Nerd's Eye View

AUGUST 24, 2022

While many IRAs include a clause in their advisory agreements limiting their liability in giving financial advice in good faith, the SEC and state regulators have recently been scrutinizing such ‘hedge clauses’ to the extent that they may be found impermissible going forward.

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Electronics Clients Retirement Planning Financial Advice 238

Abnormal Returns

OCTOBER 23, 2023

riabiz.com) AI Is AI an existential threat to the business of financial advice? investmentnews.com) Compliance How to conduct and document an annual compliance review. (investmentnews.com) Goldman Sachs ($GS) admits that the purchase of United Capital was a mistake.

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Compliance Estate Planning Financial Advice Financial Advisor 162

Nerd's Eye View

DECEMBER 12, 2022

We will also be hiring a new Director of Advisor Education, Instructional DesigNerd, and Director of Advisor research soon to support our efforts to provide the best educational content for Advicers. All in pursuit of our mission: Making Financial Advicers Better, And More Successful. Read More.

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Education CFP Certification License 246

Nerd's Eye View

JANUARY 16, 2024

What's unique about Thomas, though, is how he's been able to use social media, and Twitter in particular, to attract over 170 new prospects this year alone by educating, nurturing, and making a lasting impression on his followers, with relatively short blog posts that seem rather 'simple' but hit his specific prospects' pain points, so that they when (..)

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Media Financial Advisor Financial Planning Planning 246

Nerd's Eye View

APRIL 10, 2024

Financial advicers are intimately familiar with the phrase, "Past results are not indicative of future performance."

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Asset Allocation Wealth Accumulation Assets Portfolio 246

Nerd's Eye View

DECEMBER 8, 2023

Enjoy the current installment of "Weekend Reading For Financial Planners" - this week's edition kicks off with the news that a new study from research firm Cerulli has found that investors' willingness to pay for financial advice has risen over the last 15 years, with more investors reporting using a financial advisor (and a decreasing share considering (..)

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Financial Planner Numbers Clients Assets 246

Nerd's Eye View

JULY 25, 2022

All in pursuit of our mission – Making Financial Advicers Better, and More Successful – through our ongoing focus on Navigational resources, Educational insights, Research on advicers, and Development of advicer skills. Those who are interested (or have a friend or family member who might be!)

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Financial Planning Education Estate Planning CFP 244

eMoney Advisor

APRIL 13, 2023

Closer Than Ever to Clients “We are incredibly bullish on the future of financial advice.” ” That’s Shawn Mihal, LPL’s new head of financial institution services, sharing his firm’s recent successes with the Bank Insurance and Securities Association (BISA).

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Banking Clients Planning Financial Planning 74

Investment Writing

JUNE 21, 2022

He adds, “Unverified off-the-shelf pronouncements are innumerable—as many bloated corporate documents attest to.”. In the world of financial advice, this means statements such as “We provide superior customer service.”. Turn meaningless claims into meaningful claims. What’s the solution for this kind of writing? Illustrate it.

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Commission Financial Advice Investments Investing 52

Clever Girl Finance

NOVEMBER 22, 2022

If the partners work as equals to manage the money earned by the working partner, it’s not a financially abusive relationship. This could include organizing documents, handling bill payments, or getting ready for tax time. Most of the time, this is a matter of financial savvy and organizational skills. School or medical records.

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Accounting Banking Planning Certification 90

Darrow Wealth Management

MARCH 31, 2023

Once the divorce is finalized, a crucial (but often overlooked) part of the process is updating estate documents and beneficiary designations. Here are some key considerations when financial planning for a divorce. Further, most stock plan documents prohibit the transfer of equity compensation which poses hurdles for a swift division.

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Financial Planning Planning Estate Planning Assets 97

Carson Wealth

OCTOBER 25, 2023

A special needs trust document helps with these situations in managing the assets over their lifetime. Unmarried couples need to execute the right agreements and other documents, because many states do not provide the protection you likely want. Or, what if you die when your child is unmarried with minor children. Consider your home.

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Estate Planning Planning Assets Taxes 104

BlueMind

JULY 15, 2022

Dealing with clients that fail to fully disclose their personal information that may have implications on financial decisions could lead you down a rabbit hole of compliance issues. Conduct interviews and request questionnaires, surveys, records, and documents. Have everything signed, documented, copied, and safely stored.

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Compliance Financial Advisor Certified Financial Planner Clients 98

Sara Grillo

OCTOBER 21, 2022

The Transparent Advisor Movement’s mission is to promote ideals of clarity, modesty, integrity, dignity, and client advocacy in all aspects of financial advice, with a special focus on Advice Only, Flat Fee, and Hourly service models. What designations does a paraplanner usually have? Join the Transparency Advisor Movement.

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Insurance Financial Planner Fee Only Financial Advisor 98

eMoney Advisor

NOVEMBER 10, 2022

With proactive legal and financial advice, the conflict over his name and likeness, large tax bill, and lengthy settlement process wouldn’t have been a foregone conclusion. Many financial planners offer clients a secure online vault where they can upload estate planning documents.

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Estate Planning Clients Planning Financial Planner 78

WiserAdvisor

FEBRUARY 21, 2023

Financial advisors can also help the elderly understand the best practices in terms of sharing personal or financial information, maintaining privacy, and keeping their financial and legal documents safe. Help the elderly with estate planning Estate planning is an integral component of financial advice for seniors.

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Financial Advisor Clients Estate Planning Education 104

MazumaBusinessAccounting

MAY 11, 2021

But you’ll want the financial advice and wisdom that comes from a seasoned professional as you figure out the type of business structure, or entity, that you need to set up for you business. handle your payroll and ensure that dealings with employees are documented and done correctly.

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Accounting Government Compliance Financial Advice 52

AdvisorPR

MAY 13, 2020

Creating Your Digital Storefront Policy (DSP) At AdvisorPR, we encourage you to create a Digital Storefront Policy, a proactive document that explains how you are available to safely provide digital service to your clients. Fund withdrawal and deposits can be initiated by contacting SERVICE TEAM EMAIL or visiting custodian URL.

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Communication Accounting Financial Advice Clients 52

Midstream Marketing

DECEMBER 10, 2024

Offering Personalized Financial Advice Through Video Marketing In today’s world, people really like visuals. This is why video marketing works well for financial advisors. The Power of Personalization in Financial Advisory In todays online world, clients want experiences that are specially designed for them.

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Financial Advisor Marketing Marketing Clients 52

Darrow Wealth Management

NOVEMBER 5, 2024

It is not personal legal/tax/financial advice or an exhaustive discussion of the exclusion. But no extra supporting documentation is sent when filing (e.g. So the best practice is to document early and often and get a QSBS attestation letter from the company. Form 8949 and Schedule D).

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Taxes Wealth Management Tax Planning Assets 62

Sara Grillo

OCTOBER 31, 2022

If you are not careful you can wind up paying a lot of money for crap, or even getting blatantly deceived about what you are paying for when you hire a financial advisor. Scott Salaske is the founder and CEO of Firstmetric , a flat fee financial advisor firm in Troy, Michigan. But first – what is a Form ADV?

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Financial Advisor Commission Clients Compliance 110

Indigo Marketing Agency

AUGUST 22, 2024

To utilize this client retention strategy, go beyond mere financial advice by listening actively, showing empathy, and asking about client concerns, aspirations, and feedback. Effective client retention strategies can enhance client loyalty and contribute to the overall growth and stability of a financial advisory business.

Financial Advisor 52

Financial Advisor Clients Communication Education 52

Harness Wealth

JUNE 1, 2023

International Longevity Centre-UK (ILC-UK): The Value of Financial Advice The International Longevity Centre-UK conducted a study aimed at understanding the long-term effect of financial advice on wealth accumulation. It is provided for information purposes only.

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Wealth Management Financial Advisor Management Risk Tolerance 52

Walkner Condon Financial Advisors

JUNE 27, 2023

As it turned out, financial planning is where I felt I could have the most impact. I greatly benefited from financial advice and my mission from that point on was to pay it forward. I wanted to help others with financial planning and advice. Don’t be afraid to ask! Health insurance. Here is one of them.

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Insurance Insurance Coverage Compensation Planning Financial Advisor 52

Walkner Condon Financial Advisors

JUNE 27, 2023

As it turned out, financial planning is where I felt I could have the most impact. I greatly benefited from financial advice and my mission from that point on was to pay it forward. I wanted to help others with financial planning and advice. Don’t be afraid to ask! Health insurance. Here is one of them.

Insurance 52

Insurance Insurance Coverage Compensation Planning Financial Advisor 52

Carson Wealth

JULY 12, 2022

The financial service profession is regulated at the federal or state level, and professionals who sell products or provide financial advice to clients for a fee are required to meet minimum required regulatory standards. . Attorneys play a critical role in the financial planning process, particularly in estate planning.

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Financial Advising Financial Planning Ethics Financial Services 98

Harness Wealth

MAY 25, 2023

A fee-based advisor, on the other hand, can also receive commissions on certain financial products they sell, besides the fees paid by clients. How Much Should I Expect to Pay for Financial Advice? The cost of financial advice varies based on the advisor’s fee structure and the complexity of your financial situation.

Financial Advisor 52

Financial Advisor Certified Financial Planner Ethics CFP 52

Fortune Financial

APRIL 11, 2024

Search for Unclaimed Funds and Gather Documentation: Start by locating any previous plan statements you may have, as they will provide your account number and the plan administrator’s contact information. The integration of personalized financial advice underscores the necessity of understanding and addressing your unique financial situation.

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Retirement Retirement Planning Financial Advisor Accounting 59

Sara Grillo

JANUARY 9, 2023

The move to financial planning transparency is aflame! in all aspects of financial advice, with a special focus on Advice Only, Flat Fee, and Hourly service models. The primary disclosure document cited is Form ADV as opposed to an engagement agreement. Some define it as a document, others as a service.

Financial Planning 52

Financial Planning Planning Financial Planner CFP 52

Harness Wealth

MARCH 5, 2024

With an intuitive and collaborative interface, the Harness platform allows tax clients and advisors to easily share documents and questionnaires, handle payments, dynamically track the process, and ensure important filing and other tax deadlines are met.

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Taxes Clients Communication Financial Advice 52

Harness Wealth

MARCH 31, 2023

If you need tax planning or financial advice for your NFTs, sign up for Harness Wealth today. This document does not constitute advice or a recommendation or offer to sell or a solicitation to deal in any security or financial product. Tax services provided through Harness Tax LLC.

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Taxes Assets Sales Retirement 52

Indigo Marketing Agency

MAY 5, 2020

Over the last 16 years we’ve been in business, we’ve amalgamated a library of over 2,500 organizations where we have their DB, DC, and in most cases, their non-qualified deferred comp plan documents on file, the actual plan documents. The official governing plan document is behind it.

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Retirement Economics Retirement Planning Financial Planning 52

International College of Financial Planning

SEPTEMBER 3, 2021

The proof can be in the form of an educational certificate or a professional license or any other document that will provide the best evidence of your identity. Check the planner’s credentials and ask them some new trends about the financial markets. In the field of financial advice, a value proposition can be clearly identified.

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Financial Planner Financial Advisor Certified Financial Planner Commission 52

Sara Grillo

MAY 23, 2022

This interview with Cody Garrett, CFP, of Measure Twice Financial was mind-blowing. It’s so clear to me what the future of financial advice is – what it should be – and what it will be. The industry is typically about the implementation aspect of financial advice not educating and empowering the client.

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Financial Planner CFP Financial Planning Education 52

Inside Information

OCTOBER 30, 2021

In Rostad’s view, this is the very disclosure document that could be eliminating investor confusion about the different business models and agendas. “If Yes,” says Rostad. “As I look across the investment advisory world, I don’t see much evidence of individuals remembering that fiduciary is a core differentiator in financial advice.

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CFP Commission Investing Investments 40

Inside Information

SEPTEMBER 28, 2021

The whole premise of the legislation that forms the foundation of the SEC’s regulation of the financial services marketplace is in direct agreement with the XYPN petitions.

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Financial Planner Financial Planning Commission Sales 40

The Big Picture

MAY 7, 2024

And, and Gimme One More 00:52:22 [Speaker Changed] Financially Fearless by Katie song, which was written out of a need Facebook group. Moms would ping her every day about financial advice. So they have a financial 00:52:41 [Speaker Changed] Plan financially. It’s their strategy document’s.

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Startup Advertising Engineering Numbers 147