Nerd's Eye View

AUGUST 30, 2024

Enjoy the current installment of "Weekend Reading For Financial Planners" – this week's edition kicks off with the news that a recent benchmarking study suggests that a number of RIAs are looking to move 'upmarket' and work with wealthier clients by expanding their service menu to include family office services, investment banking, and/or trust (..)

Financial Planner 241

Financial Planner Financial Advisor Retirement Clients 241

Nerd's Eye View

MAY 17, 2024

Also in industry news this week: The SEC this week announced a proposed rule that would require RIAs to collect and verify their clients' personal information in an effort to prevent illicit activity, though many firms likely are taking many of these steps already Why larger RIAs and those that have been acquired tend to have worse client and staff (..)

Financial Planner 238

Financial Planner Wealth Management Retirement Investment Planning 238

Nerd's Eye View

SEPTEMBER 23, 2022

A survey shows that more RIAs are outsourcing investment management, and that those who do are largely happy with the decision. From there, we have several articles on insurance and investment planning: Why the chair of the Senate Finance Committee has taken an interest in the private placement life insurance market.

Financial Planner 246

Financial Planner Compensation Planning Compliance Insurance 246

Nerd's Eye View

AUGUST 11, 2023

Also in industry news this week: A bill that would allow funds in 529 plans to be used for postsecondary credentials, including the CFP certification, is gaining significant bipartisan support in Congress A recent survey identified key topics on which financial advisors and investors have mismatched views, from expected investment returns to how they (..)

Financial Planner 242

Financial Planner Certification CFP Clients 242

Nerd's Eye View

NOVEMBER 3, 2023

Also in industry news this week: A recent study indicates that the RIA model has seen significant growth in the number of firms and advisors during the past decade, and these firms are expected to control 1/3 of industry AUM by 2027 Despite market headwinds leading to a contraction in advisory firm AUM in 2022, firms continued to produce strong profit (..)

Financial Planner 246

Financial Planner Retirement Planning Retirement Insurance 246

Nerd's Eye View

SEPTEMBER 29, 2023

Also in industry news this week: After experiencing a downturn over the past few quarters, RIA M&A activity ticked higher in the 3rd quarter amid continued interest from sellers and increasing costs for internal succession A recent study shows that housing-related costs are more likely than healthcare spending to cause unexpected spending shocks (..)

Financial Planner 246

Financial Planner Healthcare Investment Planning Clients 246

Nerd's Eye View

AUGUST 2, 2024

market during the past decade, historical data suggest that they could serve as a helpful ballast against sharp inflation-adjusted drawdowns in U.S. market during the past decade, historical data suggest that they could serve as a helpful ballast against sharp inflation-adjusted drawdowns in U.S.

Financial Planner 246

Financial Planner Financial Advice Investment Planning Planning 246

Nerd's Eye View

OCTOBER 25, 2024

Also in industry news this week: The SEC this week released its list of priorities for 2025 examinations, which include advisers' use of Artificial Intelligence tools, adviser recommendations of complex investment products, and broker-dealers' compliance with Regulation Best Interest CFP Board has introduced a refreshed ad campaign encouraging students (..)

Financial Planner 246

Financial Planner Financial Advisor Estate Planning Compliance 246

Nerd's Eye View

JUNE 28, 2024

Enjoy the current installment of "Weekend Reading For Financial Planners" – this week's edition kicks off with the news that a recent study found that at a time when the number of SEC-registered broker-dealers and their registered representatives is declining, the number of SEC-registered RIAs, their assets under management, and the number of (..)

Financial Planner 189

Financial Planner Clients Compliance Numbers 189

Nerd's Eye View

AUGUST 2, 2024

market during the past decade, historical data suggest that they could serve as a helpful ballast against sharp inflation-adjusted drawdowns in U.S. market during the past decade, historical data suggest that they could serve as a helpful ballast against sharp inflation-adjusted drawdowns in U.S.

Financial Planner 243

Financial Planner Financial Advice Investment Planning Planning 243

Nerd's Eye View

SEPTEMBER 8, 2023

Also in industry news this week: Changes to CFP Board’s procedural rules went into effect September 1 and are intended to make the disciplinary process more efficient for respondents as well as CFP Board staff, and to expand the CFP Board’s ability to pursue more complaints against CFP professionals A NASAA model rule follows in the footsteps (..)

Financial Planner 246

Financial Planner CFP Clients Investment Planning 246

Nerd's Eye View

AUGUST 25, 2023

Also in industry news this week: The SEC settled its first charges related to its new marketing rule with a firm that advertised 2,700% annual returns A survey suggests that older Americans prefer the term "longevity" to "aging", perhaps informing the way advisors discuss related issues with their clients From there, we have several articles on retirement (..)

Financial Planner 246

Financial Planner Retirement Retirement Planning Advertising 246

Nerd's Eye View

JANUARY 13, 2023

We also have a number of articles on investment planning: A recent study indicates that rebalancing a portfolio on an annual basis is superior to longer or shorter time horizons. How reviewing and adjusting capital market assumptions can help advisors refine their use of Monte Carlo simulations.

Financial Planner 241

Financial Planner Retirement Planning Retirement Compliance 241

Nerd's Eye View

MARCH 8, 2024

Read More.

Financial Planner 246

Financial Planner Asset Allocation Clients Risk Management 246

Nerd's Eye View

NOVEMBER 4, 2022

From there, we have several articles on investment planning: While I Bonds have received significant attention during the past year, TIPS could be an attractive alternative for many client situations. Morningstar has joined an increasingly competitive market of direct indexing platforms for advisors and their clients.

Financial Planner 240

Financial Planner Financial Advisor Retirement Planning Medical 240

Nerd's Eye View

DECEMBER 25, 2023

We start with several articles on retirement planning: Data showing where American retirees currently stand, from their average net worth to how they spend each hour of the day How, according to a recent study, delaying Social Security benefits typically leads to greater lifetime wealth than claiming benefits early in order to reduce portfolio withdrawals (..)

Financial Advisor 246

Financial Advisor Insurance Financial Planner Clients 246

Nerd's Eye View

JUNE 7, 2024

Also in industry news this week: Backers announced the new Texas Stock Exchange, which seeks to provide companies with a lower-cost alternative to the NYSE and Nasdaq, which, if successful, could create a more competitive landscape and potentially better execution and reduced trading costs for financial advisors and their clients The American College (..)

Financial Planner 189

Financial Planner Financial Advisor Certification Estate Planning 189

Nerd's Eye View

NOVEMBER 28, 2022

Traditionally, investment planning has been at the forefront of how financial advisors add value for their clients. But, with the rise of index funds and the commoditization of investment advice, generating sufficient investment ‘alpha’ to justify a fee has become more challenging for advisors.

Clients 246

Clients Fee Only Planning Advertising 246

Nerd's Eye View

NOVEMBER 28, 2022

Traditionally, investment planning has been at the forefront of how financial advisors add value for their clients. But, with the rise of index funds and the commoditization of investment advice, generating sufficient investment ‘alpha’ to justify a fee has become more challenging for advisors.

Fee Only 246

Fee Only Portfolio Clients Planning 246

Gen Y Planning

JUNE 1, 2022

While that number isn’t all that exciting, the next one assuredly is. Once you see the numbers, it starts to make sense why I-bonds are turning heads. Since the variable interest rate for I-bonds is tied to inflation, the numbers are some of the highest on record. Fixed: Remains the same for the bond’s life—30 years.

Investment Planning 52

Investment Planning Investing Investments Planning 52

Gen Y Planning

NOVEMBER 1, 2022

So, how can you determine your enough number that gives you the freedom to live the life you want today and in the future? Alright, that was the fun part—now it’s time to bring some numbers into the equation. Salary, passive income, freelance work, investments, etc. Base this number on the ideal lifestyle you created above.

Numbers 52

Numbers Insurance Coverage Taxes Insurance 52

Brown Advisory

MARCH 23, 2021

They walk through the possible tax implications that should be considered when thinking about expatriation, and ask Jaime a number of questions including whether individuals who have expatriated will have issues when returning to the U.S. Whether you plan to spend a few years, a few decades, or the rest of your life outside the U.S.,

Taxes 52

Taxes Investment Planning Planning Investing 52

Brown Advisory

MARCH 23, 2021

They walk through the possible tax implications that should be considered when thinking about expatriation, and ask Jaime a number of questions including whether individuals who have expatriated will have issues when returning to the U.S. Whether you plan to spend a few years, a few decades, or the rest of your life outside the U.S.,

Taxes 52

Taxes Investment Planning Planning Investing 52

Your Richest Life

JANUARY 16, 2024

Look at the numbers A lot of money anxiety is caused by one thing: avoidance. People know their finances aren’t where they want them to be, so instead of looking at the numbers, they avoid them. The truth is, no matter what your situation is, knowing the actual numbers is the first step in relieving money stress.

Budgeting 52

Budgeting Financial Planner Numbers CFP 52

Financial Symmetry

SEPTEMBER 18, 2023

To that end, what are the impacts if you do a poor job managing your investments? The numbers … Continued The post The Benefits of a Wealth Management Relationship – Part 2, Ep #199 appeared first on Financial Symmetry, Inc.

Wealth Management 64

Wealth Management Management Numbers Investing 64

MainStreet Financial Planning

MARCH 15, 2023

With a money market account, you can withdraw your money at any time, but there may be limits on the number of withdrawals you can make per month. On the other hand, a Money Market Fund is a type of investment fund that invests in short-term, low-risk debt securities such as treasury bills, commercial paper, and certificates of deposit.

Insurance Coverage 97

Insurance Coverage Insurance Accounting Banking 97

Park Place Financial

NOVEMBER 29, 2022

Discover some of the benefits of structured products and their value for investment. These pre-packaged investments usually feature assets connected to interest and an additional. Investment Planning with Park Place Financial. simply need guidance with investment planning, turn to Park Place Financial for customized.

Certified Financial Planner 52

Certified Financial Planner Fiduciary Duty Retirement Planning Retirement 52

Carson Wealth

SEPTEMBER 19, 2022

That’s why its performance is watched so avidly throughout the day and why its closing numbers help give people a general sense of the country’s economic direction. . The S&P 500 index is weighted on market capitalization – that is, the share price times the number of shares outstanding – rather than the stock price. .

Healthcare 52

Healthcare Economy Financial Advisor Numbers 52

Clever Girl Finance

OCTOBER 12, 2023

Women’s financial plans are unique, so their investing strategies should be, too. Find out more about women and investing, and discover ideas for creating your own investment plan. After that, determine how long the money needs to stay invested.

Investing 97

Investing Investments Risk Tolerance Accounting 97

Sara Grillo

OCTOBER 31, 2022

You should check the advisor’s CRD number and see if it matches what they sent you. If you ask the advisor for his or her CRD number and they refuse to provide it to you, they are hiding something – run away fast! If they have no disclosures, you’ll see a green box with the number zero on the far left. 1 Disclosures.

Financial Advisor 110

Financial Advisor Commission Clients Compliance 110

Tobias Financial

FEBRUARY 20, 2024

We are excited to bring you this valuable resource that goes beyond the numbers, offering insights to help you make well-informed financial decisions. Chad’s experience and analytical prowess will be at your fingertips every month as he provides a brief overview of the latest market trends.

Marketing 52

Marketing Marketing CFP Numbers 52

Tobias Financial

MARCH 10, 2024

We are excited to bring you this valuable resource that goes beyond the numbers, offering insights to empower you to make well-informed financial decisions. Tap into Chad’s wealth of experience and analytical acumen, as he provides you with a concise overview of the most recent market developments.

Marketing 52

Marketing Marketing CFP Portfolio Management 52

WiserAdvisor

AUGUST 26, 2022

Are you good with numbers, accounting, and financial planning? If yes, then DIY financial planning might be a good option for you. On the other hand, if you tend to struggle with budgeting or find financial planning overwhelming, then professional money management could be a better solution.

Management 101

Management Financial Advisor Financial Planning Retirement Planning 101

Workable Wealth

JUNE 24, 2020

In bear markets, the economy tends to slow down along with a spike in unemployment numbers. . This type takes the price of all stocks in the index and divides it by the number of companies to get the index’s value. Look for Part Two of our series where we delve into types of investing strategies! . Which Is More Reliable?

Investing 52

Investing Investments Marketing Marketing 52

International College of Financial Planning

OCTOBER 5, 2021

Hence, you must have a passion for finance and always stay ahead in the game.The laws, regulations, and compliance requirements concerning investment, planning, and finance keep changing regularly and you must stay abreast with them.

Financial Advisor 52

Financial Advisor Communication Clients Retirement Planning 52

WiserAdvisor

DECEMBER 21, 2022

Consider consulting with a professional financial advisor who can help build a diversified investment portfolio based on your financial needs and future goals. This is why financial advisors often recommend getting to know the business you invest in and picking stocks only if you believe in the company and align with its vision for growth.

Portfolio 52

Portfolio Financial Advisor Taxes Investments 52

The Irrelevant Investor

MAY 23, 2019

A word on this number; You don't want to be too close to 100%, because then you're probably spending way too little, and money is for spending, not for hoarding. The returns and inflation numbers will be wrong, my saving and spending will be wrong, and our goals will change. What I mean is that you need an investment plan.

Financial Planning 52

Financial Planning Planning Retirement Asset Allocation 52