$570B Mutual Fund Manager Moves into ETF Space
Wealth Management
JUNE 21, 2024
Allspring Global Investments plans to start offering actively managed ETFs.
Wealth Management EDGE Podcast: Retirement, Annuities and Regulation Unveiled
Wealth Management
OCTOBER 5, 2023
Protecting the average retiree in a confusing landscape of investment planning vs. financial planning.
Join 36,000+
Insiders
Sign Up for our Newsletter
This site is protected by reCAPTCHA and the Google Privacy Policy and Terms of Service apply.
Webinars
Book of Secrets on the Month-End Close
What Your Financial Statements Are Telling You—And How to Listen!
Are Robots Replacing You? Keeping Humans in the Loop in Automated Environments
Data Talks, CFOs Listen: Why Analytics Is The Key To Better Spend Management
Trending Sources
Weekend Reading For Financial Planners (March 22–23)
Nerd's Eye View
MARCH 21, 2025
Enjoy the current installment of "Weekend Reading For Financial Planners" – this week's edition kicks off with the news that a report from Cerulli Associates found that, amidst an industry-wide trend towards comprehensive financial planning and away from pure transaction-based investment management, asset-based fees currently represent 72.4%
Weekend Reading For Financial Planners (January 25–26)
Nerd's Eye View
JANUARY 24, 2025
Enjoy the current installment of "Weekend Reading For Financial Planners" – this week's edition kicks off with the news that while overall financial advisor headcount remains relatively flat, the RIA channel continues to gain share in terms of both headcount (as brokers break away to start their own independent firms and aspiring advisors seek (..)
CFA Makes 'Most Significant Changes to Program in 60 Years'
Wealth Management
MARCH 28, 2023
Among other changes, the association will add a wealth management specialization, with additional content on client management, investment planning and the duty of care.
Adviser links: diverse talent
Abnormal Returns
FEBRUARY 12, 2024
Podcasts Brendan Frazier talks with Sten Morgan, the founder of Legacy Investment Planning, about better communicating with clients. kitces.com) Daniel Crosby reads another chapter from his forthcoming book "The Soul of Money." (riabiz.com) Does Citigroup ($C) have a path forward in wealth management?
Weekend Reading For Financial Planners (May 18-19)
Nerd's Eye View
MAY 17, 2024
Altogether, the study suggests that social media engagement is driven more by the quality (and originality) of the advisor's content, rather than the quantity of posts. Read More.
Transcript: Mike Green, Simplify Asset Management
The Big Picture
AUGUST 20, 2024
The transcript from this week’s, MiB: Mike Greene, Simplify Asset Management , is below. It also was the path for me into the asset management space, because coincidentally, Mitch Juli of Canyon Partners was researching on the internet in the early days of the internet for valuation engines and insights. Absolutely true.
Assets 
173
173 
Weekend Reading For Financial Planners (September 30-October 1)
Nerd's Eye View
SEPTEMBER 29, 2023
Also in industry news this week: After experiencing a downturn over the past few quarters, RIA M&A activity ticked higher in the 3rd quarter amid continued interest from sellers and increasing costs for internal succession A recent study shows that housing-related costs are more likely than healthcare spending to cause unexpected spending shocks (..)
HNW Clients’ 2023 Financial Goals
Wealth Management
DECEMBER 14, 2022
New survey sheds light on spending and investing plans.
Clients 241
241 
#FASuccess Ep 427: Finding The Director Of Operations That Can Rebuild Your Team To Get To The Next Level, With Sten Morgan
Nerd's Eye View
MARCH 4, 2025
Sten is the owner of Legacy Investment Planning, a hybrid advisory firm based in Franklin, Tennessee, that oversees $220 million in assets under management for 90 client households. Welcome to the 427th episode of the Financial Advisor Success Podcast ! My guest on today's podcast is Sten Morgan.
101 Ways Advisors Can Add Value And Attract Their Ideal Clients
Nerd's Eye View
NOVEMBER 28, 2022
Traditionally, investment planning has been at the forefront of how financial advisors add value for their clients. But, with the rise of index funds and the commoditization of investment advice, generating sufficient investment ‘alpha’ to justify a fee has become more challenging for advisors.
Clients 246
246 
101 Things That Advisors Actually DO To Add Value (Beyond Just Allocating A Portfolio)
Nerd's Eye View
NOVEMBER 28, 2022
Traditionally, investment planning has been at the forefront of how financial advisors add value for their clients. But, with the rise of index funds and the commoditization of investment advice, generating sufficient investment ‘alpha’ to justify a fee has become more challenging for advisors.
Fee Only 246
246 
Weekend Reading For Financial Planners (February 24-25)
Nerd's Eye View
FEBRUARY 23, 2024
Which suggests that instead of trying to go head-to-head with these larger firms (and their heftier marketing budgets) in attracting clients, smaller firms might instead demonstrate how they are 'different' by offering a unique service offering tailored to their ideal target clients.
Weekend Reading For Financial Planners (October 26–27)
Nerd's Eye View
OCTOBER 25, 2024
Also in industry news this week: The SEC this week released its list of priorities for 2025 examinations, which include advisers' use of Artificial Intelligence tools, adviser recommendations of complex investment products, and broker-dealers' compliance with Regulation Best Interest CFP Board has introduced a refreshed ad campaign encouraging students (..)
Weekend Reading For Financial Planners (March 9-10)
Nerd's Eye View
MARCH 8, 2024
Also in industry news this week: A recent survey has found that a majority of prospective financial planning clients across all age brackets are open to working with a remote advisor, creating opportunities for advisors to grow their businesses and for clients to find the ‘best’ advisor for their needs, regardless of their location A federal (..)
Weekend Reading For Financial Planners (Sept 24-25)
Nerd's Eye View
SEPTEMBER 23, 2022
A survey shows that more RIAs are outsourcing investment management, and that those who do are largely happy with the decision. From there, we have several articles on insurance and investment planning: Why the chair of the Senate Finance Committee has taken an interest in the private placement life insurance market.
Weekend Reading For Financial Planners (June 29-30)
Nerd's Eye View
JUNE 28, 2024
Enjoy the current installment of "Weekend Reading For Financial Planners" – this week's edition kicks off with the news that a recent study found that at a time when the number of SEC-registered broker-dealers and their registered representatives is declining, the number of SEC-registered RIAs, their assets under management, and the number of (..)
The Best Of Weekend Reading 2023: Top 25 Articles You Might Have Missed
Nerd's Eye View
DECEMBER 25, 2023
Each week in Weekend Reading For Financial Planners, we seek to bring you synopses and commentaries on 12 articles covering news for financial advisors including topics covering technical planning, practice management, advisor marketing, career development, and more.
DIY Money Management vs. Hiring a Professional For Your Financial Needs
WiserAdvisor
AUGUST 26, 2022
When it comes to money management, there are a lot of different schools of thought. If yes, then DIY financial planning might be a good option for you. On the other hand, if you tend to struggle with budgeting or find financial planning overwhelming, then professional money management could be a better solution.
Management 101
101 
Investment Planning Options
Brown Advisory
OCTOBER 16, 2017
Investment Planning Options achen Mon, 10/16/2017 - 10:24 The decision to sell or hold a concentrated position may sound simple, but these situations are often more complex than they appear. They require the investor to reconcile investment dynamics, tax considerations and a variety of subjective, emotional factors.
Investment Planning Options
Brown Advisory
OCTOBER 16, 2017
Investment Planning Options. They require the investor to reconcile investment dynamics, tax considerations and a variety of subjective, emotional factors. However, there is no single correct answer for how to manage these positions—it all depends on the client’s situation and goals. . . Mon, 10/16/2017 - 10:24.
How To Manage A Financial Windfall In 10 Steps
Clever Girl Finance
JANUARY 22, 2024
10 steps to manage a financial windfall Expert tip: Keep living your life normally Factoring in taxes How do you deal with sudden financial windfall? Articles related to being wise with money Manage your large sum of money smartly! The key to success is to approach them with a clear plan. Manage your large sum of money smartly!
Management 96
96 
The Reboot and Rebrand of Advisor Today
NAIFA Advisor Today
JANUARY 28, 2025
As a Retirement Income Certified Professional and a Life and Annuities Certified Professional, John advises clients on retirement planning, investment planning, and risk management. Zack is also skilled in presenting, emceeing, event planning, program management, and social media.
Integrated Diploma in Wealth Management: A Comprehensive Program for Aspiring Wealth Managers
International College of Financial Planning
MARCH 31, 2023
Wealth management is an important aspect of the financial world that focuses on managing wealth to help individuals and families achieve their financial goals. Wealth management involves a range of financial services as an investment, finance, real estate, tax, and risk management.
#FA Success Ep 386: Turning Impostor Syndrome Anxiety Into A Strength That Drives Client Referrals, With Dann Ryan
Nerd's Eye View
MAY 21, 2024
Dann is a Managing Partner of Sincerus Advisory, an RIA based in New York City, that oversees approximately $165 million in assets under management for nearly 150 client households. Welcome to the 386th episode of the Financial Advisor Success Podcast ! My guest on today's podcast is Dann Ryan.
Clients 130
130 
42% More Likely to Succeed? Write Down Your 10 Financial Goals for 2025!
Dear Mr. Market
DECEMBER 31, 2024
Remember: investing isnt about timing the market, its about time in the market. Prioritize high-interest debt first (were looking at you, credit cards) while maintaining manageable payments on lower-interest loans like mortgages. Tackle Debt Strategically Not all debt is created equal. Consolidation might be a smart move too.
Budgeting 97
97 
Friday links: avarice and self-confidence
Abnormal Returns
JUNE 9, 2023
Strategy Periodic rebalancing is a part of any comprehensive investment plan. awealthofcommonsense.com) Thematic investing appeals to investors' worst instincts. semafor.com) Company managements just can't stop 'double-clicking' on things in conference calls. scheplick.com) Five mistakes to avoid in your pitch deck.
Startup 130
130 
The 5 Pillars of Retirement Planning You Should Be Aware of
WiserAdvisor
MARCH 13, 2024
Achieving financial freedom in retirement requires meticulous planning, dedicated effort, and strategic management. Without a solid plan, you risk drifting without direction. This article will discuss the five pillars of retirement planning and why they are a critical component of your retirement plan.
The Benefits of a Wealth Management Relationship – Part 2, Ep #199
Financial Symmetry
SEPTEMBER 18, 2023
Investing is simple but not easy. To that end, what are the impacts if you do a poor job managing your investments? The numbers … Continued The post The Benefits of a Wealth Management Relationship – Part 2, Ep #199 appeared first on Financial Symmetry, Inc.
How to Choose the Right Job Oriented Course After Graduation in Wealth Management
International College of Financial Planning
MAY 20, 2024
Opting for a job oriented course after graduation in wealth management can be particularly advantageous, offering a direct route into a vibrant and lucrative financial sector. Course Curriculum: The curriculum should be comprehensive, covering essential topics in demand in wealth management.
What’s The Best Thing To Do With Inherited Money?
Darrow Wealth Management
AUGUST 30, 2022
As you consider what approach is right for your situation, consider these options for managing a large inheritance. Developing an asset allocation and investment plan that suits you , which may be different than who left you the inheritance. appeared first on Darrow Wealth Management. What to do with an inheritance.
Distribution 104
104 
Endowment and Foundation Challenges: Managing Charitable Gift Annuities
Brown Advisory
SEPTEMBER 29, 2020
Endowment and Foundation Challenges: Managing Charitable Gift Annuities ajackson Tue, 09/29/2020 - 14:00 The charitable gift annuity is one of a number of donor-friendly solutions that nonprofit institutions can offer to donors. However, the management of underlying assets in a gift annuity pool is a different matter.
Management 52
52 
Endowment and Foundation Challenges: Managing Charitable Gift Annuities
Brown Advisory
SEPTEMBER 29, 2020
Endowment and Foundation Challenges: Managing Charitable Gift Annuities. Because the CGA is a contract, and not an investment vehicle, nonprofits have flexibility in how they plan to fulfill their contractual CGA payment obligations over the long term. CHOOSING THE RIGHT INVESTMENT APPROACH. Tue, 09/29/2020 - 14:00.
Management 52
52 
Why Certified Financial planners are the 1st choice Globally for Personal Assets Management
International College of Financial Planning
JULY 30, 2022
Certified Financial Planner (CFP) is globally the most respected financial designation for personal assets management. Here will discuss why CFP professionals are the first choice for millions of people worldwide regarding managing their finances. CFP services can help you grow your wealth and strengthen your investment strategies.
Nuvama Wealth Management – Future Plans and Business Model Explained
Trade Brains
JULY 4, 2024
Nuvama Wealth Management: Forget glowing wealth advisors and generic investment plans. In the hushed chambers of Nuvama Wealth Management Ltd, a different kind of wealth management unfolds. Nuvama are more than just asset managers. They’re the alchemists who transform vast wealth into strategic investments.
: Canada’s IGM to take 20.5% stake in Rockefeller Capital Management
MarketWatch
APRIL 3, 2023
Canadian wealth and asset manager IGM Financial Inc. financial services advisory firm Rockefeller Capital Management for roughly $622 million — a move intended to expand into the U.S. IGM also said that it agreed to sell Investment Planning Counsel to the The Canada Life Assurance Co. stake in U.S.
Management 40
40 
Managing Liquidity in the Coronavirus Market
Brown Advisory
MARCH 30, 2020
Managing Liquidity in the Coronavirus Market ajackson Mon, 03/30/2020 - 16:04 This article was written by Sid Ahl, Taylor Graff, Adam King and J.R. Rodrigo, members of Brown Advisory's Investment Solutions Group. Both forms of liquidity are important to keep in mind when building a long-term investment plan.
Management 52
52 
Managing Liquidity in the Coronavirus Market
Brown Advisory
MARCH 30, 2020
Managing Liquidity in the Coronavirus Market. Rodrigo, members of Brown Advisory's Investment Solutions Group. Both forms of liquidity are important to keep in mind when building a long-term investment plan. Another major shift in the market has been the rapid growth of passive investing. MANAGING LIQUIDITY RISK.
Management 52
52 
[cdata[ The Crucial Intersection of Personal Finance and Tax Planning ]]
oXYGen Financial
MARCH 24, 2024
[CDATA[ When it comes to managing your finances, it's not just about saving and investing wisely. Tax planning is a crucial aspect of personal finance that often gets overlooked and plays a pivotal role in your overall financial health and wealth accumulation.
Tax Planning 59
59 
Transcript: Charlie Ellis
The Big Picture
DECEMBER 28, 2022
CHARLIE ELLIS, FOUNDER AND FORMER MANAGING PARTNER, GREENWICH ASSOCIATES: Well, it started a long time ago, 1966, I was working with a securities firm in New York, and Wellington was a client in Philadelphia. You’re not allowed to do anything in investment management, and then allow it to do anything in sales.
Management 189
189 
Lessons from Two Decades Running Quant Models
Validea
OCTOBER 12, 2024
While it’s impossible to encapsulate all the insights gained over two decades in a single post, here are three key lessons that stand out: Lesson #1: Market Outperformance is Possible, But Rare The aggregate performance of active management trailing the market is a well-established fact.
Management 78
78 
The Ten Best Articles You Probably Missed
Advisor Perspectives
DECEMBER 23, 2022
We’ve posted the 10 most-widely read investment, planning and practice management articles over the last two days. Great articles don’t always get the readership they deserve. Below are another 10 that you might have missed, but I believe merit reading.
Let's personalize your content