Nerd's Eye View

MAY 15, 2024

On April 25, 2024, the Department of Labor (DoL) issued the final version of its Retirement Security Rule (the "Final Rule"), which imposes an ERISA fiduciary standard "that applies uniformly to all investments that retirement investors may make with respect to their retirement accounts ".

Retirement 246

Retirement Commission Banking Financial Advising 246

Abnormal Returns

FEBRUARY 13, 2024

(ft.com) IBM ($IBM) is funding 'retirement contributions with the surplus in its overfunded defined benefit plan rather than with corporate cash contributed to its 401(k) plan.' morningstar.com) BlackRock($BLK) is opening up its Voting Choice platform to retail inventors. abnormalreturns.com) Adviser links: diverse talent.

Financial Advising 277

Financial Advising Startup Retail Media 277

Abnormal Returns

OCTOBER 5, 2022

howardlindzon.com) Retail American retailers are once again opening locations on a net-basis. nytimes.com) Earlier on Abnormal Returns Personal finance links: failing retirement. abnormalreturns.com) Are you a financial adviser looking for some out-of-the-box thinking? bloomberg.com) What next for Twitter ($TWTR)?

Financial Advising 147

Financial Advising Retail Economy Media 147

Carson Wealth

JANUARY 14, 2023

Financial professionals registered as agents of broker/dealers are required to follow FINRA Regulation Best Interest (REG BI) which requires they act in the best interest of their retail customers at the time a recommendation is made, but they do not have an ongoing obligation to the customer to provide ongoing advice or monitoring of accounts.

Financial Advisor 52

Financial Advisor CFP Certified Financial Planner Risk Tolerance 52

Brown Advisory

JANUARY 1, 2023

These are the businesses in which we want to invest your savings (and ours) so that they can compound over time, ensuring your security in retirement and our opportunity to create value for you. wealth management (Charles Schwab), Indian retail banking (HDFC) and global payment networks (Visa and Mastercard). 5 on a net of fees basis.

Investments 52

Investments Investing Valuation Clients 52

Abnormal Returns

SEPTEMBER 11, 2024

barrons.com) GameStop ($GME) is sitting on a pile of cash, thanks to retail investors. sherwood.news) Why China is planning to raise its retirement age. abnormalreturns.com) Elder financial fraud is only going up. abnormalreturns.com) Are you a financial adviser looking for some out-of-the-box thinking?

Financial Advising 162

Financial Advising Retail Media Retirement 162

Abnormal Returns

FEBRUARY 21, 2023

mondaynote.com) Hedge funds Bridgewater Associates paid a high price to get Ray Dalio to retire. thebasispoint.com) Earlier on Abnormal Returns Research links: retail options trading. abnormalreturns.com) Adviser links: swapping video for audio. medium.com) Why Pat Gelsinger's job at Intel ($INTC) is so tough.

Financial Advising 130

Financial Advising Consulting Retail Media 130