WiserAdvisor

JUNE 12, 2022

Hiring an advisor earlier on in your financial planning journey can benefit you in several ways. The professional financial advice they provide you along the way can help you reach your personal and financial goals faster. Ensure that the financial advisor is bound by fiduciary duty.

Financial Advisor 52

Financial Advisor Fiduciary Duty Commission Financial Planning 52

WiserAdvisor

NOVEMBER 21, 2022

This is done to establish a fiduciary duty within the candidate and make them a reliable, upstanding member of the fraternity. What does a Certified Financial Planner do? Financial advisors may or may not have a fiduciary duty, whereas CFPs must uphold the fiduciary standard of the Board.

Certified Financial Planner 40

Certified Financial Planner Financial Planner CFP Financial Planning 40

Sara Grillo

NOVEMBER 14, 2022

Do advisors breach fiduciary duty when they fail to recommend annuities? Should those with only insurance licenses that allow them to sell annuities and/or life insurance be held to the same “fiduciary standard” as Registered Investment Advisers (RIAs) with the SEC or state regulators?

Insurance 59

Insurance Retirement Financial Advisor License 59

Inside Information

SEPTEMBER 28, 2021

The list of things that would trigger the requirement to register also includes the delivery of a financial plan, holding out as providing advice or holding out in any way (presumably including advertisements) that indicates the offer of holistic financial advisory services.

Financial Planner 40

Financial Planner Financial Planning Commission Sales 40