James Hendries

DECEMBER 12, 2022

Please contact your financial advisor with questions. This material is for general information only and is not intended to provide specific advice or recommendations for any individual. All information is believed to be from reliable sources; however, LPL Financial makes no representation as to its completeness or accuracy.

Clients 52

Clients Economy Investment Advisor License 52

WiserAdvisor

MAY 31, 2022

In these frauds, the criminals pretended to be someone else to extract important financial information or indirectly steal money. Apart from these, investment frauds are also quite common. The EDGAR database has detailed corporate information, allowing you to check the financial data of a public company. on social media.

Investing 52

Investing Investments License Accounting 52

James Hendries

OCTOBER 4, 2022

Market volatility and negative sentiment can make it harder to make investing decisions, but we believe the surest path forward remains sound financial advice from experienced and dedicated professionals. This material is for general information only and is not intended to provide specific advice or recommendations for any individual.

Clients 52

Clients Investment Advisor Economy License 52

James Hendries

SEPTEMBER 8, 2022

This material is for general information only and is not intended to provide specific advice or recommendations for any individual. All information is believed to be from reliable sources; however, LPL Financial makes no representation as to its completeness or accuracy. Please contact your financial professional with questions.

Clients 52

Clients Investment Advisor License Economics 52

James Hendries

JULY 13, 2022

Please contact your financial advisor with questions. This material is for general information only and is not intended to provide specific advice or recommendations for any individual. All information is believed to be from reliable sources; however, LPL Financial makes no representation as to its completeness or accuracy.

Clients 52

Clients Investment Advisor License Economy 52

James Hendries

NOVEMBER 3, 2022

Please contact your financial advisor with questions. This material is for general information only and is not intended to provide specific advice or recommendations for any individual. All information is believed to be from reliable sources; however, LPL Financial makes no representation as to its completeness or accuracy.

Clients 52

Clients Asset Allocation Investment Advisor Economics 52

James Hendries

AUGUST 15, 2022

This material is for general information only and is not intended to provide specific advice or recommendations for any individual. All information is believed to be from reliable sources; however, LPL Financial makes no representation as to its completeness or accuracy. Please contact your financial professional with questions.

Clients 52

Clients Marketing Marketing Valuation 52

Ballast Advisors

MARCH 17, 2023

The Nebraska Supreme Court based its decision on several key factors, including: The owners’ continued ties to Nebraska; • Voting records; • Driver licenses; and • Maintaining business interests in the state. This material is for informational purposes only and should not be construed as tax advice. BAL-23-14

Taxes 40

Taxes License Distribution Investment Advisor 40

James Hendries

AUGUST 23, 2022

This material is for general information only and is not intended to provide specific advice or recommendations for any individual. All information is believed to be from reliable sources; however, LPL Financial makes no representation as to its completeness or accuracy. Click here to download a PDF of this report.

Marketing 98

Marketing Marketing Sales Economy 98

James Hendries

AUGUST 15, 2022

This material has been prepared for informational purposes only, and is not intended as specific advic or recommendations for any individual. Investing in emerging markets may accentuate these risks. Insurance products are offered through LPL or its licensed affiliates. Click here to download a PDF of this report.

Portfolio 52

Portfolio Asset Allocation Taxes Investment Advisor 52

James Hendries

NOVEMBER 15, 2022

This material has been prepared for informational purposes only, and is not intended as specific advice or recommendations for any individual. Investing in emerging markets may accentuate these risks. Insurance products are offered through LPL or its licensed affiliates. Click here to download a PDF of this report.

Portfolio 52

Portfolio Taxes Government Investment Advisor 52

Sara Grillo

NOVEMBER 14, 2022

He is a flat fee advisor; not a licensed insurance agent. I am a CFA® charterholder and financial advisor marketing consultant. I have a newsletter in which I talk about financial advisor lead generation topics which is best described as “fun and irreverent.” Should advisors go to hell before selling an annuity?

Insurance 59

Insurance Retirement Financial Advisor License 59

James Hendries

OCTOBER 7, 2022

This material has been prepared for informational purposes only, and is not intended as specific advice or recommendations for any individual. Investing in emerging markets may accentuate these risks. Insurance products are offered through LPL or its licensed affiliates. Click here to download a PDF of this report.

Portfolio 52

Portfolio Taxes Investment Advisor Asset Allocation 52

James Hendries

SEPTEMBER 8, 2022

This material has been prepared for informational purposes only, and is not intended as specific advice or recommendations for any individual. Investing in emerging markets may accentuate these risks. Insurance products are offered through LPL or its licensed affiliates. Click here to download a PDF of this report.

Portfolio 52

Portfolio Taxes Investment Advisor Asset Allocation 52

James Hendries

JULY 13, 2022

This material has been prepared for informational purposes only, and is not intended as specific advice or recommendations for any individual. Investing in emerging markets may accentuate these risks. Insurance products are offered through LPL or its licensed affiliates. Click here to download a PDF of this report.

Portfolio 52

Portfolio Asset Allocation Taxes Investment Advisor 52

Inside Information

MARCH 29, 2023

I wrote the very first tech survey when Barry Vinocur, then editor of Investment Advisor magazine, discovered that I was keeping a running spreadsheet of the various tech solutions in the 1990s—because so many people were asking me about this or that program.

Medicine 40

Medicine Financial Planner Financial Planning License 40

James Hendries

MARCH 6, 2023

IMPORTANT DISCLOSURES This material is for general information only and is not intended to provide specific advice or recommendations for any individual. All information is believed to be from reliable sources; however, LPL Financial makes no representation as to its completeness or accuracy.

Marketing 52

Marketing Marketing Economy Economics 52

Ballast Advisors

JUNE 30, 2023

1 A known flaw of generative AI systems is that they sometimes “hallucinate,” or make up facts, when they can’t find enough relevant data to inform a reasonable response. This material is for informational purposes only and should not be considered investment advice.

Communication 40

Communication Economics Taxes License 40

James Hendries

JUNE 26, 2023

Treasuries, agency mortgage-backed securities (MBS), and short-maturity investment grade corporates) are currently more attractive than plus sectors (high-yield bonds and non-U.S. IMPORTANT DISCLOSURES This material is for general information only and is not intended to provide specific advice or recommendations for any individual.

Marketing 52

Marketing Marketing Asset Allocation Valuation 52

Trade Brains

DECEMBER 20, 2022

The company requires statutory and regulatory permits, licenses, and approvals for its operations from time to time. Radiant Cash Management IPO Review- Key IPO Information. Book Running Lead Managers: IIFL Securities Limited, Motilal Oswal Investment Advisors Limited, and YES Securities (India) Limited. Promoters: Col.

Management 52

Management Retail Banking Clients 52

James Hendries

SEPTEMBER 13, 2022

This material is for general information only and is not intended to provide specific advice or recommendations for any individual. All information is believed to be from reliable sources; however, LPL Financial makes no representation as to its completeness or accuracy. Earnings Recap: Still Hanging In There – August 29, 2022.

Marketing 52

Marketing Marketing Economy Valuation 52

James Hendries

JULY 26, 2022

This material is for general information only and is not intended to provide specific advice or recommendations for any individual. All information is believed to be from reliable sources; however, LPL Financial makes no representation as to its completeness or accuracy. Click here to download a PDF of this report.

Marketing 52

Marketing Marketing Manufacturing Banking 52

James Hendries

JULY 3, 2023

Treasuries, agency mortgage-backed securities (MBS), and short-maturity investment grade corporates) are currently more attractive than plus sectors (high-yield bonds and non-U.S. IMPORTANT DISCLOSURES This material is for general information only and is not intended to provide specific advice or recommendations for any individual.

Marketing 52

Marketing Marketing Banking Valuation 52

James Hendries

OCTOBER 25, 2022

This material is for general information only and is not intended to provide specific advice or recommendations for any individual. All information is believed to be from reliable sources; however, LPL Financial makes no representation as to its completeness or accuracy. Click here to download a PDF of this report.

Marketing 52

Marketing Marketing Economics Economy 52

Sara Grillo

MARCH 13, 2023

Phil holds the Chartered Alternative Investment Analyst (CAIA) designation and is the host of The ETF Experience and the Phil Bak Podcast. nationally recognized as the first investment advisor to offer only Exchange Traded Funds. He holds Series 7 and 65 Securities Licenses in addition to a Life & Health Insurance License.

Financial Advisor 59

Financial Advisor Assets Management License 59

James Hendries

JANUARY 31, 2023

All information is believed to be from reliable sources; however, LPL Financial makes no representation as to its completeness or accuracy. All investing involves risk, including possible loss of principal. Insurance products are offered through LPL or its licensed affiliates.

Marketing 52

Marketing Marketing Valuation Insurance 52

James Hendries

MARCH 13, 2023

IMPORTANT DISCLOSURES This material is for general information only and is not intended to provide specific advice or recommendations for any individual. All information is believed to be from reliable sources; however, LPL Financial makes no representation as to its completeness or accuracy.

Assets 52

Assets Marketing Marketing Asset Allocation 52

James Hendries

OCTOBER 11, 2022

A wider range of informed critics also view the Fed’s assertive stance as unabating until something “breaks,” and point to the bond-related blowup in the U.K. This material is for general information only and is not intended to provide specific advice or recommendations for any individual. Click here to download a PDF of this report.

Marketing 52

Marketing Marketing Banking Government 52

James Hendries

NOVEMBER 22, 2022

This material is for general information only and is not intended to provide specific advice or recommendations for any individual. All information is believed to be from reliable sources; however, LPL Financial makes no representation as to its completeness or accuracy. How Midterm Elections May Move Markets – November 7, 2022.

Marketing 52

Marketing Marketing Valuation Asset Allocation 52

James Hendries

JUNE 20, 2023

Treasuries, agency mortgage-backed securities (MBS), and short-maturity investment grade corporates) are currently more attractive than plus sectors (high-yield bonds and non-U.S. IMPORTANT DISCLOSURES This material is for general information only and is not intended to provide specific advice or recommendations for any individual.

Marketing 52

Marketing Marketing Economy Communication 52

James Hendries

AUGUST 30, 2022

This material is for general information only and is not intended to provide specific advice or recommendations for any individual. All information is believed to be from reliable sources; however, LPL Financial makes no representation as to its completeness or accuracy. Click here to download a PDF of this report.

Marketing 52

Marketing Marketing Valuation Economics 52

James Hendries

JANUARY 13, 2023

All information is believed to be from reliable sources; however, LPL Financial makes no representation as to its completeness or accuracy. All investing involves risk, including possible loss of principal. Insurance products are offered through LPL or its licensed affiliates.

Marketing 52

Marketing Marketing Valuation Asset Allocation 52

James Hendries

NOVEMBER 1, 2022

This material is for general information only and is not intended to provide specific advice or recommendations for any individual. All information is believed to be from reliable sources; however, LPL Financial makes no representation as to its completeness or accuracy. Click here to download a PDF of this report.

Marketing 52

Marketing Marketing Manufacturing Economy 52

James Hendries

AUGUST 3, 2022

This material is for general information only and is not intended to provide specific advice or recommendations for any individual. All information is believed to be from reliable sources; however, LPL Financial makes no representation as to its completeness or accuracy. Click here to download a PDF of this report.

Marketing 98

Marketing Marketing Economy Valuation 98

James Hendries

SEPTEMBER 7, 2022

This material is for general information only and is not intended to provide specific advice or recommendations for any individual. All information is believed to be from reliable sources; however, LPL Financial makes no representation as to its completeness or accuracy. – August 22, 2022. Click here to download a PDF of this report.

Marketing 52

Marketing Marketing Valuation Insurance 52

James Hendries

JANUARY 20, 2023

All information is believed to be from reliable sources; however, LPL Financial makes no representation as to its completeness or accuracy. All investing involves risk, including possible loss of principal. Insurance products are offered through LPL or its licensed affiliates.

Marketing 52

Marketing Marketing Economy Banking 52

James Hendries

DECEMBER 4, 2022

This material is for general information only and is not intended to provide specific advice or recommendations for any individual. All information is believed to be from reliable sources; however, LPL Financial makes no representation as to its completeness or accuracy. Inflation and Rising Rates Supports Value – November 14, 2022.

Retail 52

Retail Marketing Marketing Sales 52