Nerd's Eye View

JUNE 21, 2023

All investment advisers are fiduciaries that owe a duty of care and loyalty to their clients, and, in an ideal world, advisory firms and their staff would abide by these requirements without the need for a prescriptive code of ethics.

Ethics 244

Ethics Fiduciary Duty Compliance Clients 244

Walkner Condon Financial Advisors

APRIL 17, 2023

Additionally, CFPs must adhere to ethical and professional standards, including a fiduciary duty to act in the best interests of their clients. Form ADV is a document that provides information about a firm’s business, including details about their ownership structure, business practices, services offered, and fees charged.

Fee Only 52

Fee Only Financial Advisor Certified Financial Planner Commission 52

Walkner Condon Financial Advisors

APRIL 21, 2023

Additionally, CFP s must adhere to ethical and professional standards, including a fiduciary duty to act in the best interests of their clients. CFP s must also meet ongoing continuing education requirements to maintain their certification. Where can I find information about a firm’s fee structure and business?

Certified Financial Planner 52

Certified Financial Planner Financial Advisor Fee Only Financial Planner 52

Sara Grillo

JUNE 12, 2023

SARA GRILLO: So who is the best interest in upon the insurance agent selling the policy or the fiduciary financial advisor that’s helping the client by the policy. So ethically, I think it applies everywhere. BARRY FLAGG OR STEVEN ZEIGER: Nor the aggressiveness of the performance assumptions.

Insurance 59

Insurance Clients Financial Advisor Math 59