Compliance Reference Strategic Planning 
Good Financial Cents
DECEMBER 14, 2022
Chief Compliance Officer. A chief compliance officer ensures financial institutions adhere to all applicable laws and regulations. To keep a business running smoothly and help avoid costly non-compliance fees, CCOs monitor company policy and compliance. Average salary: $114,832 per year. Insurance Advisor.
Harness Wealth
OCTOBER 23, 2023
Accounting advisory services are a suite of strategic planning offerings that extend beyond the realm of traditional tax return preparation and filing. While there may be some overlap, accounting advisory services should not be mistaken for traditional financial planning or for Client Accounting Services (CAS).
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Good Financial Cents
AUGUST 12, 2023
Passive income refers to earnings derived from an enterprise in which a person is not actively involved on a daily basis. Understanding these rules or consulting a tax professional is vital to maximizing after-tax returns and compliance with tax laws. Active income refers to earnings that require consistent and direct effort.
The Big Picture
AUGUST 20, 2024
We built a company that was focused on valuation, initially, actually targeting corporate strategic planning departments. So any compliance people listening, I’m just spitballing here. That paper refers back to the foundational literature of Bill Sharp, who wrote the famous paper in 1991. That’s not Mike.
Midstream Marketing
AUGUST 13, 2024
Because of new rules and compliance needs, financial advisors must make sure their marketing activities meet industry standards. These people can refer clients to you. To succeed in financial marketing, focus on strategic planning and keep improving. These people can refer clients to you.
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