Remove Compliance Remove Financial Services Remove Recruitment
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Top Indian Stocks Held By JP Morgan – Portfolio Analysis!

Trade Brains

Operating Profit Margin (%) 18 Healthcare, retail, aerospace and defence, government, banking and financial services, engineering and construction, oil and gas, retail, travel and transportation, media, education, the automobile industry, and consumer electronics are just a few of the sectors Wipro supports. Stock P/E (%) 19.53

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Transcript: Julian Salisbury, GS

The Big Picture

And again, I ended up in the financial services audit practice at KPMG. So we have a pretty well tried and tested campus recruitment approach. So we have a tried and tested kind of campus recruitment approach. You have to finish the three years. I finished the three years. I qualified the following week.

Assets 299
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The Lobbying ‘Tell’

Inside Information

Another uncomfortable fact is that these BDs have enormous compliance departments which supervise all of the communications put out by the reps and their offices—which is required by FINRA. The compliance people have to pre-approve their communications. Sales are important, but the BD executives won’t be talking about that.

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Transcript: Robyn Grew

The Big Picture

How to recruit and retain the best people and how to use technology as a tool to give you an edge, not just in investing but in the ability to offer clients various solutions improving your efficiency, effectiveness and productivity as a company. And quite frankly, I didn’t know what financial services was. RITHOLTZ: Right.

Clients 162
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Transcript: Mike Wilson, Morgan Stanley

The Big Picture

I mean, being in the, in the investment business, being in, in the financial services business, it’s, it’s a constant, you know, evolution. You know, when you, and then we recruit, you know, we talk to people, young people always say, you probably haven’t even ever had a B on your report card. Is low, right?

Valuation 162
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Transcript: Natalie Wolfsen, Orion CEO

The Big Picture

She has an absolutely comprehensive resume in the financial services industry. 00:08:01 [Speaker Changed] And then from AssetMark, in October, 2023, you’re recruited to become CEO at Orion. Like there’s personalization in all aspects of our life and financial services is catching up. That’s right.

Clients 147
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Transcript: Ted Seides

The Big Picture

And so alongside of Wall Street recruiting in my senior year, I interviewed at the Yale Investments Office and was fortunate to get that job and violated the two principles I had at the time, which was I wanted to be in a training program and I wanted to leave New Haven. Let me say what your compliance wouldn’t allow you to say.