Wealth Management

AUGUST 1, 2022

Advisors with histories of serious misconduct who exit the brokerage industry often continue to provide advice under state insurance regulations and are likely to reoffend in the future, according to a recent Stanford Law study.

Insurance 299

Insurance 299

Wealth Management

JANUARY 8, 2025

Tactical refinements for a more productive year for life insurance agents and financial advisors.

Insurance 264

Insurance Financial Advisor 264

Wealth Management

NOVEMBER 14, 2024

Morgan Christiansen, VP of Distribution at The Pinnacle Group, explores the evolving role of insurance in financial planning at Nitrogen's 2024 Fearless Investing Summit.

Insurance 246

Insurance Wealth Management Management Distribution 246

Wealth Management

JANUARY 3, 2024

Should company-owned life insurance used to redeem stock be included in valuing a decedent’s ownership interest?

Insurance 299

Insurance Valuation 299

Wealth Management

JANUARY 5, 2024

Several insurers are ramping up their participation in net asset value financing, an increasingly popular form of borrowing for private equity funds that need liquidity amid a tough market for cashing out holdings.

Insurance 287

Insurance Assets Marketing Marketing 287

Nerd's Eye View

DECEMBER 30, 2024

We start with several articles on retirement planning: Why considering a client's retirement time horizon and spending flexibility could lead to more accurate (and often higher) safe withdrawal rates than the simpler "4% rule" Four unique risks retirees face when drawing down their assets, from sequence of returns risk to tax risk, and how financial (..)

Financial Advisor 240

Financial Advisor Insurance Tax Planning Taxes 240

Nerd's Eye View

DECEMBER 27, 2024

Also in industry news this week: According to a recent survey, advisors are putting an increasing share of client assets into model portfolios, allowing for customization and time savings that advisors appear to be using to provide more comprehensive planning services RIA M&A deal volume saw an annual record in 2024 as a lower cost of capital, (..)

Financial Planner 246

Financial Planner Insurance Coverage Insurance Valuation 246

Wealth Management

JANUARY 31, 2025

Different ways a client can donate life insurance.

Insurance 209

Insurance Clients 209

Wealth Management

FEBRUARY 21, 2023

Demand for long term care is growing and advisors can differentiate themselves and deepen client relationships through modern approaches to long term care planning.

Insurance 320

Insurance Clients Planning 320

Wealth Management

MAY 8, 2024

Helping skeptical clients hedge their bets on tax law change.

Insurance 290

Insurance Planning Taxes Clients 290

The Big Picture

JANUARY 17, 2025

The global financial services firm manages $431 billion and is owned by insurance giant Msss Mutual. Be sure to check out our Masters in Business next week with Mike Freno, Chairman and CEO of Barings. Previously, he served as President, overseeing Barings investments, sales, operations, and technology organizations.

Wealth Management 321

Wealth Management Financial Services Education Insurance 321

Wealth Management

JUNE 10, 2024

Corporation redemption obligation isn’t a liability that reduces the value of the decedent’s shares

Insurance 290

Insurance 290

Wealth Management

APRIL 10, 2024

Estate planners should have a role in the overall risk management aspect of a client’s planning.

Insurance 279

Insurance Risk Management Clients Planning 279

Wealth Management

OCTOBER 31, 2024

Meant for non-licensed advisors, the new platform generates carrier-agnostic quotes and provides a digital application process.

Startup 290

Startup License Insurance 290

Abnormal Returns

OCTOBER 28, 2024

kitces.com) How long-term care insurance went away. (advisorperspectives.com) Advisers A plan for onboarding client service associates. kitces.com) Tax-loss harvesting is going long-short. bloomberg.com) How should consumers think about the cost of an adviser? barrons.com) We all make mistakes, including advisers. signaturefd-3437664.hs-sites.com)

Risk Tolerance 275

Risk Tolerance Retirement Consulting Financial Planning 275

Wealth Management

SEPTEMBER 11, 2024

With the election looming, it’s time to reach out to clients and start talking about the implications of sunset.

Clients 278

Clients Insurance Planning 278

Wealth Management

DECEMBER 4, 2024

This time, it’s a different kind of conversation.

Insurance 264

Insurance Planning 264

Wealth Management

NOVEMBER 20, 2024

A sensible move for both the firm and its clients?

Investment Advisor 263

Investment Advisor Insurance Investing Investments 263

Wealth Management

SEPTEMBER 8, 2023

The Jack Ma-backed fintech company will use its financial large language model to power two applications known as Zhixiaobao, which answers questions for customers, and Zhixiaozhu, an assistant for financial professionals.

Wealth Management 275

Wealth Management Insurance Management 275

Wealth Management

MARCH 20, 2024

Supporters and critics of the proposed rule are setting up discussions with the Office of Management and Budget, one of the last steps before the final rule will be revealed.

Budgeting 317

Budgeting Insurance Retirement Management 317

Wealth Management

NOVEMBER 6, 2024

A matter of critical importance to the merely well-to-do.

Insurance 262

Insurance Assets Management 262

Wealth Management

FEBRUARY 5, 2025

Estate tax uncertainty may call for a more holistic approach.

Insurance 260

Insurance Taxes Marketing Marketing 260

Wealth Management

NOVEMBER 11, 2024

Agents need to get clients’ advisors involved. Here’s how.

Insurance 257

Insurance Clients 257

Abnormal Returns

NOVEMBER 13, 2024

contessacapitaladvisors.com) Making the case to let your auto insurer track your driving. (humbledollar.com) If you can help a family member financially, why wouldn't you? humbledollar.com) Don't pay your health care bills without checking them first. humbledollar.com) Just take the next step. salon.com)

Retirement 173

Retirement Insurance Planning 173

Wealth Management

NOVEMBER 19, 2024

Alter discusses the impact of the U.S. Supreme Court’s recent decision.

Insurance 245

Insurance 245

Wealth Management

SEPTEMBER 7, 2023

Also, GMO’s Nebo passes $1B in platform assets a year after launching, Finology Software’s website is now live and Focus Financial Partners is UPTIQ’s newest client.

Insurance Coverage 317

Insurance Coverage Clients Insurance Assets 317

Wealth Management

NOVEMBER 19, 2024

Kaival Patel was previously convicted of charges stemming from a plan to collect commissions on falsely prescribed compound medications, according to the Justice Department.

Commission 278

Commission Medical Insurance Planning 278

Wealth Management

NOVEMBER 6, 2024

A matter of critical importance to the merely well-to-do.

Insurance 246

Insurance Assets Management 246

NAIFA Advisor Today

NOVEMBER 12, 2024

A recent study supported by the American Council of Life Insurers (ACLI), and conducted by economists Mark Warshawsky and Gaobo Pang, reveals that retirees could see better financial outcomes by incorporating annuities into their retirement income strategy, rather than relying solely on the traditional “4% rule.”

Retirement 138

Retirement Insurance Marketing Marketing 138

Wealth Management

MAY 28, 2024

The American Council of Life Insurers, the Insured Retirement Institute and Finseca are among the plaintiffs in the newest suit against the Labor Department’s rule. This is the second suit filed against the rule in Texas this month.

Insurance 298

Insurance Retirement 298

Abnormal Returns

MARCH 12, 2025

axios.com) Getting insurance is going to be a barrier to rebuilding in LA. mr-stingy.com) Should you get your insurance coverage re-quoted? (humansvsretirement.com) Laurie Santos talks with Jordan Grumet, author of "The Purpose Code." podcasts.apple.com) Housing Housing affordability isn't getting better.

Insurance Coverage 147

Insurance Coverage Retirement Insurance Planning 147

Calculated Risk

FEBRUARY 28, 2023

The FDIC released the Quarterly Banking Profile for Q4 2022: Reports from 4,706 commercial banks and savings institutions insured by the Federal Deposit Insurance Corporation (FDIC) reflect aggregate net income of $68.4 The number of FDIC-insured institutions declined from 4,746 in third quarter to 4,706 this quarter.

Banking 360

Banking Insurance Numbers Assets 360

Wealth Management

NOVEMBER 6, 2024

A matter of critical importance to the merely well-to-do.

Insurance 237

Insurance Assets Management 237

Wealth Management

NOVEMBER 20, 2024

Five alternative strategies for businesses to consider on a shareholder’s death.

Insurance 246

Insurance Planning 246

Wealth Management

JUNE 10, 2024

Former Fidelity Investments Life Insurance Company President Jerry Patterson will lead Cetera’s retirement, insurance and annuities segment.

Insurance 283

Insurance Retirement Investing Investments 283

Wealth Management

FEBRUARY 14, 2024

FP Alpha is transforming financial planning with AI-driven automation and scenario modeling, making advanced planning accessible and efficient for advisors and their clients.

Planning 267

Planning Insurance Financial Planning Taxes 267

Wealth Management

FEBRUARY 13, 2025

The consultancy projects independent RIAs to grow 4% annually through 2028, with insurance broker/dealer advisors seeing the most attrition with 2.6% annual declines.

Consulting 284

Consulting Insurance 284