Diversification and Risk Management With Fixed Income
Wealth Management
APRIL 7, 2024
Higher interest rates bring fixed income and alternative investments into the spotlight again.
Philanthropic Risk Management: Ensuring Effective and Compliant Giving
Carson Wealth
JANUARY 28, 2025
A recent survey of donors and nonprofits found that one in five projects are negatively affected by risk. [1] 1] So, its essential to integrate strong risk management practices into your philanthropic activities. Key Financial Risks to Watch For Four kinds of risk can affect philanthropic outcomes: Financial risk.
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Book of Secrets on the Month-End Close
What Your Financial Statements Are Telling You—And How to Listen!
Are Robots Replacing You? Keeping Humans in the Loop in Automated Environments
Data Talks, CFOs Listen: Why Analytics Is The Key To Better Spend Management
Trending Sources
Weekend Reading For Financial Planners (January 25–26)
Nerd's Eye View
JANUARY 24, 2025
Nonetheless, given the scale and brand awareness of the wirehouses, and as their own use of fee-based models increases (as opposed to primarily relying on commissions from selling products), competition for clients (and advisors) will likely remain stiff going forward, even amidst the favorable trends for RIAs Also in industry news this week: A recent (..)
Top RIAs on The Current Investing Climate: Beacon Pointe
Wealth Management
OCTOBER 6, 2023
Beacon Pointe CIO Michael Dow and Director of Risk Management and Securities Research Julien Frazzo like U.S. large cap value and bonds.
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Tax Compliance and Risk Management: Navigating Complex Tax Environments
Carson Wealth
FEBRUARY 4, 2025
Understanding Tax Compliance and Risk Management Ultra-high-net-worth individuals face unique tax challenges, including high rates and ever-changing complex tax codes. If managed improperly or inefficiently, tax issues could significantly erode your familys wealth and even lead to legal complications.
MiB: Peter Borish, Tudor Investments & Robin Hood
The Big Picture
JUNE 24, 2023
This week, we speak with Peter Borish, who is chairman and chief executive officer of Computer Trading Corporation, an investment and advisory firm. Borish was founding partner and right-hand man to Paul Tudor Jones at Tudor Investment Corporation , where he was director of research for 10 years.
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Risk Management in Financial Services During 2023 – 10 Key Highlights
Risk Management Guru
NOVEMBER 20, 2023
As the year 2023 draws to a close, it’s time to reflect on the significant strides made in the realm of Risk Management within the financial services industry. However, the industry has also made significant progress in strengthening its risk management capabilities.
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Research links: strict risk management
Abnormal Returns
JULY 26, 2022
evidenceinvestor.com) Research The accounting treatment of intangible investments is too conservative. (papers.ssrn.com) It's hard to find much evidence in favor of individual investor outperformance. alphaarchitect.com) Some evidence that investors get smarter as they age. morganstanley.com) Broad value indices are really not that value-y.
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A Look at How a Variety of Risk Management Approaches Have Worked in 2022
Validea
OCTOBER 12, 2022
But many investors have not seen significant inflation during their investing careers and didn’t recognize that during inflationary bear markets, bonds do the opposite and fall along with stocks. The fact that bonds haven’t worked has made risk management very challenging during this bear market. Permanent Portfolio – Grade: C.
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How to Talk About Risk Management With Your Clients
BlueMind
OCTOBER 25, 2022
Category: Clients Risk. When it comes to their investment portfolios many tend to have a low-risk tolerance and with the unsettling economic situation with the ongoing pandemic, the word “risk” has become even more of a fearsome word for clients. Would they consider a 5% return worth taking a risk or 20%?
Why business leaders fail to invest in risk management
Norman Marks
MARCH 4, 2024
Professor Mark Beasley has been a professor for 30 years and is a leader of the North Carolina State University’s Enterprise Risk Management Initiative. He was a board member of COSO for 7 years, has been a member of the member of the United Nation’s Internal Control Advisory Group for the last 7 years, and […]
MiB: Elizabeth Burton, Goldman Sachs Asset Management
The Big Picture
SEPTEMBER 16, 2023
This week, we speak with Elizabeth Burton , managing director and client investment strategist at Goldman Sachs Asset Management. She advises institutional clients on investment strategies and portfolio objectives, working alongside global client advisers and product strategists across public and private markets.
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Podcast links: cultivating curiosity
Abnormal Returns
JULY 26, 2024
(epsilontheory.com) Joe Weisenthal and Tracy Alloway talk with Rich Falk-Wallace, founder and CEO of Arcana, about building risk management tools for pod shops. bloomberg.com) Jeff Malec talks with DeWayne Louis and Nishant Gurnani from Versor Investments about quantitative investment strategies.
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MiB: Brian Hurst, ClearAlpha
The Big Picture
JANUARY 10, 2025
This week, we speak with Brian Hurst , the Founder and Chief Investment Officer of ClearAlpha. Prior to founding ClearAlpha, Brian spent 21 years at AQR Capital Management as a portfolio manager, researcher, head of trading, and the firm’s first non-founding Partner. He was also Cliff Asness’ first hire at GSAM.
FOMC Minutes "Purposefully moving to a restrictive policy stance in the near term"
Calculated Risk
OCTOBER 12, 2022
Most participants remarked that, although some interest-sensitive categories of spending—such as housing and business fixed investment—had already started to respond to the tightening of financial conditions, a sizable portion of economic activity had yet to display much response.
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363 Return on Investment (ROI) is an essential element in Risk Management
Norman Marks
APRIL 2, 2025
When I think about risk management and the business I usually have the perspective of a business leader. Maybe thats because by the time I was leading a risk management function, I was already a vice president and working with the executive management team.
Top 5 Risk Management Strategies
Risk Management Guru
OCTOBER 3, 2022
There are basically five strategies which can help you in allocating your risk management. If you have a firm grasp of these elements and how they influence stock market fluctuations, you will be in a better position to plan your investments. Any other approach will reduce your investments to mere gambling. Conclusion.
Monday links: paying what you owe
Abnormal Returns
APRIL 15, 2024
mrzepczynski.blogspot.com) Don't let one mistake keep your from investing over the long run. awealthofcommonsense.com) Finance The CBOE's ($CBOE) defense of 0DTE options as risk management tool. Strategy Even the best investors make big mistakes. bestinterest.blog) Big winners require patience.
Operational Risk Management 2023 – Portfolio Go No Go Checklist!
David Nelson
JANUARY 3, 2023
By David Nelson, CFA CMT All branches of the military use ORM or their own Operational Risk Management system. We identify the risks even those with low probability and make a quantitative judgement as to the feasibility of the mission and or flight.
Personal finance links: the power of inertia
Abnormal Returns
APRIL 26, 2023
morningstar.com) Peter Lazaroff talks 'simple investing' with Rick Ferri. nextbigideaclub.com) Personal finance Tony Isola, "The best risk management strategy is taking care of your mind and body, not regular rebalancing." peterlazaroff.com) Morgan Housel on what our brains really want. axios.com) How a CD ladder works.
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Martin Zweig: The Conservative Growth Master Who Built a Fortune Through Disciplined Investing
Validea
NOVEMBER 9, 2024
Martin Zweig may have owned one of the most expensive penthouses in Manhattan, but his path to wealth was paved with disciplined, methodical investing rather than risky speculation. By high school, he had already set his sights on becoming a millionaire through stock investing.
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10 Wednesday AM Reads
The Big Picture
MARCH 22, 2023
fivethirtyeight ) Be sure to check out our Masters in Business this week with Cliff Asness, co-founder and chief investment officer at AQR Capital Management. The quant firm manages $100 billion in 40 diversified strategies across equity and alternatives, applying mathematics to market data and making evidence-based investments.
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Most Great Traders Failed First: These Key Rules Saved Them | Practical Lessons from Jack Schwager
Validea
MARCH 31, 2025
Drawing from two insightful interviews with Schwager, they explore key lessons from some of the greatest traders hes interviewed, like Paul Tudor Jones and Steve Cohen, and unpack how these principles apply not only to trading but also to long-term investing and life.
What is Risk Management in the Stock Market?
Risk Management Guru
SEPTEMBER 29, 2022
In the stock market, risk management is locating, quantifying, and dealing with the various risks that can affect investment. Due to the potential negative effects of various risks on a person’s investment portfolio, effective risk management is crucial.
Wednesday links: overconsuming media
Abnormal Returns
DECEMBER 7, 2022
Trading Louis Sykes, "Some of the most intelligent and sophisticated traders on the planet lost everything in this market because they let ego get in the way of judgment and sound risk management processes." traderfeed.blogspot.com) Writing Nick Maggiulli's favorite investment writing of 2022.
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NBFC stocks with high NIIs and low NPAs to keep on your radar
Trade Brains
NOVEMBER 3, 2024
The company’s disciplined lending practices and strong risk management contribute to its market leadership. Advanced risk management systems enhance portfolio quality and stability, while strategic partnerships accelerate market penetration and business growth. Investing in equities poses a risk of financial losses.
Weekend Reading For Financial Planners (March 9-10)
Nerd's Eye View
MARCH 8, 2024
Also in industry news this week: A recent survey has found that a majority of prospective financial planning clients across all age brackets are open to working with a remote advisor, creating opportunities for advisors to grow their businesses and for clients to find the ‘best’ advisor for their needs, regardless of their location A federal (..)
Top clicks this week on Abnormal Returns
Abnormal Returns
DECEMBER 11, 2022
Top clicks this week Nick Maggiulli's favorite investment writing of 2022. novelinvestor.com) Louis Sykes, "Some of the most intelligent and sophisticated traders on the planet lost everything in this market because they let ego get in the way of judgment and sound risk management processes." ritholtz.com) Bond lingo, 101.
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Inside the World of Pod Shops | Bob Elliott
Validea
DECEMBER 20, 2024
” Bob breaks down how these complex investment vehicles work, discussing their unique structure where multiple portfolio managers operate independently while sharing infrastructure and risk management resources.
Transcript: Julian Salisbury, GS
The Big Picture
MAY 9, 2023
He is the Chief Investment Officer of Asset and Wealth Management at Goldman Sachs. He’s a member of the management committee. He co-chairs a number of the asset management investment committees. I thought this was an absolutely fascinating way to see the world of investment management.
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Transcript: Graeme Forster, Orbis Investments
The Big Picture
OCTOBER 17, 2023
The transcript from this week’s MiB: Graeme Forster, Orbis Investments , is below. Barry Ritholtz] This week on the podcast, I have an extra special guest, Graham Foster’s pm at Orbis Investment Management. They have a truly unique approach to investing. Is that poker, is that investing sounds like both.
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Rethinking Diversification – Alternative Downside Risk Management
Advisor Perspectives
MARCH 20, 2025
On March 11, Russell Investments hosted a webinar examining the challenges and opportunities presented by alternative diversifiers, including strategies for incorporating these solutions into portfolios.
Investing for Purpose: A Governance Perspective on Mission-Aligned Investment Strategy
Brown Advisory
SEPTEMBER 6, 2022
Investing for Purpose: A Governance Perspective on Mission-Aligned Investment Strategy. Increasingly, investment committee members are exploring mission-aligned investing for the organizations they serve. DEFINING MISSION-ALIGNED INVESTING. Tue, 09/06/2022 - 10:17.
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What High-Net-Worth Prospects (Really) Want From A Financial Advisor
Nerd's Eye View
JANUARY 22, 2024
For example, an advisor may think of "risk management" in terms of life and property insurance coverage, whereas HNW clients may instead think of tax and estate-planning strategies as asset protection measures – particularly for the future wealth of their heirs.
Practical Lessons from Cem Karsan | Inside the Hidden Forces Moving Markets
Validea
FEBRUARY 18, 2025
Through selected clips from multiple interviews, they unpack Karsan’s unique insights on markets, investing, and risk management.
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Why Should I Hire a Financial Advisor? 5 Benefits of Financial Advice
Carson Wealth
JANUARY 8, 2025
They consider your current financial situation, risk tolerance, and future objectives to help develop a comprehensive plan. Behavioral Guidance and Emotional Support Investing often involves emotional decision-making, which can lead to impulsive actions during market volatility. The post Why Should I Hire a Financial Advisor?
Five Lessons from Guy Spier
Validea
NOVEMBER 2, 2024
In a wide-ranging conversation on the Excess Returns podcast, renowned investor Guy Spier shared valuable insights about investing, personal growth, and learning from mistakes. Align Your Inner and Outer Self Spier highlighted the importance of authenticity in investing and business.
Wednesday links: second-level thinking
Abnormal Returns
JULY 27, 2022
Markets When the risk-free rises, a lot of calculations change. fortunesandfrictions.com) Putting your investment losses into perspective. tomtunguz.com) Fund management Value-focused Pzena Investment Management ($PZN) is going private. abnormalreturns.com) Research links: strict risk management.
Financial Planning Mistakes You’re Probably Making (And What to Do Instead)
International College of Financial Planning
MARCH 12, 2025
Unlike their predecessors, they are tech-savvy, investment-curious, and financially independent-inded. What to Do Instead: Follow the 50-30-20 rule: Spend 50% on essentials (rent, groceries), 30% on fun (yes, that includes your Zomato orders), and 20% on savings/investments. Gen Z is rewriting the rules of personal finance.
What Do Financial Advisors Do?
Zoe Financial
MARCH 21, 2025
A financial advisor can help navigate the complexities of wealth management, from tax considerations to estate planning and retirement strategies. A financial advisor provides personalized guidance to help manage and grow your wealth. Risk Management : Protecting assets from unforeseen events.
Top 7 Derivatives Trading Courses 2024 – Online Derivatives Courses
Trade Brains
DECEMBER 5, 2023
As you know, derivatives are advanced trading/investment instruments and they require skill and knowledge to trade in them. The Complete Options Trading Course for Beginners by FinGrad FinGrad is an educational platform that offers learning courses related to stock investing and trading. You can enroll in the course here.
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Chalk Talk: The State of the Insurance Industry
MainStreet Financial Planning
FEBRUARY 7, 2024
Ramona Johanneson from Arthur J Gallagher Risk Management joins our Chalk Talk series to give us the state of the insurance industry, starting with our largest investment, our home. Ramona Johanneson is an Area Vice President/Producer handling new business for the brokerage of Arthur J Gallagher Risk Management.
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Monday links: inherent uncertainty
Abnormal Returns
AUGUST 1, 2022
bloomberg.com) Joe Weisenthal and Tracy Alloway talk with Benn Eifert about the seeming lack of risk managment among crypto firms. nextbigideaclub.com) "Convertible Securities: A Complete Guide to Investment and Corporate Financing Strategies" by Maitland, Nelson and Partlow is a comprehensive look.
Future Proof 2023: That’s a Wrap!
The Big Picture
SEPTEMBER 14, 2023
If you have any sort of FOMO now is the chance for you to save the date for next year and make sure you get your butt out there: Future Proof 2024 will be September 15-18 th , 2024 See you there next year! For all the WuTang fans: Spectacular California Sunset The post Future Proof 2023: That’s a Wrap! appeared first on The Big Picture.
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