Carson Wealth

JUNE 10, 2024

Expectations were low mostly because we had received some disappointing April data recently that suggested the consumer may be weakening, including retail sales, disposable income, and services consumption. A diversified portfolio does not assure a profit or protect against loss in a declining market.

Marketing 143

Marketing Marketing Economy Numbers 143

Trade Brains

SEPTEMBER 26, 2024

NSE also oversees compliance by its members and listed companies with relevant rules and regulations. Retail investor participation is low, and low free float levels have transformed the market into a para. Growing retail investor participation 4. It also includes indices, market data feeds, and financial education offerings.

Compliance 90

Compliance Banking Management Risk Management 90

Trade Brains

NOVEMBER 21, 2023

crores on June 22 Reason for imposing the penalty is for non-compliance with certain directions issued by RBI on ‘Loans and Advances – Statutory and Other Restrictions’ and the Advisory on ‘Man in the Middle (MiTM) Attacks in ATMs’ (the Advisory). Canara Bank Penalty imposed: ₹2.92 Bank of Maharashtra Penalty imposed: ₹1.45

Government 59

Government Banking Compliance Accounting 59

Carson Wealth

SEPTEMBER 23, 2024

Amongst other things, the August retail sales report showed that online sales grew at an annualized pace of 15% over the past three months. Full disclosure: we’re overweight these areas of the equity market in our model portfolios. A diversified portfolio does not assure a profit or protect against loss in a declining market.

Marketing 96

Marketing Marketing Economy Economics 96

The Big Picture

FEBRUARY 6, 2024

And Tom has helped with the introduction of GMO’s first retail product, the quality ETF stock symbol Q-L-T-Y-G-M-O has been institutional since they launched in 1977. This is the first time they’re putting out a product for retail. Just really, really interesting. I found this conversation to be really fascinating.

Valuation 130

Valuation Investments Investing Assets 130

The Big Picture

DECEMBER 6, 2022

And definitely, their retail market participation is significantly lower than you can see in the U.S. And my answer was, “Hey, not everybody wants to buy a passive index around the satellite of a core portfolio or even just, hey, I have an idea, I think this is going to change the world.” We have retail clients. BERRUGA: Yeah.

Clients 162

Clients Investments Investing Management 162

Trade Brains

OCTOBER 31, 2023

ESAF Bank offers a range of products including micro loans, retail loans, MSME loans, loans to financial institutions, and agricultural loans. Micro Loans and some retail loans are at a higher credit risk as they are not supported by collateral. million customers. The bank manages assets worth 16,331Cr. In Closing ESAF Bank, with a 27.6%

Banking 59

Banking Retail Financial Services Assets 59

Carson Wealth

OCTOBER 14, 2024

However close to a quarter of the PPI basket that excludes food and energy is made up of “trade services,” which actually measures profit margins for retailers and wholesalers. The good news is that as of September, profit margins for retailers/wholesalers were up 1.6% This is more evidence that inflation has normalized.

Marketing 96

Marketing Marketing Numbers Food 96

The Big Picture

FEBRUARY 28, 2023

Tell us a little bit about the giant portfolio of companies you guys are managing. So we manage a portfolio of several dozen companies. When you add together all of our portfolio companies, it’s effectively $100 billion enterprise — RITHOLTZ: Wow. You sit on the board of directors on a number of portfolio companies.

Clients 147

Clients Investments Investing Assets 147

Brown Advisory

JUNE 14, 2017

Municipal SMAs: Behind the Velvet Rope of Regulation achen Wed, 06/14/2017 - 09:19 At an increasing pace, retail municipal bond investors are shifting money to professional managers via mutual funds or separately managed accounts. This is why we believe that competent research and portfolio management are so important today.

Compliance 52

Compliance Retail Clients Management 52

Brown Advisory

JUNE 14, 2017

At an increasing pace, retail municipal bond investors are shifting money to professional managers via mutual funds or separately managed accounts. Even for dealers still transacting with non-SMMPs, certain deals that might have value may not pass muster with compliance departments. Municipal SMAs: Behind the Velvet Rope of Regulation.

Compliance 52

Compliance Retail Clients Management 52

Trade Brains

SEPTEMBER 13, 2024

The Indian equities market is heavily impacted by Foreign Institutional Investors (FIIs) and Foreign Portfolio Investors (FPIs). KFin Technologies leverages cutting-edge technology to enhance efficiency and ensure compliance, offering a range of services tailored to the needs of the financial sector. Price to Earnings Ratio 71.53

Wealth Management 59

Wealth Management Banking Management Portfolio 59

Carson Wealth

AUGUST 21, 2023

Retail sales surged in July and are up 5% over the past three months after adjusting for prices. The Bank of America Global Fund Manager Survey surveys portfolio managers that manage hundreds of billions of dollars. Retail sales and food services rose 0.7% That has played out exactly as history suggested. Here’s a quick recap.

Marketing 52

Marketing Marketing Economy Retail 52

Trade Brains

AUGUST 5, 2024

The company offers a suite of products including warehouse management, order management, and omni-channel retail management systems. Unicommerce eSolutions IPO Review – About The Industry The eCommerce enablement SaaS industry provides solutions for online retail operations. The Indian retail market is expected to reach US$1.3-1.4

eCommerce 52

eCommerce Retail Clients Management 52

Trade Brains

SEPTEMBER 24, 2024

As Nazara forges ahead, it not only enhances its portfolio but also creates new opportunities for aspiring gamers and creators in an ever-expanding digital landscape. Nazara Technologies Limited aims to tap into proven business models and expand its portfolio across diverse gaming segments, which include eSports and skill-based gaming.

Advertising 52

Advertising Portfolio Media Marketing 52

Trade Brains

MARCH 11, 2024

Operating Profit Margin (%) 49.67% Net Profit Margin (%) 44.36% Large Cap Stocks With High NPM #2 – Oracle Financial Services Oracle Financial Services Software Limited is a subsidiary of Oracle, a world leader in providing financial technology solutions across retail banking, corporate banking, risk, financial crime, and compliance management.

Banking 59

Banking Financial Services Consulting Retail 59

Carson Wealth

MAY 22, 2023

Economic data continues to come in strong, including for retail sales and vehicle production. Retail sales rebounded in April. A diversified portfolio does not assure a profit or protect against loss in a declining market. The S&P 500 hit a new 2023 high last week, not quite reaching the key 4,200 mark.

Marketing 52

Marketing Marketing Economy Economics 52

Carson Wealth

APRIL 8, 2024

Payroll growth in the goods-producing sector, along with retail trade and leisure and hospitality, saw 109,000 jobs created in March. A diversified portfolio does not assure a profit or protect against loss in a declining market. However, cyclical areas are bouncing back. That alone is almost enough to keep up with population growth.

Marketing 96

Marketing Marketing Valuation Economy 96

Trade Brains

JULY 17, 2024

It also aids in compliance with regulatory requirements and best practices in corporate governance. Their portfolio is broadly diversified into the sectors like transport & logistics, energy & utilities, and emerging businesses. Furthermore, understanding KMP salaries is critical for financial planning and governance.

Government 52

Government Transportation Economy Distribution 52

Trade Brains

SEPTEMBER 20, 2024

Nazara’s portfolio includes interactive gaming, and eSports through popular brands like the World Cricket Championship, CarromClash, Kiddopia, Nodwin, and Sportskeeda. Strategic acquisitions, like WildWorks for gaming and Datawrkz for ad tech, will further enhance Nazara’s product portfolio and geographical footprint.

Government 52

Government Education Marketing Marketing 52

Trade Brains

APRIL 2, 2023

The growing costs within China (capital, operational, compliances) and Chinese factories closing due to environmental concerns. Apart from this the company also has major brands like M-Seal, Fevikwik, Fevistik, Roff, Dr. Fixit, Fevicryl, Motomax, Hobby Ideas, and Araldite in its portfolio.

Pharmaceutical 52

Pharmaceutical Manufacturing Sales Government 52

Carson Wealth

AUGUST 28, 2023

Retail sales are up just 2.5% A diversified portfolio does not assure a profit or protect against loss in a declining market. Compliance Case # 01883303_082823_C The post Market Commentary: Volatility Is the Toll We Pay appeared first on Carson Wealth. and financial markets. In short, China’s economy is in trouble.

Marketing 52

Marketing Marketing Economy Economics 52

Sara Grillo

DECEMBER 12, 2022

“It comes down to the client’s needs, what the strategy is going to provide for the client, and then we look at how we can efficiently affect how those costs hit that client in their portfolio.” – Charles King. He spent 10 years there managing billions in assets for institutional and retail clients. Derek Robinett.

Financial Advisor 52

Financial Advisor Commission Clients Insurance 52

Trade Brains

SEPTEMBER 11, 2024

The company is a retail broking house based in India. With a commitment to brand building and regulatory compliance, Angel One is well-positioned for sustained growth in the evolving fintech landscape. The company has diversified its portfolio, focusing on residential, commercial, and hospitality projects. Thakkar founded it.

Manufacturing 52

Manufacturing Clients Planning Marketing 52

Brown Advisory

DECEMBER 5, 2023

Directors and corporate leadership are accountable well beyond mere compliance to address issues of transparency, trust, ethics, diversity and inclusion, and stakeholder engagement. Governance agendas are broadening to address consumer and investor pressures and expectations. ESG has often been described as a "movement" in the media.

Fiduciary Duty 52

Fiduciary Duty Government Clients Investing 52

Trade Brains

MAY 6, 2023

Owing to its good business and the favorable environment in the Indian markets, PC Jewellers today has 4 jewelry retail outlets across 70 cities in India. The majority of the issues related to Yes Bank were related to corporate governance and compliance. The company is primarily engaged in selling gold & diamond jewelry.

Banking 52

Banking License Government Investments 52

Brown Advisory

JANUARY 1, 2023

We think the quality of the investments within the portfolio today is probably at its highest since launch back in early 2015. We think our strategy of finding companies that do something special for their customers and deliver high return on capital for shareholders means we have great quality within the portfolio.

Investments 52

Investments Investing Valuation Clients 52

Inside Information

OCTOBER 30, 2021

The argument with the regulators is that the more they require all advisors (including, of course, wirehouse brokers who call themselves ‘advisors’) to behave as fiduciaries, the more likely investors will be to receive advice in their interests, quality investment counsel, low portfolio expenses and fewer conflicts getting in the way.

CFP 40

CFP Commission Investments Investing 40

Harness Wealth

FEBRUARY 4, 2025

Many investors turn to alts for portfolio diversification and the potential for high-growth opportunities. Eligibility: Retail investors can purchase digital assets without accreditation, though some advanced products may have restrictions. Tax related products and services provided through Harness Tax LLC.

Taxes 52

Taxes Investing Investments Startup 52

The Big Picture

MARCH 27, 2023

She was a partner and a portfolio manager at Canyon Capital, a firm that runs currently about $25 billion. By ’08 and ’09, look, there were bankruptcies everywhere in every industry from retail to telecom. BARRY RITHOLTZ, HOST, MASTERS IN BUSINESS: This week on the podcast, my extra special guest is Dominique Mielle. MIELLE: Exactly.

Assets 285

Assets Investments Investing Management 285

The Big Picture

AUGUST 20, 2024

Initially I joined to help them manage their equity portfolio. 00:15:57 [Speaker Changed] Portfolio was 00:15:58 [Speaker Changed] The portfolio insurance components, right? So like down to the point the portfolio insurance was consuming somewhere around 30 to 40% of the, the volume on the s and p 500 on a normal basis.

Assets 173

Assets Management Portfolio Marketing 173

Random Roger's Retirement Planning

OCTOBER 20, 2024

My hunch is that it got posted before a proper compliance review and was taken down. If an investor put 50% of their portfolio into PSLDX then in theory they have a 100% allocated stock and bond portfolio. There was a consensus among the group that trend has tended to be the best answer to "porting" alpha into a portfolio.

Portfolio 98

Portfolio Assets Management Compliance 98

The Big Picture

SEPTEMBER 10, 2024

We have institutional clients, we have retail clients, we have, you know, pension funds, we have endowments. And so the last six and a half years, that portfolio has outperformed the s and p by almost 800 basis points annually. So in 22, that portfolio was actually up, and it’s, and it’s long only. Annually, okay.

Valuation 162

Valuation Clients Investments Investing 162

Brown Advisory

JUNE 12, 2017

Buffett and Munger are significant influences on the investment approach used in managing Flexible Equity Strategy portfolios. billion of investable float in 2016, which partially funds Berkshire’s $260 billion investment portfolio. All the big brokerage firms have large compliance departments, and they should.

Investments 52

Investments Investing Ethics Taxes 52

Brown Advisory

JUNE 12, 2017

Buffett and Munger are significant influences on the investment approach used in managing Flexible Equity Strategy portfolios. billion of investable float in 2016, which partially funds Berkshire’s $260 billion investment portfolio. All the big brokerage firms have large compliance departments, and they should.

Investments 52

Investments Investing Ethics Taxes 52

Carson Wealth

SEPTEMBER 9, 2024

When making your choice, keep in mind: The type of property (vacation home, condo building, retail, restaurant, office, factory, etc.) Your options will depend on how the original portfolio was structured and where and how it was held. You’ll want to understand the risk profile.

Taxes 52

Taxes Financial Advisor Distribution Assets 52

The Big Picture

FEBRUARY 13, 2023

But you know exactly how they’re going to interplay within a portfolio, hugely powerful. You know, it’s not the equity market, and I run some big equity portfolios, you know, different. But, you know, it’s been in a portfolio for a long time. Last year, it’s in our tactical portfolios.

Economy 147

Economy Numbers Marketing Marketing 147