NAIFA Advisor Today

NOVEMBER 7, 2022

Sue Kuraja got her start in financial services at an early age. When she immigrated from Croatia with her family as a young child, she translated financial documents for her parents as they learned English.

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Financial Services Clients 52

NAIFA Advisor Today

MARCH 15, 2023

Raydania Peña got her first taste of financial literacy when her family immigrated from the Dominican Republic to the United States. Her mother didn’t speak English, so Peña translated bank documents for her. But she didn’t plan to build a career in insurance and financial services.

Insurance 52

Insurance Financial Services Banking Planning 52

Investment Writing

OCTOBER 31, 2022

Financial writers often lack contact with their targets, a challenge I address in “ How to capture investment client questions when you lack access? ” Let’s look at the Sides method in the context of financial services. Define who your readers are. For example, are your readers potential clients?

Education 104

Education Commission Clients Financial Services 104

BlueMind

MARCH 10, 2022

This includes abandoning the traditional ink and paper practice and letting go of wet-ink signatures while switching to e-documentation and e-signatures. 5 Benefits of Using E-Signature & E-Documentation 1. All this often means handling hundreds of documents in a day. Related Read: Reducing Compliance Risk with Technology.

Compliance 52

Compliance Electronics Financial Advisor Clients 52

Trade Brains

JANUARY 9, 2023

Over the past three decades, Airan diversified into providing a multitude of financial services: MICR clearing, cash management, and IT & IT-enabled services. As of the present date, it has a strong foothold in information technology (IT) and Information Technology enabled services (ITES). GP Petroleums Lubricants 42.8

Investments 101

Investments Investing Manufacturing Engineering 101

BlueMind

JULY 15, 2022

Not only that, the added cost of hiring financial service employees to manage data adds to the cost of securing that data. Conduct interviews and request questionnaires, surveys, records, and documents. Have everything signed, documented, copied, and safely stored. If needed, be confident enough to ask clients directly.

Compliance 98

Compliance Financial Advisor Certified Financial Planner Clients 98

Validea

MAY 2, 2024

Along with David Blitz, his 2007 study “The Volatility Effect” documented the low volatility effect across global markets. Hartford Financial Services Group (HIG) – Hartford Financial provides insurance and financial services. The company’s 22.5%

Investments 59

Investments Investing Pharmaceutical Risk Tolerance 59

Trade Brains

MARCH 8, 2024

This benefited multiple companies that earn from activities in the financial markets. Both of them have millions of clients and offer financial services. Through its innovative approach and digital prowess, Angel One Limited continues to play a pivotal role in shaping the financial landscape for millions of Indians.

Planning 59

Planning Financial Services Retail Distribution 59

MainStreet Financial Planning

JANUARY 31, 2024

In the vast world of financial services, it’s crucial to distinguish between legitimate businesses and those seeking to exploit unsuspecting individuals. MainStreet Financial Planning , Inc. We don’t offer any advice or services for debt consolidation. It’s “MainStreet” as one word, and not two, like “Main Street”.

Financial Planning 52

Financial Planning Planning Tax Planning Commission 52

Good Financial Cents

SEPTEMBER 2, 2022

Some documentation you’ll need to review thoroughly before investing in an apartment building: Market report. Financial audit. It’s essential to find a real estate lawyer you can trust to help you go through these documents and answer your questions. Renovate or update the apartment building. Site survey and title report.

Investments 98

Investments Investing Budgeting Management 98

eMoney Advisor

APRIL 26, 2023

The financial services industry is a prime target for cybercriminals. A supply chain attack is a specific type of cyberattack where your system is infiltrated through a third-party vendor, such as your financial planning software, computer system monitoring platform or phone system provider.

Financial Advisor 52

Financial Advisor Financial Services Education Planning 52

Park Place Financial

SEPTEMBER 30, 2022

The Internal Revenue Service ( IRS ) allows taxpayers to deduct charitable contributions from their taxable income, which may decrease their tax burden at the end of the year. To subtract your donations, you must itemize deductions using the Schedule A (Form 1040) document. . How to Choose a Personal Financial Advisor.

Taxes 52

Taxes Planning Financial Planner Financial Advisor 52

Midstream Marketing

DECEMBER 10, 2024

Using Pay-Per-Click (PPC) Advertising to Target Specific Audiences PPC advertising is a useful tool for financial advisors. You can focus on important keywords that relate to financial services. As a result, your marketing efforts are aimed at those likely to use your services. It helps create a record for compliance.

Financial Advisor 52

Financial Advisor Marketing Marketing Clients 52

Brown Advisory

JULY 19, 2023

In 2001, a group of authors affiliated with Purdue University’s Krannert School of Management published a study[1] that documented the striking positive stock price reaction to the announcement of corporate name changes during the “dot-com” boom of the late 1990s.

Clients 98

Clients Investing Investments Financial Services 98

Cornerstone Financial Advisory

OCTOBER 9, 2023

WFC), The PNC Financial Services Group, Inc. Before using the Tax Withholding Estimator, gather all necessary documents; this includes your W-2 from your employer, any 1099 forms you have from banks and other payers, and any other forms you need. This Week: Companies Reporting Earnings Thursday: Delta Air Lines, Inc.

Marketing 105

Marketing Marketing Taxes Economics 105

Trade Brains

AUGUST 13, 2023

Since then, it has diversified its business and now provides a multitude of IT and IT-enabled services in the financial services domain such as MICR clearing and document management for ISPs, telecom companies, & payment banks. Furthermore, it also provides cash management services to its clients.

Engineering 97

Engineering Manufacturing Portfolio Sales 97

Robert B. Ritter Jr.

FEBRUARY 28, 2022

The post Blog #218: Attracting and Retaining Key Executives first appeared on Bob Ritter's Blog, ideas for financial service professionals. Several non-owner executives can also qualify. What are the benefit plans […].

Financial Services 40

Financial Services Planning Certified Financial Planner Wealth Management 40

Validea

OCTOBER 22, 2024

This approach, known as “12-1” momentum, has been well-documented in academic research. Bank of New York Mellon (BK) Strategy Score: 100% Company Description: A global financial services company providing investment management, investment services, and wealth management.

Wealth Management 52

Wealth Management Investing Investments Assets 52

Robert B. Ritter Jr.

JANUARY 31, 2022

The post Blog #217: Tax Bombs That Never Exploded (More on Grantor Trusts) first appeared on Bob Ritter's Blog, ideas for financial service professionals. With Joe Biden’s Build Back Better (BBB) collapsed, it’s back to rational planning concepts, like the intentionally defective […].

Taxes 40

Taxes Estate Planning Financial Services Planning 40

Robert B. Ritter Jr.

MAY 30, 2022

The post Blog #221: Testing Financial Tolerance™ for Zero Estate Tax with Loan-Based Private Split-Dollar and Wealthy and Wise first appeared on Bob Ritter's Blog, ideas for financial service professionals.

Taxes 40

Taxes Financial Services Planning Certified Financial Planner 40

ClearMoney

DECEMBER 5, 2021

The financial services industry has a long tradition of innovation, and cryptocurrency and the technology surrounding it may someday prove to be a historic breakthrough. The information in this document is provided in good faith without any warranty and is intended for the recipient’s background information only.

Commission 52

Commission Retail Sales Distribution 52

Trade Brains

MAY 7, 2023

AAVAS has focused on a niche that is otherwise ignored by other banks due to a lack of documents such as IT returns, salary slips, etc. This way they extend financial services both loans and deposits in their area of operation. The company serves the low and middle-income population in semi-urban and rural areas.

Banking 52

Banking Government Financial Services Assets 52

Sara Grillo

OCTOBER 31, 2022

If you are not careful you can wind up paying a lot of money for crap, or even getting blatantly deceived about what you are paying for when you hire a financial advisor. I periodically blog about financial products and services so that consumers can avoid being taken advantage of by the financial services industry.

Financial Advisor 110

Financial Advisor Commission Clients Compliance 110

International College of Financial Planning

DECEMBER 4, 2023

Broader Career Prospects: CFP® -certified advisors often enjoy better career opportunities, with many wealth management firms, Banks and financial planning firms preferring or requiring this certification. It opens doors to various roles in financial services, including retirement planning and estate planning. Ready to proceed?

Financial Advisor 52

Financial Advisor Certified Financial Planner CFP Certification 52

Trade Brains

SEPTEMBER 26, 2024

Financial services became the backbone of India’s growth. In the wake of SEBI’s probe, NSE withdrew its IPO documentation in 2019. Global Finance recognized NSE with the Best Derivatives Providers Performance Award in 2014. About the Industry The Indian capital markets have evolved significantly since 1991.

Compliance 90

Compliance Banking Management Risk Management 90

Trade Brains

SEPTEMBER 14, 2024

Northern Arc Capital is a diversified financial services platform in India. Customers can easily compare lenders, apply for loans remotely, and submit documents digitally. In this article, we will look at the Northern Arc Capital IPO Review and analyze its strengths and weaknesses. Keep reading to learn about the company.

Retail 52

Retail Risk Management Assets Management 52

Inside Information

AUGUST 29, 2021

Y ou may have missed it, but Barbara Roper, who was the financial services face of the Consumer Federation of America—a tireless advocate for a fiduciary standard and consumer protection generally—has a new role to play. She is now working at the SEC, as senior advisor to SEC chair Gary Gensler.

Fee Only 40

Fee Only Financial Services Advertising Investment Advisor 40

Brown Advisory

OCTOBER 11, 2021

This confidential communication has been prepared solely as a preliminary document to provide information regarding Brown Advisory’s private equity and alternative platform and may not be used or reproduced for any other purpose. Alternative investments may only be available for accredited investors and qualified purchasers.

Assets 52

Assets Portfolio Risk Tolerance Asset Allocation 52

Brown Advisory

OCTOBER 11, 2021

This confidential communication has been prepared solely as a preliminary document to provide information regarding Brown Advisory’s private equity and alternative platform and may not be used or reproduced for any other purpose. Alternative investments may only be available for accredited investors and qualified purchasers.

Assets 52

Assets Portfolio Risk Tolerance Asset Allocation 52

Good Financial Cents

DECEMBER 14, 2022

After all, people will always need financial services, whether investing their money , taking out loans, or managing their taxes. Employers need workers who can compile financial statements, but business leaders must be able to interpret and use this information to their advantage.

Budgeting 88

Budgeting Compliance Accounting Insurance 88

Harness Wealth

JUNE 5, 2024

When a new tax client registers for Harness, the platform recommends three tax advisory firms that align with their unique and personal needs, functioning like algorithmic match-making for the financial services industry. Being solo doesn’t mean that Kelley is left to onboard and service clients alone.

Taxes 64

Taxes Clients Planning Tax Planning 64

Harness Wealth

MAY 25, 2023

Chartered Financial Consultant (ChFC): This designation is issued by The American College of Financial Services. ChFCs have undergone extensive education and experience requirements, focusing more heavily on practical applications of financial planning. It is provided for information purposes only.

Financial Advisor 52

Financial Advisor Certified Financial Planner Ethics CFP 52

Brown Advisory

MARCH 18, 2022

Standard & Poor's and S&P are registered trademarks of Standard & Poor's Financial Services LLC, a part of McGraw Hill Financial. This document does not constitute an offer of services in jurisdictions where S&P Dow Jones Indices does not have the necessary licenses.

Asset Allocation 52

Asset Allocation Assets License Investing 52

Brown Advisory

MARCH 18, 2022

Standard & Poor's and S&P are registered trademarks of Standard & Poor's Financial Services LLC, a part of McGraw Hill Financial. This document does not constitute an offer of services in jurisdictions where S&P Dow Jones Indices does not have the necessary licenses.

Asset Allocation 52

Asset Allocation Assets License Investing 52

Harness Wealth

OCTOBER 16, 2024

When we’re thinking about people who are business owners, executives at tech companies, and executives at financial services companies, we also focus on understanding what they want their legacy to be or what we call their “guiding family principles.” That’s an area where taxes can matter a lot.

Wealth Management 52

Wealth Management Taxes Clients Management 52

The Big Picture

MAY 7, 2024

And when I told her I was leaving SoFi after four years, just ’cause I was done with my financial services chapter until now, and she said, Hey, I’ve got a company for you in LA that I’m just about to invest in with two great founders. It’s their strategy document’s. Can you go meet them?

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Startup Advertising Engineering Numbers 147

Harness Wealth

MARCH 17, 2023

An Introduction to DeFi Decentralized Finance (DeFi) is a rapidly evolving space, offering blockchain-based financial applications that enable individuals and businesses to access various financial services, including lending, borrowing, trading, and earning interest without traditional financial institutions as intermediaries.

Taxes 59

Taxes Government Assets Accounting 59