients 162

Clients Management Engineering Investments 162

The Big Picture

SEPTEMBER 10, 2024

I mean, being in the, in the investment business, being in, in the financial services business, it’s, it’s a constant, you know, evolution. You know, when you, and then we recruit, you know, we talk to people, young people always say, you probably haven’t even ever had a B on your report card. Is low, right?

Valuation 162

Valuation Clients Investments Investing 162

The Big Picture

AUGUST 15, 2023

And so alongside of Wall Street recruiting in my senior year, I interviewed at the Yale Investments Office and was fortunate to get that job and violated the two principles I had at the time, which was I wanted to be in a training program and I wanted to leave New Haven. Let me say what your compliance wouldn’t allow you to say.

Management 130

Management Investments Investing Government 130

The Big Picture

JULY 29, 2024

She has an absolutely comprehensive resume in the financial services industry. 00:08:01 [Speaker Changed] And then from AssetMark, in October, 2023, you’re recruited to become CEO at Orion. Like there’s personalization in all aspects of our life and financial services is catching up. That’s right.

Clients 147

Clients Portfolio Financial Advisor Investments 147