Wealth Management

AUGUST 21, 2023

The deal to acquire CTB Financial Services will bring more tax-focused investment strategies to Creative Planning’s client base.

Taxes 246

Taxes Financial Services Planning Clients 246

Nerd's Eye View

MAY 5, 2023

Enjoy the current installment of "Weekend Reading For Financial Planners" - this week’s edition kicks off with the news that the House Financial Services Committee unanimously passed a bill that would direct the SEC to conduct a study and carry out a rulemaking on the definition of a "small entity" to reduce the compliance burden on small businesses, (..)

Financial Planner 246

Financial Planner Financial Services Electronics Compliance 246

Abnormal Returns

FEBRUARY 26, 2024

(riabiz.com) Alts How to talk to your clients about alternative investments. investmentnews.com) Advisers The American College of Financial Services notes the coming shortage of advisers. morningstar.com) Alts managers are gearing up to get in front of retail investors.

Wealth Management 284

Wealth Management Financial Services Retail Insurance 284

The Big Picture

JANUARY 14, 2023

This week, we speak with Jennifer Grancio, the chief executive officer of impact investment group Engine No. Grancio has more than 25 years of experience scaling businesses across financial services; prior to joining Engine No. VOTE invests in a portfolio of the 500 largest U.S.

Engineering 277

Engineering Financial Services Portfolio Accounting 277

Calculated Risk

OCTOBER 26, 2023

The increase in real GDP reflected increases in consumer spending, private inventory investment, exports, state and local government spending, federal government spending, and residential fixed investment that were partly offset by a decrease in nonresidential fixed investment. Imports turned up.

Government 220

Government Financial Services Food Retail 220

Trade Brains

NOVEMBER 3, 2024

Mahindra & Mahindra Financial Services M&M Financial Services demonstrates consistent performance through steady net interest income growth. The sector’s remarkable growth potential and improving operational metrics significantly enhance its investment appeal.

Financial Services 59

Financial Services Risk Management Portfolio Management 59

Abnormal Returns

MAY 21, 2023

(bilello.blog) Strategy Why so many Americans think their house is the best investment. awealthofcommonsense.com) Every investment plan needs some room for error. wsj.com) Apple ($AAPL) is playing the long game in financial services. humbledollar.com) Finance How much bigger can JP Morgan Chase ($JPM) get?

Financial Advising 242

Financial Advising Startup Taxes Financial Services 242

Abnormal Returns

NOVEMBER 8, 2023

Podcasts Christine Benz and Jeff Ptak talk with JL Collins author of "Pathfinders: Extraordinary Stories of People Like You on the Quest for Financial Independence." morningstar.com) Peter Lazaroff talks with William Bernstein author of "The Four Pillars of Investing." humbledollar.com) Travel is an investment in your memories.

Financial Planner 260

Financial Planner Retirement Retirement Planning Financial Services 260

SEI

FEBRUARY 27, 2025

Explore how alternative investments like private equity and real estate are reshaping financial services. Learn how advisors can bridge the education gap for better portfolio diversification.

Financial Services 52

Financial Services Investments Investing Education 52

Abnormal Returns

FEBRUARY 13, 2023

Podcasts Daniel Crosby talks with Tom Howard about behavioral finance vs. behavioral investing. standarddeviationspod.com) Peter Lazaroff talks with Dasarte Yarnway about the importance of diversity in financial services and how to increase it.

Clients 245

Clients Retirement Financial Services Taxes 245

Nerd's Eye View

MAY 17, 2024

Enjoy the current installment of "Weekend Reading For Financial Planners" - this week's edition kicks off with the news that a recent study indicates that while overall social media engagement for financial services companies was down in 2023 compared to the previous year, firms boosted their engagement through posts that were entirely original content (..)

Financial Planner 238

Financial Planner Wealth Management Retirement Investment Planning 238

Nerd's Eye View

JULY 17, 2023

In the early days when financial advisors were first and foremost salespeople for insurance and investments products, the reality is that "advisor training and education" wasn't really about finance or advice… it was mostly just about learning how the company's products worked and how to effectively sell them to consumers.

Ethics 245

Ethics Financial Advice CFP Financial Advisor 245

Nerd's Eye View

MARCH 4, 2024

This month's edition kicks off with the news that advisor lead generation platform Datalign Advisory reached nearly $15B in referred client assets (and almost $3B in actually-converted assets) in just its 2nd year of business, as advisor demand for paid leads continues to rise (especially with Datalign's flat-fee one-advisor-per-lead model)… (..)

Startup 246

Startup Clients Wealth Management Portfolio 246

Nerd's Eye View

APRIL 26, 2024

Enjoy the current installment of "Weekend Reading For Financial Planners" - this week's edition kicks off with the news that the Department of Labor released the final version of its Retirement Security Rule (a.k.a.

Financial Planner 246

Financial Planner Commission Communication Financial Advisor 246

Abnormal Returns

JUNE 20, 2023

Strategy Warren Buffett's advice on active vs. passive investing is clear. wsj.com) FTX's legal, consulting and financial services providers are raking it in. monevator.com) Every investor makes mistakes. What comes next matters. investingmotherlode.com) What the CIA can teach investors.

Financial Advising 245

Financial Advising Financial Services Consulting Media 245

Nerd's Eye View

NOVEMBER 29, 2022

What's unique about Anh, though, is how, as a solo advisor, she differentiates her firm by leveraging the combination of a high-touch concierge approach to client service with a unique investment management approach through the use of very carefully chosen structured notes to differentiate her portfolio design from other advisors.

Estate Planning 246

Estate Planning Financial Advisor Financial Services Clients 246

Calculated Risk

APRIL 25, 2024

The increase in real GDP primarily reflected increases in consumer spending, residential fixed investment, nonresidential fixed investment, and state and local government spending that were partly offset by a decrease in private inventory investment. annual rate, and residential investment increased at a 13.9%

Government 189

Government Commission Financial Services Manufacturing 189

Abnormal Returns

APRIL 9, 2023

humbledollar.com) Rich people can take flyers on risky investments that you can't. wsj.com) Why so many financial services companies introduce friction into the system. Strategy Risk comes in many shapes and forms. contessacapitaladvisors.com) Finance Take note - Reg D filings are not reviewed by the SEC.

Financial Advising 227

Financial Advising Startup Financial Services Banking 227

The Chicago Financial Planner

FEBRUARY 2, 2024

Here are six questions to ask when choosing a financial advisor: How do you get paid? Fee-only advisors receive no compensation from the sale of investment or insurance products. You should never give your investment dollars directly to a financial advisor, they should always be sent directly to the custodian.

Financial Advisor 249

Financial Advisor Financial Planner Fee Only Clients 249

Nerd's Eye View

OCTOBER 1, 2022

From there, we have several articles on advisor marketing: How some of the biggest financial services firms are increasing their television advertising and how smaller firms can craft a scalable, cost-efficient marketing strategy.

Financial Planner 245

Financial Planner Retirement Planning Advertising Taxes 245

Nerd's Eye View

OCTOBER 18, 2022

What's unique about Louis, though, is how he and his partner (in anticipation of a shift in the financial advisory industry to more automated client services nearly 10 years ago) developed a robo-advice technology prototype to help clients have their investments managed at a very low cost… which then struggled to gain traction with consumers, (..)

Financial Planning 130

Financial Planning Planning Management Investing 130

Trade Brains

OCTOBER 13, 2024

The Securities and Exchange Board of India (SEBI) has given the green light to Jio Financial Services and BlackRock’s joint venture. This strategic partnership brings together Jio’s massive customer base of 450 million users and BlackRock’s global investment expertise, managing over $10 trillion in assets.

Financial Services 105

Financial Services Planning Insurance Investments 105

Nerd's Eye View

SEPTEMBER 4, 2023

From there, the latest highlights also feature a number of other interesting advisor technology announcements, including: Former United Capital Partners founder/CEO Joe Duran is reportedly exploring the launch of a new RIA 4 years after selling his firm to Goldman Sachs, with a reported emphasis on providing lead generation opportunities for advisors (..)

Startup 246

Startup Clients Financial Advisor Financial Planning 246

Calculated Risk

JANUARY 25, 2024

The increase in real GDP reflected increases in consumer spending, exports, state and local government spending, nonresidential fixed investment, federal government spending, private inventory investment, and residential fixed investment (table 2). The increase in consumer spending reflected increases in both services and goods.

Government 173

Government Pharmaceutical Commission Financial Services 173

Midstream Marketing

OCTOBER 31, 2024

Key Highlights In today’s online world, businesses in the financial services industry need financial marketing consultants to succeed. These consultants connect complex financial products with the right customers. These experts know the challenges of marketing in financial services.

Consulting 52

Consulting Financial Market Marketing Marketing 52

Good Financial Cents

FEBRUARY 15, 2023

Table of Contents Types of Investment Companies How to Choose an Investment Company 10 Best Investment Companies 1. Ally Invest 6. Investment management companies – firms that provide individual portfolio management and may work with other investment companies. Fidelity 3. Vanguard 4. Personal Capital 5.

Investments 94

Investments Investing Commission Risk Tolerance 94

Nerd's Eye View

JULY 12, 2022

In this episode, we talk in-depth about how, after years of working in an environment where she saw first-hand how ultra-high-net-worth clients keep and grow their wealth (and the lack of diversity among those clients), Kamila decided to build a practice that focused on providing holistic financial planning to communities of color with emerging wealth, (..)

Financial Advisor 246

Financial Advisor CFP Clients Financial Planning 246

The Big Picture

MAY 29, 2024

If you think about the financial services industry. But 60 percent is for average Americans, um, which is the typical mass affluent, and being able to do the legal and the tax and get them top shelf investments because we’ve got the scale in place already from serving so many high-net worth families.

Risk Management 290

Risk Management Taxes Estate Planning Financial Planner 290

Nerd's Eye View

JUNE 7, 2024

Also in industry news this week: Backers announced the new Texas Stock Exchange, which seeks to provide companies with a lower-cost alternative to the NYSE and Nasdaq, which, if successful, could create a more competitive landscape and potentially better execution and reduced trading costs for financial advisors and their clients The American College (..)

Financial Planner 189

Financial Planner Financial Advisor Certification Estate Planning 189

Trade Brains

JANUARY 9, 2023

Over the past three decades, Airan diversified into providing a multitude of financial services: MICR clearing, cash management, and IT & IT-enabled services. As of the present date, it has a strong foothold in information technology (IT) and Information Technology enabled services (ITES). Airan ITeS 16.4

Investing 101

Investing Investments Manufacturing Engineering 101

Good Financial Cents

SEPTEMBER 2, 2022

Investing in real estate can be lucrative and a great way to diversify your portfolio. With inflation soaring, many investors are turning to different real estate investments to increase their income. When it comes to real estate investing, there are several directions that you can go. How to invest in apartment buildings.

Investments 98

Investments Investing Budgeting Management 98

Midstream Marketing

NOVEMBER 26, 2024

Introduction In the busy world of financial services, asset managers and Registered Investment Advisors (RIAs) require solid marketing strategies to succeed. They need to recognize the special needs and challenges investment advisors face. With targeted marketing efforts, investment advisors can stand out.

Compliance 52

Compliance Marketing Marketing Investment Advisor 52

Trade Brains

OCTOBER 27, 2024

Karnataka Bank Limited Karnataka Bank provides comprehensive financial services through its four key segments: treasury, corporate, retail, and other banking operations. The bank delivers diverse solutions including personal loans, business financing, agricultural credit, and digital banking services.

Banking 98

Banking Retail Government Investing 98

Midstream Marketing

NOVEMBER 8, 2024

Get advice from experts about good tools and methods for lead generation in financial services. Introduction In today’s tough market, financial advisors and investment advisors need to find effective lead generation strategies to get their own leads and new clients, often turning to lead generation companies for assistance.

Financial Advisor 52

Financial Advisor Media Financial Services Clients 52

NAIFA Advisor Today

JANUARY 28, 2025

His primary focus is to help people align their financial decisions with their values and truths to live enriching lives. As a Retirement Income Certified Professional and a Life and Annuities Certified Professional, John advises clients on retirement planning, investment planning, and risk management.

Financial Planner 52

Financial Planner Recruitment Financial Services Retirement Planning 52

Midstream Marketing

DECEMBER 26, 2024

Forefield Advisor Marketing is a powerful suite of tools for financial professionals, aimed at enhancing client engagement and driving business growth. This blog post will explore the importance of advisor marketing in todays evolving financial services industry, focusing on strategies for success.

Marketing 52

Marketing Marketing Communication Advertising 52

Nerd's Eye View

JANUARY 31, 2023

What's unique about Ali, though, is how she transitioned from a retail brokerage firm where she served nearly 400 clients (and was still responsible for business development to get more of them), to a multi-family office serving clients through specialized client relationship teams that keep advisor capacity to no more than 10 clients per advisor at (..)

Clients 246

Clients Retail Financial Advisor Recruitment 246