Sara Grillo

FEBRUARY 13, 2023

Senator Dan Sullivan of Alaska proposed that portfolio managers or portfolio management companies are not allowed, should not be allowed to vote proxies of index funds. Wait a second, especially the way the media was really pushing it. And this fits a lot of what the media likes to write about.

Investments 72

Investments Investing Clients Portfolio 72

The Big Picture

OCTOBER 5, 2024

And then when I got to Capital Group, obviously I was under compliance, they were like, you really can’t be talking about stocks online. And then, then I started doing social media basically at the same time. It was 00:44:12 [Speaker Changed] Ah, toxic social media. That’s like not cool. And I was like, okay, fine.

Economy 162

Economy Education Insurance Economics 162

Sara Grillo

SEPTEMBER 26, 2022

I do believe it should be different regulated differently from portfolio management, which is the typical definition of the registered investment advisor, but that it shouldn’t be the CFP Board that is controlling the regulatory environment for financial planners. For advise on such matters, contact a legal or compliance advisor.

CFP 59

CFP Financial Advisor Financial Planner Ethics 59

The Big Picture

MARCH 21, 2023

I was a fixed income portfolio manager and trader, which is a ton of fun. PIMCO out on the West Coast, read the first thing I wrote in the Journal of Portfolio Management. And it’s really not a compliance reason, I hope it’s more of an intellectual honesty reason. Program didn’t feel right.

Valuation 173

Valuation Investments Investing Numbers 173

The Big Picture

JANUARY 14, 2025

Maybe we should do this out from under the compliance regulations of a broker dealer? You were a portfolio manager, researcher head of trading, and apparently tech geek putting machines together. And I’ve interviewed hundreds if not thousands of portfolio managers and worked with develop many strategies of my own.

Management 147

Management Investments Investing Assets 147

The Big Picture

MAY 21, 2024

You know, unfortunately, sometimes people in media or elsewhere, they talk about catching the bottom and rather than being the bottom tick, you could look at that big sweeping parabola and say, I don’t need to be at the bottom. Is that a modern thing with social media or is that always throughout your career?

Numbers 147

Numbers Management Banking Marketing 147

The Big Picture

NOVEMBER 25, 2024

You know, you run an RIA, the SEC just comes knocking every once in a while to say, Hey, just wanna make sure the compliance program’s all set up. We started publishing our research, getting out there more, and slowly used that to transition to be, you know, we were more active on social media. Had a couple employees.

Portfolio 147

Portfolio Management Marketing Marketing 147