article thumbnail

Stocks in which promoters have increased their stake by up to 32% in Sep Qtr

Trade Brains

Promoter holding refers to the percentage of shares owned by a company’s founders, promoters, or their family members. Investors must therefore exercise due caution while investing or trading in stocks. Please consult your investment advisor before investing.

article thumbnail

Why Your Investment Advisor Should Be Transparent

Mullooly Asset Management

In this week’s video, Tom references a survey done by AARP that shows 45% of people would rather go to the dentist than meet with an investment advisor. People deserve complete transparency when working with an investment advisor.

Insiders

Sign Up for our Newsletter

This site is protected by reCAPTCHA and the Google Privacy Policy and Terms of Service apply.

article thumbnail

Becoming a SEBI Registered Investment Advisor: A Complete Guide

International College of Financial Planning

Are you passionate about investments? If so, you can turn your passion into a profession by becoming a SEBI-registered investment advisor. SEBI has introduced guidelines for individuals aspiring to become investment advisors in India. This blog post will provide all the necessary information on this topic.

article thumbnail

A Strategic Guide to the Supported RIA Model

Diamond Consultants

Supported RIAs are commonly (and loosely) referred to by an array of different names, such as Platform RIAs, Service Providers, Outsourced Solutions, Tuck-ins, Aggregators, and Roll-upsamong others. Semantics aside, what each provides is a level of support to help advisors run independent registered investment advisory (RIA) businesses.

article thumbnail

Getting Found – Your Google My Business Listing and the New SEC Marketing Rule

Midstream Marketing

One of the biggest challenges that most investment advisors face involves not just getting found online via search engines like Google, but getting found by the right audience at the right time – meaning a local one. A lot has changed even in the 40 years since the Investment Advisor’s Act was last amended.

article thumbnail

Heavy Weights: The Real Story Behind Current Market Concentration

Financial Symmetry

Magnificent 7 : Refers to seven, large U.S. Source: Avantis Investors is an investment advisor registered with the Securities and Exchange Commission. companies from the IT, consumer discretionary, and communication sectors: Alphabet, Amazon, Apple, Meta, Microsoft, NVIDIA and Tesla. August 2023.

article thumbnail

Understanding Custodial Relationships Amidst the Silicon Valley Bank Collapse

Ballast Advisors

When working with a Registered Investment Advisor (RIA), investors may have heard the term “custodial relationship.” ” This refers to a partnership between the RIA and a financial institution that acts as the custodian of the client’s investment assets.

Banking 75