Trade Brains

SEPTEMBER 22, 2024

In this article, we will look at LIC Housing Finance vs Bajaj Housing Finance, two behemoths in the housing industry about their financials, key metrics, and plans. Maintaining a high CRAR ensures financial stability and regulatory compliance. It plans to increase disbursements from around Rs. 58,937 crores last year.

Assets 96

Assets Portfolio Retail Planning 96

Diamond Consultants

OCTOBER 10, 2023

However, these advisors are simultaneously forgoing massive recruitment bonuses from competing firms and a less labor-intensive transition process. But without growth, it will take many years to offset the “bird in the hand” of a lucrative up-front and back-ended recruitment package.

Math 52

Math Recruitment Consulting Clients 52

Diamond Consultants

JANUARY 10, 2023

Have a plan B. Debating the merits of stringent compliance regimes is beyond the scope of this article, but the reality is that we live in a world of heightened oversight. Always coloring in the lines and having a solid plan B will provide some protection—the latter’s usefulness will extend beyond termination situations.

Recruitment 59

Recruitment Financial Advisor Planning Retirement 59

Good Financial Cents

JANUARY 11, 2023

The banking industry includes banks, investment banks, commercial banking, personal banking, hedge funds, financial planning, and private equity firms. Portfolio Managers are responsible for developing investment strategies, tracking markets, evaluating documents and figures, and creating customer investment plans. Investment Banker.

Banking 96

Banking Budgeting Portfolio Management Recruitment 96

Diamond Consultants

JUNE 21, 2022

Yet many advisors shy away from the due diligence process itself, envisioning an exhaustive barrage of calls from recruiters and managers of other firms and meetings that often lead nowhere. While understanding the economics of a recruiting package is important, it shouldn’t be your first inquiry. But it doesn’t have to be that way.

Financial Advisor 52

Financial Advisor Recruitment Compliance Education 52

Diamond Consultants

JUNE 28, 2023

They want to have a sense of ownership over how they run their practice—including the ability to hire and fire team members, distinguish themselves from their colleagues by marketing their business creatively, and be allowed to run their practice without as much interference from compliance. First, UBS left the Protocol for Broker Recruiting.

Compliance 52

Compliance Recruitment Clients Compensation Planning 52

Diamond Consultants

DECEMBER 19, 2023

This is Diamond Consultants’ annual endeavor to set the record straight: What are the most common “myths” that can stall an advisor’s plans to realize their full potential? Recruiters have been saying for years that deals are at an all-time high, so I’ll never miss the boat.” There is nothing new and exciting out there.”

Recruitment 52

Recruitment Wealth Management Compliance Clients 52

Trade Brains

OCTOBER 18, 2024

after it plans to raise funds via QIP The AI Revolution in Investment Banking Artificial intelligence is set to transform the investment banking landscape. Regulatory compliance costs continue to rise. In 2024, financial crime compliance alone cost Indian financial institutions ₹5.1 Also read… Large cap stock down by 5.6%

Banking 52

Banking Economics Investments Investing 52

Diamond Consultants

SEPTEMBER 10, 2024

On paper, enhanced succession plans like Merrill’s recently announced CTP, are a no brainer for both retiring and inheriting advisors alike. Pressures to cross-sell products, overly stringent compliance regimes, restrictions on hiring additional support staff, …the list goes on. Yet, the reality is more nuanced.

Retirement 52

Retirement Recruitment Clients Compliance 52

Diamond Consultants

DECEMBER 5, 2023

Increasing bureaucracy, rising compliance restrictions, diminishing freedom over investments, and client communications—just a few of the issues we hear about from advisors every day. While it may seem “safer” to stay put, there are risks in doing so that many advisors are unaware of.

Clients 52

Clients Compliance Retirement Management 52

XY Planning Network

JANUARY 16, 2023

4 MIN READ. New year, new firm? Whether you’re changing firms or starting your own, there are many things to consider and do. If notifying or bringing your clients with you is on your checklist, add this task first: C heck employment contract.

Clients 92

Clients Assets Management Recruitment 92

The Big Picture

AUGUST 15, 2023

And so alongside of Wall Street recruiting in my senior year, I interviewed at the Yale Investments Office and was fortunate to get that job and violated the two principles I had at the time, which was I wanted to be in a training program and I wanted to leave New Haven. Let me say what your compliance wouldn’t allow you to say.

Management 130

Management Investments Investing Government 130

The Big Picture

APRIL 25, 2023

Brian Hamburger has been one of the leading authorities in the world of registered investment advisories, broker-dealers, SEC regulatory compliance. And I would constantly hear them frustrated by the compliance department. HAMBURGER: They were just blaming compliance for everything they couldn’t do. RITHOLTZ: Right.

Compliance 162

Compliance Clients Wealth Management Management 162

The Big Picture

JULY 26, 2022

What do I want in — what does a five-year plan look like? I mean, I think one of the benefits of phase planning in your first fund is that you get some humility. I mean, I don’t — RITHOLTZ: So this is really devious recruitment. WEAVER: — you know, my teaching and recruiting. RITHOLTZ: Right.

Consulting 298

Consulting Numbers Management Investing 298

The Big Picture

MAY 23, 2023

How to recruit and retain the best people and how to use technology as a tool to give you an edge, not just in investing but in the ability to offer clients various solutions improving your efficiency, effectiveness and productivity as a company. Were the plans to become a solicitor or a barrister? Let’s start with your background.

Clients 162

Clients Management Engineering Investing 162

Diamond Consultants

DECEMBER 20, 2022

With recruiting particularly active at Morgan Stanley and UBS, advisors demonstrated that it’s still the right model for many of them. That is, placing greater focus on building a business with the end in mind, even if it meant eschewing a significant recruitment package.

Recruitment 59

Recruitment Compliance Wealth Management Banking 59

The Big Picture

MAY 9, 2023

What was the original career plan? SALISBURY: Honestly, I didn’t really have a long-term plan. SALISBURY: Yes, I’d love to tell you there was some great master plan. A great example, you know, some of these things you can plan for and some you can’t. You begin in audit practice at KPMG.

Assets 299

Assets Clients Investments Investing 299

The Big Picture

SEPTEMBER 10, 2024

Was investing always the career plan? You know, when you, and then we recruit, you know, we talk to people, young people always say, you probably haven’t even ever had a B on your report card. You have to get compliance. Let’s, let’s talk a little bit about your background. MBA from Kellogg at Northwestern.

Valuation 162

Valuation Clients Investing Investments 162

The Big Picture

JULY 29, 2024

What were the career plan? So I came to New York, no job plans, no ideas. 00:08:01 [Speaker Changed] And then from AssetMark, in October, 2023, you’re recruited to become CEO at Orion. You know, met the board, really liked what they had to say about plans for Orion, spent some time with Eric. When would you do it?

Clients 147

Clients Portfolio Financial Advisor Investing 147

Sara Grillo

SEPTEMBER 26, 2022

We’ll discuss these questions: The CFP Board has specifically stated that it wants the CFP® mark to be a requirement for anyone who practices financial planning. John Robinson (“JR”), Founder of Financial Planning Hawaii, Inc. What is your opinion? What do you believe the CFP Board’s role should be in the future?

CFP 59

CFP Financial Advisor Financial Planner Ethics 59

The Big Picture

SEPTEMBER 5, 2023

And what is remarkable about some of the towns or cities in Florida is they now hire employees specifically to recruit CEOs from the Northeast who then will bring their companies to Florida. That it’s sort of evolving from a place you go to vacation or visit to a place that you live. MILLER: A lot hotter. MILLER: Right.

Sales 130

Sales Numbers Marketing Marketing 130

Diamond Consultants

MARCH 25, 2025

This is why firms like RBC and Raymond James have been so successful in recruiting wirehouse advisors, touting strong cultures that advisors can feel from day one. We often facilitate name-blind calls between an advisor recruit and an advisor at the prospective firm. How can advisors assess a new firms culture before joining?

Wealth Management 52

Wealth Management Management Recruitment Compliance 52

The Big Picture

NOVEMBER 4, 2024

They are a combination of a, a Village or Oak Street and an MA plan in meaning 00:18:28 [Speaker Changed] Explain that for, 00:18:29 [Speaker Changed] For the lay person, meaning that they’re actually, they have devoted medical group, which started as virtual, but as a network managing network of the care. And that is what they do.

Healthcare 130

Healthcare Medical Investing Investments 130

The Big Picture

DECEMBER 10, 2024

What was the career plan? He, was he talking about a plan or was he talking about David Roux : No, no, no. They have a bunch of databases, there’s compliance issues, there’s, you know, cyber, there’s there all kinds of things. Here’s labor productivity and capacity utilization planning.

Engineering 130

Engineering Consulting Manufacturing Investing 130

The Big Picture

MAY 16, 2023

And I’m like, dad, I found I need 25 grand to get going and my dad said send me a business plan. LINDZON: And … RITHOLTZ: I like your dad’s idea You should have created a business plan, just so you have it under your belt So now, I can’t imagine. LINDZON: No, so obviously, I did the business plan, I’m kidding.

Media 290

Media Investing Investments Valuation 290