ClearMoney

NOVEMBER 4, 2021

The information in this document is provided in good faith without any warranty and is intended for the recipient’s background information only. It does not constitute investment advice, recommendation, or an offer of any services or products for sale and is not intended to provide a sufficient basis on which to make an investment decision.

Asset Allocation 52

Asset Allocation Commission Portfolio Assets 52

ClearMoney

DECEMBER 5, 2021

Groups of stocks and their returns are hypothetical and are not representative of indices or actual strategies and do not reflect costs and fees associated with an actual investment. The information in this document is provided in good faith without any warranty and is intended for the recipient’s background information only.

Government 52

Government Commission Economics Distribution 52

ClearMoney

JANUARY 4, 2022

GLOSSARY Nominal return: The rate of return on an investment without adjusting for inflation. DISCLOSURES The information in this document is provided in good faith without any warranty and is intended for the recipient’s background information only. Dimensional Japan Ltd., and Dimensional Hong Kong Limited.

Marketing 52

Marketing Marketing Commission Government 52

ClearMoney

DECEMBER 5, 2021

Groups of stocks and their returns are hypothetical and are not representative of indices or actual strategies and do not reflect costs and fees associated with an actual investment. DISCLOSURES The information in this document is provided in good faith without any warranty and is intended for the recipient’s background information only.

Government 52

Government Commission Economics Distribution 52

Tucker Advisors

AUGUST 9, 2021

What does the IRA rollover exemption mean for advisors? But, if doing so would earn you money, you will likely need additional disclosures, documentation, policies and procedures, and annual review requirements. We provide the classes and we pay for many of the costs associated with obtaining the Series 65 license. Sources: 1.

Financial Advisor 52

Financial Advisor License Clients Insurance 52

ClearMoney

FEBRUARY 21, 2022

DISCLOSURES The information in this document is provided in good faith without any warranty and is intended for the recipient’s background information only. Unauthorized copying, reproducing, duplicating, or transmitting of this document are strictly prohibited. Investing in emerging markets may accentuate these risks.

Commission 52

Commission Portfolio Government Distribution 52

ClearMoney

FEBRUARY 22, 2022

DISCLOSURES The information in this document is provided in good faith without any warranty and is intended for the recipient’s background information only. Unauthorized copying, reproducing, duplicating, or transmitting of this document are strictly prohibited. Dimensional Japan Ltd., and Dimensional Hong Kong Limited.

Asset Allocation 52

Asset Allocation Commission Portfolio Assets 52

Sara Grillo

SEPTEMBER 26, 2022

I do believe it should be different regulated differently from portfolio management, which is the typical definition of the registered investment advisor, but that it shouldn’t be the CFP Board that is controlling the regulatory environment for financial planners. Salaske: What is an investment advisor?

CFP 59

CFP Financial Advisor Financial Planner Ethics 59

The Big Picture

APRIL 25, 2023

So, Brian is not a stranger to me, and we have some shared financial interests, but the reason I wanted to bring him in here is there are few people in the industry who have a better perch by which to look at the world of registered investment advisors, broker-dealers, all of the changes that are taking place in the space.

Compliance 162

Compliance Clients Wealth Management Management 162