Nerd's Eye View

DECEMBER 17, 2024

Welcome everyone! Welcome to the 416th episode of the Financial Advisor Success Podcast ! My guest on today's podcast is Fran Toler. Fran is the CEO of Toler Financial Group, an RIA based in Silver Spring, Maryland, that oversees nearly $200 million in assets under management for 280 client households. What's unique about Fran, though, is how she decided to transition from the independent broker-dealer model to a 'supported independence' corporate RIA platform in order to avoid the compliance he

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Compliance Financial Advisor Financial Advice Clients 210

Wealth Management

DECEMBER 17, 2024

Technology is transforming the wealth management industrynot just by automating calculations and analysis, but by empowering advisors to connect more deeply with clients.

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Financial Advisor Wealth Management Clients Management 107

Nerd's Eye View

DECEMBER 17, 2024

Welcome everyone! Welcome to the 416th episode of the Financial Advisor Success Podcast ! My guest on today's podcast is Fran Toler. Fran is the CEO of Toler Financial Group, a DBA firm under the RIA Rossby Financial, in Silver Spring, Maryland, that oversees nearly $200 million in assets under management for 280 client households. What's unique about Fran, though, is how she decided to transition from the independent broker-dealer model to a 'supported independence' corporate RIA platform in or

Compliance 139

Compliance Financial Advisor Financial Advice Clients 139

Investment Writing

DECEMBER 17, 2024

What’s the right way to spell the plural of Treasury, as in U.S. Treasury bond? Should it be “Treasurys,” following the rule that the members of the Murphy family become Murphys? Or should it follow the normal rules of creating plurals for words that end in the letter y? I panicked when I saw “Treasurys” in The Wall Street Journal.

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Communication Banking Investments Investing 98

Speaker: Duke Heninger, Partner and Fractional CFO at Ampleo & Creator of CFO System

Are you ready to elevate your accounting processes for 2025? 🚀 Join us for an exclusive webinar led by Duke Heninger, a seasoned fractional CFO and CPA passionate about transforming back-office operations for finance teams. This session will cover critical best practices and process improvements tailored specifically for accounting professionals.

Accounting

Wealth Management

DECEMBER 17, 2024

Stone Ridges Alternative Lending Risk Premium Fund (LENDX) leads the way.

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Wealth Management

DECEMBER 17, 2024

The Van Halen story illustrates that true achievement is not solely rooted in talent but is also a product of relentless dedication, strategic partnerships and an unwavering focus on ones goals.

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Calculated Risk

DECEMBER 17, 2024

Note: Mortgage rates are from MortgageNewsDaily.com and are for top tier scenarios. Wednesday: At 7:00 AM ET, The Mortgage Bankers Association (MBA) will release the results for the mortgage purchase applications index. At 8:30 AM, Housing Starts for November. The consensus is for 1.344 million SAAR, up from 1.311 million SAAR. During the day, The AIA's Architecture Billings Index for October (a leading indicator for commercial real estate).

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Economics Marketing Marketing 59

Wealth Management

DECEMBER 17, 2024

An update on key planning developments.

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Planning 86

Validea

DECEMBER 17, 2024

Join Matt Zeigler and Jack Forehand as they break down some of the most insightful frameworks from our interviews with macro thinker Andy Constan. Drawing from multiple conversations with Andy, they explore: Andy’s experience at Bridgewater Associates and their fascinating approach to systematic investing The four pillars of macro analysis that help make sense of complex market environments A practical framework for evaluating market deleveraging events Essential lessons about personal por

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Portfolio Management Portfolio Management Investments 52

Speaker: Abdi Ali, Sr. Lease Accounting Consultant

Join this insightful webinar with industry expert Abdi Ali, who will discuss the challenges that can arise from managing lease accounting with spreadsheets! He will share real-world examples of errors, compliance issues, and risks that may be present within your spreadsheets. Learn how these tools, while useful, can sometimes lead to inefficiencies that affect your time, resources, and peace of mind.

Accounting

Wealth Management

DECEMBER 17, 2024

Jennifer des Groseilliers details The Mather Groups balanced approach to growth that includes scaling responsibly through both internal development and strategic acquisitions.

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Wealth Management Management 83

Advisor Perspectives

DECEMBER 17, 2024

New exchange-traded funds riding buzzy investment themes are helping fuel record industry growth this year. Yet, it’s also shaping up to be a banner era for money managers revamping their tried-and-tested mutual funds into the tax-efficient product.

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Taxes Management Investments Investing 59

Wealth Management

DECEMBER 17, 2024

The deal with Fishman Block + Diamond will expand Ceritys tax advisory capabilities in the Los Angeles area.

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Accounting Taxes 83

Carson Wealth

DECEMBER 17, 2024

By Brady Marlow, CFP, AEP, CAP, CPWA, CExP , Director, Carson Private Client Wealth Strategy Although most people focus first on loved ones in developing their estate plan, you may also want your legacy to include continuing support of issues and organizations youre passionate about. You can do this by integrating philanthropic giving into your estate planning process.

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Estate Planning Planning Distribution Taxes 52

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Change is difficult, whether in our private or work life. However, without change, growth and learning are difficult not to mention keeping up with the market and staying competitive. We have all worked for or ourselves are the bosses that prefer to keep the status quo. We will discuss how to address the "change challenge" to enable you to be a changemaker and a graceful recipient of change.

Planning

Wealth Management

DECEMBER 17, 2024

Before parents allow their children to get serious about any school, they should know what the university's net price would be for their household.

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Planning 71

Indigo Marketing Agency

DECEMBER 17, 2024

New Year, New Growth: Is Your 2025 Marketing Plan Ready? The start of a new year is the perfect time to reflect, plan, and set your business up for success. For financial advisors, this means implementing a marketing strategy that doesnt just exist on paperit drives results. At Indigo Marketing Agency, weve helped advisors like Steve Seals grow by 40% in 2024, thanks to tailored solutions like a custom website that spoke directly to his ideal clients.

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Planning Marketing Marketing Financial Advisor 52

Wealth Management

DECEMBER 17, 2024

Opto Investments, a private markets platform for wealth management firms, has launched Planner, a new tool to simplify the private markets investing process.

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Investments Investing Wealth Management Management 71

Advisor Perspectives

DECEMBER 17, 2024

International commerce often follows the simple rule: one nation’s loss can result in another’s gain. China’s loss from escalating trade tensions with the U.S. is generating gains for several Asian economies, but India is not one of them.

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Economy 52

Speaker: Igli Laci, Strategic Finance Leader

In today’s competitive market, pricing is more than just a number — it’s the cornerstone of profitability. The right pricing strategy ensures that you capture the true value of your offering, paving the way for sustainable growth and long-term success. Join Igli Laci, Strategic Finance Leader, in this exclusive session where he will explore how a well-crafted pricing approach balances customer perception with business objectives, creating a powerful tool for securing both competitive advantage a

Numbers

Wealth Management

DECEMBER 17, 2024

Somethings got to give for compliance teams to effectively manage their snowballing workload and spiraling costs.

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Compliance Management 70

Advisor Perspectives

DECEMBER 17, 2024

Today’s video on Information Technology companies is another in the continuing series of videos where we are looking for value in each of the 10 major sectors as reported by Standard & Poor’s. This particular video is going to be on the Technology Sector.

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Wealth Management

DECEMBER 17, 2024

Wirehouses are exploring how to combine direct indexing, manager-traded separate accounts and alternative investments into unified managed account platforms, reports FundFire. BlackRock and Franklin Templeton each published private market outlooks for 2025. These are among the investment must reads we found this week for wealth advisors.

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Investments Investing Wealth Advisor Accounting 68

Advisor Perspectives

DECEMBER 17, 2024

Last week’s market narrative was defined by yet another extraordinary surge in tech stocks, inflation developments generally aligning with expectations, and anticipation of the upcoming Federal Reserve meeting.

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Marketing Marketing 52

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As we step into 2024, the lending landscape evolves rapidly with technology, regulations, and market dynamics driving change. For banks and financial institutions to stay competitive and meet the evolving needs of their customers, these drivers must be understood and engaged with. Lenders can anticipate significant transformation fueled by technological advancements, regulatory shifts, and changing consumer behaviors.

Banking

Wealth Management

DECEMBER 17, 2024

Highlights of important new developments from the past year.

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Taxes 68

Advisor Perspectives

DECEMBER 17, 2024

Every year, most investors face a near-certain reality: taxes on their investment portfolio.

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Taxes Portfolio Investing Investments 52

Wealth Management

DECEMBER 17, 2024

H.M. Payson & Co., a 170-year-old firm with a trust company, will represent Corient's first Maine location.

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Advisor Perspectives

DECEMBER 17, 2024

If you find holiday spending overwhelming, it might be time to ask yourself a question: Who is doing your shopping? It may be an inner four-year-old.

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Speaker: Hilary Akhaabi, PhD - Founder, Chief Financial & Operations Officer at Go Africa Global

In the fast-paced world of corporate finance, staying ahead of the curve is crucial for sustainable growth and profitability. This exclusive webinar with leading expert Hilary Akhaabi, PhD, will teach you practical ways to navigate complex financial landscapes and enhance your company's revenue management capabilities. Whether you're aiming to refine your financial strategies or seeking innovative solutions to drive performance, this new session is for you!

Management

Wealth Management

DECEMBER 17, 2024

Merit Financial Advisors' is acquiring Roth Asset Management, a $773 million Oregon firm that will boost Merit's Pacific Northwest presence.

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Financial Advisor Assets Management 61

Advisor Perspectives

DECEMBER 17, 2024

Investors see recent inflation data as a green light for the Federal Reserve to trim another quarter point from the short-term interest rate.

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Wealth Management

DECEMBER 17, 2024

An Ohio-based trio of advisors managing about $995 million joined Raymond James from Merrill Lynch, while Beacon Pointe Advisors snagged two teams in Boston and Dallas totaling more than $600 million.

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Management 60