Trade Brains

SEPTEMBER 26, 2024

NSE also oversees compliance by its members and listed companies with relevant rules and regulations. Regulatory compliance: Operating in a highly regulated industry, NSE must comply with strict legal and regulatory requirements. Any failure in compliance may lead to penalties, fines, or reputational damage, impacting operations.

Compliance 90

Compliance Banking Management Risk Management 90

Trade Brains

MAY 6, 2023

The majority of the issues related to Yes Bank were related to corporate governance and compliance. The carrier also lost its flying license during the period. The company has also got its license back recently and may be at the cusp of a turnaround. By 2019, the bank was already one of the top four private lenders in India.

Banking 52

Banking License Government Investing 52

Brown Advisory

JANUARY 1, 2023

Download it here > Dear Fellow Investors, If we had to sum up 2022 in one word it would be valuation. War, inflation, recession, deglobalisation, decoupling, strikes, crypto-crash and energy (crisis) all featured but for us the overriding focus for 2022 was valuation. which was greater than our -1.1% relative underperformance.

Investments 52

Investments Investing Valuation Clients 52

Harness Wealth

FEBRUARY 4, 2025

Risks: Illiquidity, subjective valuation, authenticity risks, fraud risks, market demand fluctuations, and high transaction costs. Financial Professional Qualification: Holding certain financial licenses, such as Series 7, 65, or 82, may also grant accreditation status. What are the biggest risks of alternative investments?

Taxes 52

Taxes Investments Investing Startup 52

The Big Picture

AUGUST 20, 2024

And so in the 1990s, I developed the, the late 1980s, early 1990s, I developed a skillset around valuation, in particular discounted cash flow or residual income type models, along with a couple of peers out of the consulting industry. We were one of the last to get what’s called a value added license to the compus stat database.

Assets 174

Assets Management Portfolio Marketing 174

Diamond Consultants

DECEMBER 20, 2022

Record valuations and sophisticated buyers, like private equity firms with deep pockets and healthy appetites to acquire high-quality businesses, caused many employee teams to reconsider the big picture in ways they had not before. And Merrill will make their way back to become a real competitor in the recruiting game.

Recruitment 59

Recruitment Compliance Wealth Management Banking 59

The Big Picture

SEPTEMBER 5, 2023

And we’d sort of turn that into a valuation business. MILLER: Well actually I thought, leading up to the great financial crisis, I thought to myself, we’re going to be out of business within a couple of years because nobody wanted an independent valuation. What are the, you know, I’d literally have it in my handheld.

Sales 130

Sales Numbers Marketing Marketing 130