Investment Planning License Sales 
Sara Grillo
AUGUST 26, 2024
Early on in his entrepreneurial journey, Scott saw firsthand the inherent flaws and conflicts of interest in the traditional sales and product driven approach, as several family members had lost a significant portion of their hard-earned life savings to high-cost, commission-based investment products and inappropriate advice.
Sara Grillo
NOVEMBER 14, 2022
He is a flat fee advisor; not a licensed insurance agent. With annuities now being able to be offered in 401k plans, the playing field has changed. Fee only advisors can now purchase annuities for their clients without having to be licensed agents. Mettler says he does not have a securities license for this reason.
This site is protected by reCAPTCHA and the Google Privacy Policy and Terms of Service apply.
Sara Grillo
APRIL 10, 2023
Early on in his entrepreneurial journey, Scott saw firsthand the inherent flaws and conflicts of interest in the traditional sales and product driven approach, as several family members had lost a significant portion of their hard-earned life savings to high-cost, commission-based investment products and inappropriate advice.
James Hendries
OCTOBER 25, 2022
As more metrics start blinking red, sticking to long-term investing plans with the guidance from a financial professional is becoming more and more important. Indexes are unmanaged statistical composites and cannot be invested into directly. Insurance products are offered through LPL or its licensed affiliates.
Trade Brains
JULY 4, 2024
Nuvama Wealth Management: Forget glowing wealth advisors and generic investment plans. By doing this they leverage its strong research capabilities, experienced sales team and technology-driven execution to serve a wide range of institutional clients.
Sara Grillo
AUGUST 14, 2023
The standard, however, is often used haphazardly, invoked as a sales tool by dual-registered advisors who want to virtue signal, only to be abandoned in a legal context by those same advisors who backpedal into being “just a salesperson.” Let’s talk about it. It’s about how you behave and the operational standards you follow.
Sara Grillo
DECEMBER 12, 2022
I don’t care what that sales rep is making. He holds multiple FINRA licenses and he is associated with The Leaders Group, and independent broker-dealer. Matt has over 10 years of investment experience, including a highly technical background in private equity backed transactions and corporate debt restructurings. Who cares?
Expert insights. Personalized for you.
52 
Let's personalize your content