NAIFA Advisor Today

FEBRUARY 6, 2025

He is the author of several books, including Free Throws for Financial Professionals: Winning Principles for Unlocking Business Success, Above the Clouds: Winning Strategies from 30,000 Feet, and The New Rules of Retirement Planning. He has demonstrated his personal commitment as a lifelong learner and educator and ethical professional.

Ethics 138

Ethics Retirement Planning Education CFP 138

Abnormal Returns

APRIL 5, 2023

whitecoatinvestor.com) Financial planning Do you need a financial plan or financial planner? timdenning.substack.com) Why you should have a Life Ethic not a Work Ethic. (humbledollar.com) Philanthrophy Donating appreciated stock is a win-win for investors and charities. radreads.co)

Ethics 242

Ethics Financial Planner Financial Advising Financial Planning 242

Abnormal Returns

AUGUST 5, 2024

theirrelevantinvestor.com) Investors need to plan for down markets. tomtunguz.com) Can an AI company actually be run ethically? Markets Bryce Elder, "The “long Japanese equities/short yen” trade worked until it didn’t." ft.com) Market sentiment got way too bullish. spyglass.org) Where AI can really save a company money.

Ethics 278

Ethics Financial Advising Media Economy 278

Nerd's Eye View

JANUARY 13, 2025

We've also rolled out a new private community specifically for Directors of Financial Planning (DFPs), who are increasingly becoming the lynchpins that drive planning excellence in advisory firms… which is so in alignment with our own Kitces mission that we wanted to start hosting a community for DFPs to further foster their success!

Financial Advice 147

Financial Advice Ethics Financial Planning Education 147

Nerd's Eye View

APRIL 7, 2023

Enjoy the current installment of "Weekend Reading For Financial Planners" - this week's edition kicks off with the news that the T3/Inside Information Software Survey is available, providing insights into which technology tools advisors use and their level of satisfaction with them, which highlighted the continued rise of specialized financial planning (..)

Financial Planner 246

Financial Planner Ethics Financial Advisor Clients 246

Cornerstone Financial Advisory

MARCH 14, 2025

As a Christian, your estate plan should represent your dedication to financial stewardship according to Scripture. W hat important factors should Christians consider when estate planning? W hat important factors should Christians consider when estate planning? What Are the Biblical Principles of Estate Planning?

Estate Planning 52

Estate Planning Planning Healthcare Ethics 52

Nerd's Eye View

OCTOBER 3, 2022

From there, the latest highlights also feature a number of other interesting advisor technology announcements, including: Ethic Investing raises a $50M Series C round as values-based “personalized indexing” through direct indexing tools continues to gain momentum.

Commission 246

Commission Financial Planning Ethics Planning 246

Cornerstone Financial Advisory

FEBRUARY 26, 2025

This includes how we plan and manage our estate. Effective estate planning is an act of financial stewardship. In fact, your estate plan can reflect your deepest held values. In this blog, well uncover how Christians should approach estate planning and how our estate plans can make a more effective Kingdom impact.

Estate Planning 52

Estate Planning Planning Ethics Distribution 52

Nerd's Eye View

MAY 31, 2024

Enjoy the current installment of “Weekend Reading For Financial Planners” - this week’s edition kicks off with the news that the Financial Planning Association and Money.com are planning to publish a “Best Financial Advisors” list based on advisors’ education, credentials, and experience, as well as harder-to-quantify (..)

Financial Planner 238

Financial Planner Ethics Financial Advisor Taxes 238

Clever Girl Finance

JANUARY 10, 2025

Align your money values with your personal ethics Your personal ethicswhat you believe is meaningful and importantare deeply connected to your money values. By aligning your money values with your ethics, you create a financial plan that reflects who you truly are and what matters most.

Ethics 97

Ethics Budgeting Retirement Accounting 97

Nerd's Eye View

DECEMBER 19, 2022

At the same time, questions abound as to how the FPA realistically plans to pursue Title Protection, and its noticeable abstention from mentioning the CFP marks anywhere in its discussion of its new advocacy agency, despite the fact that the FPA is the membership association for CFP professionals.

Financial Planner 243

Financial Planner CFP Certified Financial Planner Financial Planning 243

The Big Picture

JUNE 11, 2024

The transcript from this week’s, MiB: Peter Mallouk, Creative Planning CEO , is below. He has since built Creative Planning into one of the nation’s largest RIAs and an absolute powerhouse running over $300 billion. What was the plan for your career with that combo? Peter Mallouk : Hey, it’s great to be back, Barry.

Planning 163

Planning Clients Investments Investing 163

Nerd's Eye View

NOVEMBER 7, 2023

We also talk about how, amidst onboarding 52 new clients in a single year (due to the success of her 3-question approach), Veronica developed a blueprint that all new clients would go through in their first year with the firm that leverages a more modular approach to planning and stretches out the planning work (for the client, and her own team) over (..)

Clients 246

Clients Financial Advisor Ethics Planning 246

Nerd's Eye View

SEPTEMBER 13, 2022

Vest and Financial Network to improve upon or outright establish new advisory platforms within their existing brokerage businesses, and how in three short years, Carolyn built a new training and development platform for LPL’s largest advisors – helping them recruit and retain advisors, create better compensation packages, and even build (..)

Financial Advisor 238

Financial Advisor Financial Services Ethics Recruitment 238

Midstream Marketing

OCTOBER 30, 2024

RIAs need to update their marketing plans to stay ahead. RIAs must understand and follow SEC marketing rules to meet their ethical and legal needs. A strong marketing plan and effective advertising adviser practices related to Form ADV are essential for successful marketing practices.

Investment Advisor 52

Investment Advisor Investments Investing Ethics 52

Nerd's Eye View

APRIL 25, 2023

We conclude with why Ari feels grateful that the advisory business model is so successful, as it takes away the pressure to focus on the business economics and instead gives him more opportunities to connect with the human aspect of financial planning and create deep and meaningful relationships with the people around him and in his life.

Management 246

Management Financial Advisor Clients Ethics 246

Nerd's Eye View

DECEMBER 11, 2023

In practice, this means that we'll be bringing back our popular IAR Ethics CE Day in 2024 (save the date for August 29th!), And a lot of advicers have more than 5 clients in Florida! In the meantime, we remain committed to delivering the ongoing cadence of content that you've become accustomed to from Kitces.

Financial Advisor 245

Financial Advisor Financial Advice Ethics Financial Planning 245

Nerd's Eye View

JULY 19, 2023

In this post, Senior Financial Planning Nerd Ben Henry-Moreland discusses how IARs can determine whether they’re required to complete CE and, if so, how to go about it – since with the adoption of the Model Rule ramping up among states, more and more IARs will be subject to the new CE requirements.

Education 49

Education Investments Investing CFP 49

Nerd's Eye View

JULY 31, 2024

At the core of the examination, though, is a review of the firm's compliance policies and procedures and code of ethics, including not just a copy of the 'paper' compliance manual but also how the practices and controls the firm puts into place ensure it adheres to its compliance program.

Compliance 246

Compliance Ethics Advertising Clients 246

Envision Wealth Planning

MAY 23, 2022

Ethical financial advisors are on the rise and are now doing things within their businesses with the hope to serve as an example of the right behavior for the rest of the industry to follow. Note: Envision Wealth Planning and James Brewer are featured in #7!*. Ethics matter in financial advice! Ethics matter.

Ethics 52

Ethics Financial Advisor Financial Planning Clients 52

Nerd's Eye View

FEBRUARY 27, 2023

Financial advisors are generally required to abide by ethical standards, such as the duty to act in a client’s best interests when giving financial advice. A forthcoming study by Jeff Camarda et al. in Journal of Financial Regulation, however, concludes the opposite.

CFP 130

CFP Financial Advisor Ethics Certification 130

Nerd's Eye View

FEBRUARY 27, 2023

Financial advisors are generally required to abide by ethical standards, such as the duty to act in a client’s best interests when giving financial advice. A forthcoming study by Jeff Camarda et al. in Journal of Financial Regulation, however, concludes the opposite.

CFP 130

CFP Financial Advisor Ethics Certification 130

eMoney Advisor

MAY 1, 2023

1,2 Despite the small numbers, AAPI professionals remain the largest ethnic minority within the financial planning profession. ” Eing is passionate about diversity, equity, and inclusion in the financial planning industry, and it shows in his priorities. percent of the American population. Nandita Das, Ph.D.,

Financial Planning 101

Financial Planning Planning Financial Planner CFP 101

Sara Grillo

APRIL 21, 2022

So here’s a blog about some things that ethical financial advisors do in the hopes they will serve as an example of right behavior for the rest of the industry to follow. Ethics matter in financial advice! Ethics matter. The following case studies serve as examples of ethical actions taken by financial advisors.

Ethics 52

Ethics Financial Advisor Clients Management 52

Midstream Marketing

JANUARY 19, 2025

Welcome to a journey where new ideas and planning come together. By adding SEO, email marketing, and social media plans, financial advisors can grow their client base and improve brand awareness. Once you understand this, you can plan your content, improve your platforms, and start building real connections.

Financial Advisor 52

Financial Advisor Marketing Marketing Media 52

Carson Wealth

JULY 12, 2022

We speak a secret language in financial planning. Translating from the secret language of financial planning, the sentence would read “Tammy specializes in insurance. Degrees do not require continuing education and rarely any ongoing ethical commitment. Common degrees used in financial planning include: .

Financial Advising 98

Financial Advising Financial Planning Ethics Financial Services 98

Brown Advisory

APRIL 22, 2021

Corporate Engagement Spotlight: Ethical AI Practices ajackson Thu, 04/22/2021 - 11:37 Right now, as you read this, there are computers and network servers all over the world pondering one topic: you. Too often, developers and users are putting AI products and services into the market before anyone starts asking ethical questions.

Ethics 52

Ethics Compliance Government Clients 52

Brown Advisory

APRIL 22, 2021

Corporate Engagement Spotlight: Ethical AI Practices. We are enthusiastic investors in AI—specifically in a number of leading developers of essential AI technology, as well as users of AI applications (in a separate upcoming publication we plan to discuss in greater detail the opportunities we see in this space).

Ethics 52

Ethics Compliance Government Clients 52

Nerd's Eye View

JULY 31, 2024

At the core of the examination, though, is a review of the firm's compliance policies and procedures and code of ethics, including not just a copy of the 'paper' compliance manual but also how the practices and controls the firm puts into place ensure it adheres to its compliance program.

Compliance 189

Compliance Ethics Advertising Clients 189

International College of Financial Planning

APRIL 25, 2024

This certification is recognized globally and showcases a deep, systematic understanding of personal financial management, including investment planning, risk management, tax planning, and retirement planning. From there, they collaborate with you to develop a tailored financial plan.

Certification 52

Certification CFP Certified Financial Planner Financial Planning 52

International College of Financial Planning

MAY 30, 2023

The finance industry is known for its complexity and competitiveness,where ethics play a pivotal role in determining arofessional’s success and credibility. As a finance student, understanding and practicing ethical behavior is crucial for building a responsible and reputable career. Impact of Ethics on Finance and the Economy.

Ethics 40

Ethics Compliance Education Clients 40

Nerd's Eye View

FEBRUARY 13, 2024

Melody is the president of Townsend Financial Planning, an RIA based in Lexington, KY, that oversees $112 million in assets under management for 160 client households. Welcome back to the 372nd episode of the Financial Advisor Success Podcast ! My guest on today's podcast is Melody Townsend.

Clients 130

Clients Certified Financial Planner Financial Advisor Financial Planner 130

Million Dollar Round Table (MDRT)

OCTOBER 9, 2022

My posts here are more related to my financial planning work to gain greater traction. Show your ethics and values. LinkedIn — While 90% of my LinkedIn connections do not know me personally, they have been following me for some time. Authenticity is key. People want to know if what we do matches up to what we say.

Media 98

Media Ethics Recruitment Marketing 98

International College of Financial Planning

OCTOBER 26, 2023

The Imperative of Estate Planning: Not Just for the Affluent Often, there’s a prevailing misconception that estate planning is a luxury reserved for the wealthy elite. Real estate planning is a crucial undertaking that every adult and family should prioritize. This notion couldn’t be further from the truth.

Estate Planning 52

Estate Planning CFP Certification Certified Financial Planner 52

Midstream Marketing

NOVEMBER 6, 2024

Or are you focusing on older people who are concerned about estate planning for retirement or retirement income planning? Pain Points: These are issues like market ups and downs, tax problems, and money planning being hard. Retirement Planning: Give tips on how to save for retirement. Who do you want to reach?

Financial Advisor 52

Financial Advisor Marketing Marketing Media 52

Midstream Marketing

DECEMBER 10, 2024

These campaigns help build a strong marketing plan for financial advisors. By adding these campaigns to your plan, you can connect with more clients and increase the number of clients you onboard, growing your business over time. Do you specialize in retirement planning for small business owners? Engage with your followers.

Financial Advisor 52

Financial Advisor Marketing Marketing Clients 52

Steve Sanduski

JUNE 13, 2023

How AI can help you determine “where to shoot first” as you develop your financial planning recommendations. Your responsibilities as an ethical AI user. The post Jason Pereira on Using AI to Optimize and Grow Your Financial Planning Practice appeared first on Steve Sanduski.

Financial Planning 52

Financial Planning Planning Financial Planner Ethics 52