Abnormal Returns

OCTOBER 10, 2023

AI AI investment models can't explain how they do what they do. (msn.com) How JP Morgan Asset Management is rolling out AI tools for its analysts and PMs. (institutionalinvestor.com) How AI can be used to parse corporate risk disclosures. (papers.ssrn.com) Box spreads The pros and cons of using box spreads to generate cash-like returns. (morningstar.com) How to calculate the cost of borrowing through the options market.

Portfolio Management 264

Portfolio Management Startup Portfolio Management 264

Nerd's Eye View

OCTOBER 10, 2023

Welcome everyone! Welcome to the 354th episode of the Financial Advisor Success Podcast ! My guest on today's podcast is Grier Rubeling. Grier is the founder of Advisor Transition Services, a consulting firm based in Cary, North Carolina, that helps advisors switch from one broker-dealer or custodian platform to another, often when breaking away from a larger firm to start up their own.

Financial Advisor 181

Financial Advisor Clients Communication Consulting 181

The Reformed Broker

OCTOBER 10, 2023

Join Downtown Josh Brown and Michael Batnick for another round of What Are Your Thoughts? On this week’s episode, Josh and Michael discuss the biggest topics in investing and finance, including: ►Have Treasury Bonds Bottomed? – The crash in long-dated Treasurys since the pandemic now ranks as one of the most destructive financial crashes ever.

Investments 152

Investments Investing Marketing Marketing 152

The Big Picture

OCTOBER 10, 2023

My Two-for-Tuesday morning train reads: • Why Are Interest Rates Spiking? The bond market continues to be even crazier than the stock market. We’ve witnessed a massive move in long-term bond yields these past couple of weeks and months. Yields on the 10, 20 and 30 year Treasury were all up in the neighborhood of 60 basis points over the past 16 trading sessions.

Medical 130

Medical Economy Portfolio Accounting 130

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Accounting

The Reformed Broker

OCTOBER 10, 2023

If you want to understand what’s happening in the US stock market these days, you need to understand what’s happening with the largest companies that make up such a heavy part of the index weighting. And to do that, you have to understand Big Tech. Which is where my friend Alex Kantrowitz comes in. He’s one of the foremost authorities on everything going on in the space.

Marketing 152

Marketing Marketing 152

A Wealth of Common Sense

OCTOBER 10, 2023

The 10 year Treasury yield recently hit 4.8%, its highest level since the summer of 2007. That’s higher than the dividend yield on all but 53 stocks in the S&P 500. Just four stocks out of 30 in the Dow Jones Industrial Average yield more than the benchmark U.S. government bond.1 The dividend yield on the S&P 500 has been falling for years from a combination of rising valuations and the increased usage of sh.

Valuation 121

Valuation Government Marketing Marketing 121

Wealth Management

OCTOBER 10, 2023

Who cares for the caretakers?

Clients 119

Clients 119

Calculated Risk

OCTOBER 10, 2023

Today, in the Calculated Risk Real Estate Newsletter: Part 2: Current State of the Housing Market; Overview for mid-October A brief excerpt: Yesterday, in Part 1: Current State of the Housing Market; Overview for mid-October I reviewed home inventory and sales. Most measures of house prices have shown an increase in prices over the last several months, and a key question I discussed in July is Will house prices decline further later this year?

Marketing 119

Marketing Marketing Sales 119

The Reformed Broker

OCTOBER 10, 2023

This was a lot of fun, hope you get something interesting from it. Thanks so much to the Professor. The post Catch me on Scott Galloway’s show appeared first on The Reformed Broker.

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117

Speaker: Sierre Lindgren

Fraud is a battle that every organization must face – it’s no longer a question of “if” but “when.” Every organization is a potential target for fraud, and the finance department is often the bullseye. From cleverly disguised emails to fraudulent payment requests, the tactics of cybercriminals are advancing rapidly. Drawing insights from real-world cases and industry expertise, we’ll explore the vulnerabilities in your processes and how to fortify them effectively.

Assets

Wealth Management

OCTOBER 10, 2023

SpirePoint Private Client has selected Goldman Sachs Advisor Services as their primary custodian, becoming the first GSAS transition on the tru platform.

Clients 115

Clients 115

Advisor Perspectives

OCTOBER 10, 2023

Today, one in three of the 65-69 cohort, nearly one in five of the 70-74 cohort, and nearly one in ten of the 75+ cohort are in the labor force.

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Wealth Management

OCTOBER 10, 2023

Real estate managers’ assets under management fell by 2.9% during the year ended June 30, reported Pensions & Investments. S&P might downgrade Brookfield Real Estate to junk status because of its high maturing debt loan, according to Bisnow. These are among today’s must reads from around the commercial real estate industry.

Assets 115

Assets Management Investments Investing 115

Steve Sanduski

OCTOBER 10, 2023

Guest: Saundra Davis, the Founder and Executive Director of Sage Financial Solutions , an organization that develops comprehensive financial capability programs for low- and moderate-income communities throughout the United States. Saundra is a U.S. Navy veteran, financial coach, educator, and consultant who is nationally recognized as an expert in the financial coaching field and for her work with community-based organizations that focus on asset-building for the working poor.

Financial Planning 105

Financial Planning Clients Consulting Education 105

Speaker: Aaron Berson

Managing spend is more than a cost cutting exercise – it's a pathway to smarter decisions that unlock efficiency and drive growth. By understanding and refining the spending process, financial leaders can empower their organizations to achieve more with less. Explore the art of balancing financial control with operational growth. From uncovering hidden inefficiencies to designing workflows that scale your business, we’ll share strategies to align your organization’s spending with its strategic g

Management

Wealth Management

OCTOBER 10, 2023

Molly Bennard discusses Connectus Wealth's business model, the importance of organic growth, future opportunities and more.

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115

Accounting for Good

OCTOBER 10, 2023

A message from the outgoing CEO. Kirsten Forrester leaves the business in excellent shape and in the hands of skillful and experienced professionals.

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98

Wealth Management

OCTOBER 10, 2023

During times of market uncertainty, a strong, clear message is vital to building and maintaining trust.

Marketing 114

Marketing Marketing 114

Random Roger's Retirement Planning

OCTOBER 10, 2023

There was some interesting reading today looking at various portfolio construction and strategy issues. First up is that the Yale Endowment was up 1.8% in the year ending June 30th. As these sorts of pools of capital go, Yale is considered to be very sophisticated and has a long track record of using alternatives to outperform the market. For the year, that 1.8% lagged far behind the Vanguard Balanced Index Fund (VBAIX) which is a proxy for a 60/40 portfolio.

Portfolio 98

Portfolio Assets Management Marketing 98

Speaker: Duke Heninger, Partner and Fractional CFO at Ampleo & Creator of CFO System

Are you ready to elevate your accounting processes for 2025? 🚀 Join us for an exclusive webinar led by Duke Heninger, a seasoned fractional CFO and CPA passionate about transforming back-office operations for finance teams. This session will cover critical best practices and process improvements tailored specifically for accounting professionals.

Accounting

Wealth Management

OCTOBER 10, 2023

One Arizona team has launched their own firm with the support of Dynamic Wealth Advisors, while three other advisors have joined Meridian Wealth Management.

Wealth Advisor 114

Wealth Advisor Wealth Management Management 114

Clever Girl Finance

OCTOBER 10, 2023

Pre-approved credit cards are one way that credit card companies attract new customers. These offers are typically sent by mail to potential cardholders who meet some minimum criteria for approval. If you’ve ever received one of these offers, you may be wondering how it impacts your credit score. Or perhaps you are wondering what to do next. But first off, what does pre-approved for a credit card actually mean?

Advertising 98

Advertising Numbers Financial Planning Banking 98

Wealth Management

OCTOBER 10, 2023

Jonathan Vincent Glenn faces 25 years in prison after pleading guilty to federal securities fraud charges.

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Advisor Perspectives

OCTOBER 10, 2023

Selling a business and managing sudden wealth calls for guidance from trusted advisors and a consistently mindful approach.

Management 97

Management 97

Speaker: Ashley Harlan, MBA

What if your role as a fractional CFO went beyond operational support to actively shaping the future of your clients’ businesses? 💼 ✨ In this session, discover how fractional finance professionals can position themselves as architects of growth, guiding their clients toward sustainable success and preparing them for full-time financial leadership.

Clients

Wealth Management

OCTOBER 10, 2023

Build strong relationships through exceptional service.

Clients 110

Clients 110

Advisor Perspectives

OCTOBER 10, 2023

In the next year, we will see the introduction of the fully functioning, digital-human financial advisor.

Financial Advisor 92

Financial Advisor 92

Wealth Management

OCTOBER 10, 2023

Thursday, November 09, 2023 | 2:00 PM ET

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Million Dollar Round Table (MDRT)

OCTOBER 10, 2023

By D. Kyle Atkins, CLU, CFP What we found from experience, having done one acquisition and working on two others now, is to make sure we’re clear as to what the current owners are trying to achieve. The guys and the gals who are out there just for the largest amount of money, we may not be a great fit. Nevertheless, if our cultures work together, if they’re looking to sell off gradually into the sunset, well, that’s marvelous.

CFP 89

CFP Clients Management 89

Speaker: Abdi Ali, Sr. Lease Accounting Consultant

Join this insightful webinar with industry expert Abdi Ali, who will discuss the challenges that can arise from managing lease accounting with spreadsheets! He will share real-world examples of errors, compliance issues, and risks that may be present within your spreadsheets. Learn how these tools, while useful, can sometimes lead to inefficiencies that affect your time, resources, and peace of mind.

Accounting

Wealth Management

OCTOBER 10, 2023

Financial advisors say more clients than ever are making timing-related missteps when it comes to savings and investments.

Financial Advisor 91

Financial Advisor Clients Investments Investing 91

The Irrelevant Investor

OCTOBER 10, 2023

Today’s Animal Spirits is brought to you by YCharts: See here to register for YCharts webinar discussing this quarter’s top 10 visuals for clients and prospects. On today’s show, we discuss: Are bond yields too high, or too low? The US economy’s secret weapon: Seniors with money to spend Investors are yanking cash from stock funds, fast Airlines are just banks now Millennials on better track for retire.

Marketing 85

Marketing Marketing Retirement Banking 85

Advisor Perspectives

OCTOBER 10, 2023

By placing personalization at the forefront, advisors make the financial journey more than just a series of transactions – it becomes a curated experience tailored to each client.

Investments 81

Investments Investing Clients 81