Nerd's Eye View

JULY 17, 2023

Accordingly, in 2020 the North American Securities Administrators Association (NASAA) introduced a Model Rule for the first-ever CE obligation for Investment Adviser Representatives (IARs) to maintain their Series 65 license after initially obtaining it.

Ethics 200

Ethics Financial Advice CFP Financial Advisor 200

Carson Wealth

JULY 12, 2022

I could also be fairly sure that Tammy is a licensed insurance agent and that she has access to sophisticated software tools and may or may not engage in financial planning. Investment adviser representatives (IARs) who charge clients fees are also required to take their licensing exams, among many other legal requirements. .

Financial Advising 98

Financial Advising Financial Planning Ethics Financial Services 98

Harness Wealth

MARCH 5, 2024

CPAs are licensed by state boards of accountancy in the state where they practice with many states requiring an ethics exam, ensuring that CPAs are trained to handle ethical situations throughout their career. Additionally, all tax advisors will be required to have ongoing education and hold a PTIN if they prepare tax returns.

Taxes 52

Taxes Tax Planning Ethics Education 52

Trade Brains

JANUARY 20, 2023

A Case Study on ‘Satyam Scam’ Accounting Scandal: When the 2008 recession hit the world, India was not only going through a financial crisis but also an ethical crisis. PwC was found guilty and its license was temporarily revoked for 2 years. This was what happened with Satyam Computer Services. 7000 crores.

Banking 131

Banking Accounting Ethics Sales 131

International College of Financial Planning

SEPTEMBER 3, 2021

When choosing this, look for a planner with an active license, one who is accredited by a board or association, and one who has experience of working with clients of your profile. A financial advisor is a certified financial planner who is licensed and regulated to take mandate decisions on multiple aspects of financial planning.

Financial Planner 52

Financial Planner Financial Advisor Certified Financial Planner Commission 52

Clever Girl Finance

FEBRUARY 12, 2023

All you need are a few tools, a good work ethic, and an entrepreneurial spirit. Proofread for businesses Proofreading is the final check before a document or an article is published or shared. You may need licenses and permits to do this job. The possibilities are endless! Learn how to become a blogger and start making money !

Advertising 73

Advertising Clients Media Electronics 73

Clever Girl Finance

JULY 8, 2024

All you need are a few tools, a good work ethic, and an entrepreneurial spirit. Proofread for businesses Proofreading is the final check before a document or an article is published or shared. You may need licenses and permits to do this job. The possibilities are endless! Want to learn more?

Clients 78

Clients Advertising Media Planning 78