The Big Picture

JANUARY 21, 2025

It was just a struggle from day one, particularly in the regulatory environment that is the securities business between lawyers and compliance people. So we are talking about things in what I consider personal finance, home ownership, social security, tax management, estate planning and so on. 00:21:46 Everything was a headache.

Investing 147

Investing Investments Management Retirement 147

Brown Advisory

DECEMBER 2, 2015

In advising clients over the years, we have seen the value of helping families buy into the longterm orientation essential to successful investing and portfolio management through all market conditions. Create a portfolio structure buffered against taxes. In compliance with those regulations, we must inform you that 1.

Taxes 52

Taxes Clients Estate Planning Portfolio 52

International College of Financial Planning

MARCH 31, 2023

Wealth management is an important aspect of the financial world that focuses on managing wealth to help individuals and families achieve their financial goals. Wealth management involves a range of financial services as an investment, finance, real estate, tax, and risk management.

Wealth Management 52

Wealth Management Management Risk Management Ethics 52

Brown Advisory

SEPTEMBER 3, 2015

A discretionary trust can provide a means of multigenerational estate planning by establishing how assets are passed on and reduce future generations’ potential estate-tax liability. By Mick Dillon, CFA, Portfolio Manager, Global Leaders Strategy; Priyanka Agnihotri, Equity Research Analyst. Family limited partnership (FLP).

Estate Planning 52

Estate Planning Assets Distribution Taxes 52

Fortune Financial

SEPTEMBER 25, 2023

Tax Considerations Be mindful of tax implications related to your goals. Certain investments or strategies may offer tax advantages, while others could result in higher tax liabilities. Consulting with an advisor can help you optimize your financial plan along with identifying the impact of potential future tax changes.

Wealth Management 59

Wealth Management Management Risk Tolerance Retirement Planning 59

The Big Picture

FEBRUARY 6, 2024

You wouldn’t be surprised to learn the tax consequences of owning a mutual fund is a part of it. Now I do fundamental side research portfolio management, which I just, 00:08:20 [Speaker Changed] So, so you joined GMO, there’s 60 people, 30 years. Jeremy’s never really been a portfolio manager.

Valuation 130

Valuation Investments Investing Assets 130

Sara Grillo

JULY 8, 2022

Others that require a more detailed response will either get forwarded to a teammate (financial planner or portfolio manager) who can research the answer, or scheduled to my calendar later in the day when I can focus on a response or call the client directly. Work on outstanding compliance tasks: 1 hour.

Financial Advisor 59

Financial Advisor Financial Planner Clients Financial Planning 59

Brown Advisory

DECEMBER 2, 2015

Trusts often make sense, as they provide economic benefit to heirs while protecting assets from certain creditor claims and taxes. We have found that one of the biggest challenges to executing an estate plan is helping heirs adjust to tax and regulatory changes. By Mark Kodenski, Private Client Portfolio Manager.

Estate Planning 52

Estate Planning Asset Allocation Assets Planning 52

Fortune Financial

SEPTEMBER 25, 2023

Tax Considerations Be mindful of tax implications related to your goals. Certain investments or strategies may offer tax advantages, while others could result in higher tax liabilities. Consulting with an advisor can help you optimize your financial plan along with identifying the impact of potential future tax changes.

Wealth Management 52

Wealth Management Management Risk Tolerance Retirement Planning 52

The Big Picture

AUGUST 20, 2024

So any compliance people listening, I’m just spitballing here. And what that will allow me to do is have minimal trading costs, minimal tax costs, and avoid all the behavioral problems that comes with active management. I’m gonna hold it in my portfolio. You were subject to the 75% marginal tax rate.

Assets 173

Assets Management Portfolio Marketing 173

Brown Advisory

SEPTEMBER 12, 2016

Finally, we seek to ensure the highest level of service, through compliance with your investment criteria, specialized reporting and regular discussions with you to ensure that we keep pace with any changes in your views and beliefs over time. One can also achieve impact through proxy voting and shareholder engagement.

Portfolio 52

Portfolio Clients Investing Investments 52

Brown Advisory

SEPTEMBER 12, 2016

Finally, we seek to ensure the highest level of service, through compliance with your investment criteria, specialized reporting and regular discussions with you to ensure that we keep pace with any changes in your views and beliefs over time. One can also achieve impact through proxy voting and shareholder engagement.

Portfolio 52

Portfolio Clients Investing Investments 52

The Big Picture

DECEMBER 6, 2022

You have the liquidity, the tax efficiency, the transparency. But when you factor in, you know, legal costs, compliance, portfolio management, trading, there is a lot that goes into launching an ETF. I was already an investor in ETFs at that point in time. BERRUGA: Yeah.

Clients 162

Clients Investments Investing Management 162

Brown Advisory

SEPTEMBER 12, 2016

When sizing up a company’s opportunities and risks, portfolio managers vary widely in how they weigh ESG factors. Some portfolio managers use ESG data to find companies that they believe are less harmful than others. As a result, strategies focused on sustainability range broadly in performance. economy.

Food 52

Food Executive Compensation Portfolio Management Communication 52

Brown Advisory

SEPTEMBER 12, 2016

When sizing up a company’s opportunities and risks, portfolio managers vary widely in how they weigh ESG factors. Some portfolio managers use ESG data to find companies that they believe are less harmful than others. As a result, strategies focused on sustainability range broadly in performance. economy.

Food 52

Food Executive Compensation Portfolio Management Communication 52

The Big Picture

MAY 9, 2023

So how do you then go from tax and audit practice to finance and investing? If I’d moved to Hong Kong, I think it would have looked like a fairly self-serving tax trade. And what I found was it was just a phenomenal training ground for somebody who wants to then go on to invest, especially doing more micro-level analysis.

Assets 299

Assets Clients Investments Investing 299

Brown Advisory

JANUARY 17, 2024

It is calculated as NOPAT/IC; where NOPAT (net operating profit after tax) is (EBIT + Operating Leases Due 1-Yr)*(1-Cash Tax Rate) and IC (invested capital) is Total Debt + Total Equity + Total Unfunded Pension + (Operating Leases Due 1-Yr * 8) – Excess Cash. The Verification reports are available upon request.

Investing 52

Investing Investments Portfolio Compliance 52

WiserAdvisor

APRIL 12, 2024

This may include topics such as retirement income planning, asset allocation strategies, healthcare costs, long-term care costs, withdrawal strategies, tax minimization, and estate planning considerations. You must also consider your proficiency in handling administrative tasks and managing client relationships effectively.

Financial Advisor 52

Financial Advisor Clients Numbers Management 52

Brown Advisory

AUGUST 14, 2023

It is calculated as NOPAT/IC; where NOPAT (net operating profit after tax) is (EBIT + Operating Leases Due 1-Yr)*(1-Cash Tax Rate) and IC (invested capital) is Total Debt + Total Equity + Total Unfunded Pension + (Operating Leases Due 1-Yr * 8) – Excess Cash. RoIC is a measure of determining a company’s financial performance.

Investing 52

Investing Investments Portfolio Accounting 52

Sara Grillo

APRIL 11, 2022

These services often include recommendations on investments, financial planning, retirement, Social Security, Medicare, tax planning, and other wealth-related topics. He also has considerably less of a compliance, operational, and administrative burden because he is not taking custody or discretion of his clients’ assets.

Financial Advisor 52

Financial Advisor Portfolio Clients Management 52

The Big Picture

FEBRUARY 28, 2023

I was talking to one of our founders, he said, look, a lot of people think we’re in Zug for tax reasons. RITHOLTZ: And are there that much tax advantages to be in Switzerland if you’re operating throughout Europe? He said, we’re here because this is where my mother lived. It’s, like, where’s mom?

Investments 147

Investments Investing Clients Assets 147

The Big Picture

MARCH 27, 2023

She was a partner and a portfolio manager at Canyon Capital, a firm that runs currently about $25 billion. You have a lot — RITHOLTZ: The emerging manager category? The survival rate of an emerging manager is low. She is an author and former hedge fund trader, specializing in distressed assets. MIELLE: Exactly.

Assets 285

Assets Investments Investing Management 285

The Big Picture

OCTOBER 5, 2024

And then when I got to Capital Group, obviously I was under compliance, they were like, you really can’t be talking about stocks online. So 00:06:01 [Speaker Changed] It’s funny, I had the exact same experience with compliance at a brokerage firm in the early two thousands when I launched the big picture. You can do media.

Economy 162

Economy Education Insurance Economics 162

Sara Grillo

SEPTEMBER 26, 2022

I do believe it should be different regulated differently from portfolio management, which is the typical definition of the registered investment advisor, but that it shouldn’t be the CFP Board that is controlling the regulatory environment for financial planners. Return of organization exempt from income tax [Form 990].

CFP 59

CFP Financial Advisor Financial Planner Ethics 59

The Big Picture

MARCH 21, 2023

I was a fixed income portfolio manager and trader, which is a ton of fun. PIMCO out on the West Coast, read the first thing I wrote in the Journal of Portfolio Management. And it’s really not a compliance reason, I hope it’s more of an intellectual honesty reason. Program didn’t feel right.

Valuation 173

Valuation Investing Investments Numbers 173

Indigo Marketing Agency

MARCH 24, 2025

AI-powered tools are transforming various facets of advisory businesses, including client engagement, portfolio management, compliance, and more. Saifr: Offers AI-assisted content creation tools designed to ensure compliance with financial regulations. How does AI assist in portfolio management and market analysis?

Financial Advisor 52

Financial Advisor Compliance Communication Wealth Management 52

The Big Picture

MAY 21, 2024

So we’re now in an environment where all the 45-year-old portfolio managers out there have been, have worked their entire careers in these momentum fueled markets, and they’ve been trained to believe that valuation doesn’t matter. It’s all tax free. In not paying your taxes. They track all of this.

Numbers 147

Numbers Management Banking Marketing 147

The Big Picture

NOVEMBER 25, 2024

You know, you run an RIA, the SEC just comes knocking every once in a while to say, Hey, just wanna make sure the compliance program’s all set up. Alternatives and alternative strategies tend to be less tax efficient, more opaque. Not, Hey, we’re making money, but I’m not sure I love this marketing.

Portfolio 147

Portfolio Management Marketing Marketing 147

The Big Picture

JUNE 3, 2024

At TCW Barry Ritholtz : You were at the Trust company of the West, you’re a senior vice president, you’re a portfolio manager, you’re a quantitative analyst. Cut my taxes, I’m gonna help you out. We got to in money market obviously went down because of tax payments a couple weeks ago. Yeah, yeah.

Math 147

Math Marketing Marketing Engineering 147