Nerd's Eye View

DECEMBER 12, 2022

Earlier this year, we introduced our own Investment Adviser Representative (IAR) CE programs that allow those in the growing number of states that have adopted the NASAA Model Rule to meet their 12 hours/year CE requirement.

Education 246

Education CFP Certification License 246

The Big Picture

AUGUST 5, 2022

There’s how you think about investment risk — and then how you feel about it. ( After NPR sent department officials written questions outlining the timeline of events, the federal agency terminated the license with the Chinese company, Dalian Rongke Power Co. It shouldn’t be. Gen Z Knows What It Wants From Employers.

License 289

License Economics Banking Economy 289

Nerd's Eye View

DECEMBER 19, 2022

all suggest that the FPA may already have some plans in place… that it just isn't ready to share yet?

Financial Planner 243

Financial Planner CFP Certified Financial Planner Financial Planning 243

The Big Picture

MAY 3, 2023

NPR ) • Dark Clouds Over Commercial Real Estate Don’t Frighten Allocators : Prices are down and dire forecasts abound, but asset owners plan to modestly boost their CRE exposure ( Chief Investment Officer ) see also The Building Boom Is Prolonging Market Pain : Construction employment is higher than ever—undermining bets the Fed will soon pivot.

License 274

License Planning Accounting Economics 274

Harness Wealth

APRIL 4, 2025

How to Anticipate and Navigate Property Tax Scenarios for Businesses ( Carl Hoemke , CPA Practice Advisor) Property taxes and business license compliance present a complex landscape, especially when significant business events involving mergers, acquisitions, or expansion occur. Transfer Pricing: The C-suite Needs to be Informed ( Steven C.

Taxes 52

Taxes License Banking Government 52

Harness Wealth

FEBRUARY 4, 2025

Alternative investments offer investors access to startups, real estate, and other non-traditional opportunities beyond stocks and bonds. In this article, well explore all the details of alternative investments, the reasons behind their growth as an investment choice, and how their tax treatment differs from traditional assets.

Taxes 52

Taxes Investments Investing Startup 52

Nerd's Eye View

NOVEMBER 29, 2022

What's unique about Anh, though, is how, as a solo advisor, she differentiates her firm by leveraging the combination of a high-touch concierge approach to client service with a unique investment management approach through the use of very carefully chosen structured notes to differentiate her portfolio design from other advisors.

Estate Planning 246

Estate Planning Financial Advisor Financial Services Clients 246

The Big Picture

APRIL 13, 2024

The idea behind the show: Short, focused conversations with experts about any and all issues that affect you and your money, from spending it to investing it. Bloomberg licensed the entire BMI/Ascap catalog, so I have access to an endless array of music from the 1940s to the present date.

License 147

License Economics Investing Investments 147

Clever Girl Finance

OCTOBER 8, 2024

Is now a good time to invest? I’m sharing some key investment insights to help you navigate your financial choices and calm any worries you might have about the stock market. I’m sharing some key investment insights to help you navigate your financial choices and calm any worries you might have about the stock market.

Investments 98

Investments Investing Risk Tolerance Portfolio 98

Random Roger's Retirement Planning

NOVEMBER 9, 2022

Various institutions have investments in the space but it is not clear to me yet how big this might be. Have you predicted any of the market calamities that have occurred in your investing lifetime? You often hear that investing is about patience. The hedge strategies, the alts, were all far behind equities. Can you do that?

License 74

License Portfolio Marketing Marketing 74

NAIFA Advisor Today

FEBRUARY 16, 2024

Glenn Crawford is a Certified Divorce Financial Analyst (CDFA®) and a licensed insurance agent holding a Series 65 Investment Advisor Representative distinction. His mission is to support better financial outcomes for clients by educating, enabling, and empowering them to make sound decisions about their financial well-being.

License 105

License Wealth Management Investment Advisor Consulting 105

Million Dollar Round Table (MDRT)

FEBRUARY 4, 2024

This likely involves financial planning, presenting a proposal addressing their issues, making investments, and meeting periodically to review performance and progress. They do not know licenses are needed. Here are a few of them and how you can counteract them. How you do business. You are seeking a long-term relationship.

License 111

License Insurance Financial Advisor Financial Planning 111

Million Dollar Round Table (MDRT)

JUNE 18, 2023

He’s an investment advisor representative and CFP with life and health insurance licenses. If you’re just another financial planner, investment advisor, wealth manager or life insurance agent, you’re faced with competition from hundreds — or thousands — of people who say they do the same thing as you.

Financial Planner 98

Financial Planner License Advertising Investment Advisor 98

Good Financial Cents

DECEMBER 12, 2022

M1 Finance is a personal finance company that offers a variety of financial services, including investment management, portfolio analysis, and stock trading. But does that mean they are safe for you to invest your money? No investment is completely risk-free, so it’s important to do your own research before investing any money.

Investments 83

Investments Investing Portfolio Analysis Insurance 83

MarketWatch

MARCH 3, 2023

Tobacco giant Altria MO on Friday said it had exchanged its minority stake in embattled e-cigarette maker Juul for “a non-exclusive, irrevocable global license to certain of JUUL’s heated tobacco intellectual property.” Altria said it estimated the value of its investment in Juul at $250 million. Shares finished 0.2% after hours.

License 98

License Investments Investing Marketing 98

Random Roger's Retirement Planning

APRIL 21, 2024

I am not licensed to sell annuities and I've never sold one to anyone. I've mentioned a couple of times that investment products that annuitize income streams are very likely to improve to the point of making more sense than annuities as insurance products. I've written about the Stone Ridge mutual fund suite that does this.

Investments 69

Investments Investing Retirement Insurance 69

The Big Picture

FEBRUARY 16, 2023

Zoomers are shunning cars and driver’s licenses. He previously served roles as Chief Information Officer, as well as Chief Investment Officer. The shift to EVs will make things worse. Vox ) • ‘I’ll call an Uber or 911’: Why Gen Z doesn’t want to drive. Will it last? trillion in assets. Are labor supply and labor demand out of balance?

License 147

License Economy Numbers Communication 147

Random Roger's Retirement Planning

MARCH 3, 2024

My standard preamble when talking about annuities is that I am not licensed to sell annuities. I had my insurance license ages ago for one job but never sold an insurance product. They are not intended to constitute legal, tax, securities or investment advice or a recommended course of action in any given situation.

License 94

License Insurance Assets Taxes 94

WiserAdvisor

MARCH 16, 2023

This tool enables individuals to complete a thorough background check on financial professionals like brokers, brokerage firms, financial advisors, investment advisors, advising firms, etc. The Securities and Exchange Commission’s (SEC) website is also beneficial in gathering details on investment advisors and firms.

License 80

License Financial Advisor Investment Advisor Certification 80

WiserAdvisor

MAY 31, 2022

Apart from these, investment frauds are also quite common. According to the FTC report, investment fraud cost $3,000 per victim in 2021. With the steeply rising number of frauds in the country, the birth of crypto investments, changing fintech rules, etc., What if you wait for a few days before investing?

Investments 52

Investments Investing License Accounting 52

Trade Brains

NOVEMBER 11, 2023

is an investment management and advising firm. The firm provides its services to equity and fixed-income investment groups, investment pooling vehicles, mutual funds, and separate account institutional clients. Top Indian Stocks Held By Vanguard Group : Vanguard Group, Inc. As of April 2023, the company held around $7.7

Portfolio Analysis 105

Portfolio Analysis Portfolio Manufacturing Distribution 105

James Hendries

JULY 13, 2022

Investing involves risks including possible loss of principal. No investment strategy or risk management technique can guarantee return or eliminate risk in all market environments. Investing in foreign and emerging markets debt or securities involves special additional risks. Click here to view the digital version.

Investment Advisor 98

Investment Advisor Banking License Insurance 98

Carson Wealth

JULY 12, 2022

By Craig Lemoine, Director of Consumer Investment Research . So much of our world is filled with abbreviations surrounding insurance and investment products, processes, education and accomplishments. . We speak a secret language in financial planning. Registration exams are required to talk to a customer or client.

Financial Advising 98

Financial Advising Financial Planning Ethics Financial Services 98

Trade Brains

JULY 18, 2024

Onboarding prominent investors and fostering partnerships Amid covid crisis, many prominent investors like Facebook (Meta), KKR, Silver Lake, General Atlantic, Vista Equity Partners, Mubadala Investment Company, Abu Dhabi Investment Authority (ADIA), Google, Qualcomm, and so on invested in Jio Platforms. 20,607 crore.

Investments 52

Investments Investing Financial Services Retail 52

Sara Grillo

APRIL 10, 2023

Today we’re gonna WAKA WAKA BREAK IT DOWN to the question, “Is crypto a good investment or is it as valueless as a rock?” Is crypto a good investment, or does it suck? Wright: So if gold is something a client could be invested in and potentially suitably recommended by an advisor, what is the argument against Bitcoin?

Investments 52

Investments Investing CFP Financial Advisor 52

Envision Wealth Planning

MARCH 17, 2022

Who is a Fiduciary Investment Adviser Representative? By contrast, the term investment advisor (also spelled as “adviser” see below) is a legal term that refers to an individual or company. Both Representatives and investment adviser representatives may hold advanced designations that are not necessarily fiduciary.

Certified Financial Planner 52

Certified Financial Planner Investments Investing Financial Planner 52

International College of Financial Planning

JUNE 14, 2023

Are you passionate about investments? If so, you can turn your passion into a profession by becoming a SEBI-registered investment advisor. SEBI has introduced guidelines for individuals aspiring to become investment advisors in India. Investment advice can be delivered online or offline channels.

Investment Advisor 52

Investment Advisor Investments Investing Certification 52

Validea

APRIL 1, 2024

When it comes to investing in the stock market, there are many different strategies and factors to consider. One approach that has gained popularity in recent years is focusing on the “quality factor” – that is, investing in companies that exhibit high quality financial and business characteristics.

Investments 52

Investments Investing Pharmaceutical Portfolio 52

Validea

APRIL 15, 2024

Here are 5 stocks currently earning high marks from this approach: G-III Apparel Group (GIII) : G-III Apparel designs, sources, and markets apparel and accessories under owned, licensed and private label brands. It scores an 8 out of 9 on Validea’s Piotroski model, passing every test except for improved asset turnover.

Investments 52

Investments Investing Assets License 52

Trade Brains

OCTOBER 13, 2023

High FII holding Stocks Under Rs 100 : When it comes to investing in the stock market, we always try to find the most intricate balance between affordability & sustainability. The Company already invested Rs. The Company has FII Holdings of 28.15%, with ASN Investments Ltd holding about 7.27% of the GMR Airport.

Banking 105

Banking Financial Services License Retail 105

Sara Grillo

AUGUST 26, 2024

Early on in his entrepreneurial journey, Scott saw firsthand the inherent flaws and conflicts of interest in the traditional sales and product driven approach, as several family members had lost a significant portion of their hard-earned life savings to high-cost, commission-based investment products and inappropriate advice.

License 52

License Certified Financial Planner Financial Advisor CFP 52

Sara Grillo

FEBRUARY 12, 2024

He says that he has proposed this to numerous CPAs he works with and they have all refused because it is too much work to go get a Series 65 license. Nothing in these materials may be construed as an investment, insurance, or financial recommendation. This will fall on deaf ears unless you really work closely with the CPA.

Financial Advisor 105

Financial Advisor Consulting Clients License 105

Carson Wealth

APRIL 4, 2024

Information you’ll want to document includes: Bank accounts Investments Retirement accounts Estate planning documents (wills, trusts, etc.) Assessing Their Financial Situation Your first task should be gathering information about all of your parents’ financial accounts and holdings.

Management 137

Management Healthcare Medical Estate Planning 137

Trade Brains

FEBRUARY 14, 2024

Industry Analysis The Indian rail freight industry is experiencing growth and improvements, with ambitious plans and increased investment by the government and schemes such as Gati Shakti, which aim at enhancing capacity, efficiency, and sustainability. 5 billion and gaining a 20% market share within 3 to 4 years.

Planning 105

Planning Manufacturing Transportation License 105

BlueMind

SEPTEMBER 11, 2022

Let’s take an example of a client who has a tendency to always play it safe and prefers taking the less risky approach when it comes to investing, despite the fact they have a high asset and low liability portfolio. In order to reach your long-term financial goals, you may be required sometimes to make some high-risk investments.

Risk Tolerance 98

Risk Tolerance Clients Portfolio Investing 98

Clever Girl Finance

AUGUST 10, 2023

If you want to be a paramedic, then training, passing exams, and getting licensed as a paramedic is required. Licensed practical nurse (LPN) Median salary for licensed practical nurses: $54,620 a year Licensed practical nurses (LPNs) work under the supervision of registered nurses or physicians to provide direct patient care.

Medical 96

Medical Certification Healthcare Education 96

NAIFA Advisor Today

AUGUST 27, 2023

Laurie Adams is a Certified Financial Planner (CFP), helping people create financial plans to achieve financial security through investment management, retirement, trust, and planning services.

Certified Financial Planner 52

Certified Financial Planner Financial Planner CFP License 52