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Nerd's Eye View
NOVEMBER 15, 2022
Stacey is the President of Envision Financial Planning, an independent RIA based in Memphis, Tennessee, that oversees nearly $200 million in assets under management for 206 client households.
244 
Wealth Management
JUNE 20, 2023
Ballast Rock Group’s Simon O’Shea shares insights on the launch of the firm's new SEC registered broker/dealer and why it felt the move was necessary.
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Book of Secrets on the Month-End Close
What Your Financial Statements Are Telling You—And How to Listen!
Are Robots Replacing You? Keeping Humans in the Loop in Automated Environments
Data Talks, CFOs Listen: Why Analytics Is The Key To Better Spend Management
Wealth Management
AUGUST 20, 2024
Over the last year, Swenson has been expanding Osaic’s options for advisors who want to operate without a FINRA license.
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Wealth Management
OCTOBER 31, 2024
Meant for non-licensed advisors, the new platform generates carrier-agnostic quotes and provides a digital application process.
290 
Wealth Management
JUNE 4, 2024
With licenses from FINRA and the SEC, Prometheum hopes to remove barriers preventing RIAs from recommending digital assets. It’s hired Marc Nichols to lead the effort.
280 
Abnormal Returns
FEBRUARY 7, 2025
(noahpinion.blog) Stephen Dubner talks with Rebecca Allensworth about the state of professional licensing in the U.S. howardlindzon.com) Rick Burhman and Paul Buser talk with Rich Wells, Managing Director of software investor Insight Partners. Adelman, CEO of Campus Apartments. t: A Love Story."
147 
Wealth Management
MARCH 8, 2024
Introducing the Chicago RIA on International Women’s Day, Expressive led by 3 female partners and has licensed clinical psychologist on staff.
290 
Wealth Management
SEPTEMBER 28, 2023
Kraken has applied with FINRA for a broker/dealer license to allow it to trade US-listed stocks and ETFs, targeting a 2024 launch.
276 
Abnormal Returns
JULY 28, 2024
wsj.com) Revolut now has a UK banking license. ft.com) Fund management Does your alternatives fund charge fees on gross or net assets? (allstarcharts.com) It's not just the U.S. that is seeing fewer publicly traded companies. apolloacademy.com) Finance How cold-storage operator Lineage ($LINE) became the biggest IPO of 2024 so far.
289 
Wealth Management
AUGUST 3, 2023
Also, Advisor360 announces several client portal and platform updates and Modern Life debuts its generative AI chatbot, which the company claims has passed the life insurance licensing exam.
246 
Abnormal Returns
DECEMBER 15, 2023
wsj.com) The Coterie was built to investors manage their investments in VC funds and other alternative assets. washingtonpost.com) Streaming Why production companies are freely licensing content to streamers. (nypost.com) Startups Companies like Sunset and Simple Closure help startups close up shop.
263 
Wealth Management
JANUARY 25, 2023
The Wall Street Journal breaks down the competition in the race to land casino licenses in New York City. King Charles’ real estate company is suing Twitter over unpaid rent, reports Insider. These are among today’s must reads from around the commercial real estate industry.
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Wealth Management
DECEMBER 7, 2022
to pursue one of three gaming licenses for New York’s downstate area. Related Cos. is teaming up with Wynn Resorts Ltd. Competitors include SL Green Realty Corp., which has proposed a casino project in Times Square in partnership with Caesars Entertainment Inc. and Jay-Z’s Roc Nation.
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Wealth Management
JANUARY 25, 2023
Move’s Realtor.com operates under an agreement and trademark license with the group. Any deal would require negotiations with the National Association of Realtors.
248 
The Big Picture
FEBRUARY 24, 2023
Quartz ) • After Multibillion-Dollar Fintech Binge, Wall Street Has a Writedown Hangover : Blue-chip firms spent big on companies promising new ways to make payments or manage money. The firm is the largest listed PE/Buyout firm in Europe, managing $135 billion in assets in Private equity, infrastructure, real estate and debt.
289 
The Big Picture
AUGUST 20, 2024
The transcript from this week’s, MiB: Mike Greene, Simplify Asset Management , is below. It also was the path for me into the asset management space, because coincidentally, Mitch Juli of Canyon Partners was researching on the internet in the early days of the internet for valuation engines and insights. Absolutely true.
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Carson Wealth
APRIL 4, 2024
Once cognition or health is impaired, things can become far more difficult for everyone to manage. You will also need to notify the appropriate government agencies and fill out any necessary forms before you can manage your parents’ benefits. Begin by emphasizing that you are there for them and that you will follow their lead.
137 
Abnormal Returns
MAY 19, 2024
bigtechnology.com) Reddit ($RDDT) is going to license data to OpenAI. theatlantic.com) Fund management Incoming Vanguard CEO Salim Ramji, "As an outsider, I’m going to approach their mission with the zeal of a convert." (humbledollar.com) Companies It was a busy week in AI. finance.yahoo.com) The dream of streaming is dead.
210 
Nerd's Eye View
NOVEMBER 29, 2022
Anh is the Founder and Managing Partner for SageMint Wealth, a corporate LPL-affiliated RIA based in Orange, California, that oversees nearly $325 million for 195 client households. Welcome back to the 309th episode of the Financial Advisor Success Podcast ! My guest on today's podcast is Anh Tran.
246 
Nerd's Eye View
JULY 17, 2023
Accordingly, in 2020 the North American Securities Administrators Association (NASAA) introduced a Model Rule for the first-ever CE obligation for Investment Adviser Representatives (IARs) to maintain their Series 65 license after initially obtaining it.
245 
Wealth Management
NOVEMBER 1, 2022
Joy Lere is a licensed clinical psychologist and co-founder of Shaping Wealth.
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MarketWatch
MARCH 2, 2023
The New York State Office of Cannabis Management on Thursday said it’s increasing the number of conditional adult-use retail dispensary licenses to 300 from 150. At last check, the state has issued 66 provisional conditional adult-use retail dispensary (CAURD) licenses and four dispensaries have opened.
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Random Roger's Retirement Planning
NOVEMBER 9, 2022
If you believe in trying to hedge or otherwise manage downside volatility in the context we've been writing about all year then you already have that hedge exposure in your portfolio. We'll see if it drives equities prices in the long term or not. This is all happening in the middle of a bear market for equities.
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NAIFA Advisor Today
FEBRUARY 16, 2024
Glenn Crawford is a Certified Divorce Financial Analyst (CDFA®) and a licensed insurance agent holding a Series 65 Investment Advisor Representative distinction. Before entering the wealth management industry, he enjoyed a career in information technology and was a partner in a $65 million consultancy firm.
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Nerd's Eye View
NOVEMBER 8, 2022
Cean is the CEO and co-founder of Ironwood Wealth Management, an independent RIA based in Chandler, Arizona that oversees just under $550 million of assets under management, for nearly 500 households. Welcome back to the 306th episode of the Financial Advisor Success Podcast ! My guest on today's podcast is Cean Kenefick-Rogers.
130 
MarketWatch
MARCH 16, 2023
A coalition of licensed medical cannabis operators has filed a lawsuit against the New York cannabis regulator, alleging it overstepped its authority and subverted the intent of the state legislature by failing to comply with provisions of the 2021 Marihuana Regulation and Taxation Act, or MRTA.
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MarketWatch
MAY 30, 2023
The New York State Cannabis Control Board on Tuesday approved a settlement to a lawsuit that prevented it from issuing licenses in the Finger Lakes region. The Cannabis Control Board approved the Office of Cannabis Management to enter into a settlement agreement and stipulation of dismissal between Variscite and the office.
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Million Dollar Round Table (MDRT)
JUNE 18, 2023
He’s an investment advisor representative and CFP with life and health insurance licenses. If you’re just another financial planner, investment advisor, wealth manager or life insurance agent, you’re faced with competition from hundreds — or thousands — of people who say they do the same thing as you.
The Richer Geek
AUGUST 24, 2022
24:11] How does he manage remote workers? [29:10] 29:10] How does he keep employees happy [32:01] About his website called: www.geekboss.com (Modern management) [34:50] How does he develop and design games? Matthew also has his commercial pilots license and an advanced wine diploma. He designed games for Lego. Like that!)
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The Big Picture
FEBRUARY 16, 2023
Zoomers are shunning cars and driver’s licenses. New York Times ) Be sure to check out our Masters in Business interview this weekend with Tim Buckley , CEO of the Vanguard Group , which manages $7.2 The shift to EVs will make things worse. Vox ) • ‘I’ll call an Uber or 911’: Why Gen Z doesn’t want to drive. Will it last?
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Clever Girl Finance
JULY 29, 2023
Obtain a business license 7. Do I need a license to clean houses? As a residential cleaning business, working with just a few weekly clients on a fixed schedule with a time management plan is all you need. Leverage the resource on SBA.gov to get started with setting up the business licenses you need. Table of contents 1.
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Trade Brains
DECEMBER 20, 2022
Radiant Cash Management IPO Review : Radiant Cash Management Services Limited is coming up with its Initial Public Offering. In this article, we will look at the Radiant Cash Management IPO Review 2022 and analyze its strengths and weaknesses. Radiant Cash Management IPO Review – About The Company.
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International College of Financial Planning
JULY 30, 2022
Certified Financial Planner (CFP) is globally the most respected financial designation for personal assets management. Here will discuss why CFP professionals are the first choice for millions of people worldwide regarding managing their finances. As an individual investor, CFPs are experts in the field of personal asset management.
Abnormal Returns
AUGUST 27, 2022
bloomberg.com) Why people continue to drive on suspended licenses. axios.com) Managed retreat isn't easy but is going to be increasingly necessary. Autos What it means if California bans the sale of new ICE vehicles by 2035. newatlas.com) Bigger tires make for lower mileage and range. curbed.com) Transport Pilot Co.,
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Carson Wealth
JULY 12, 2022
I could also be fairly sure that Tammy is a licensed insurance agent and that she has access to sophisticated software tools and may or may not engage in financial planning. Investment adviser representatives (IARs) who charge clients fees are also required to take their licensing exams, among many other legal requirements. .
Clever Girl Finance
MAY 15, 2024
However, bear in mind that doing so may require obtaining specific licenses depending on which state you live in. Requirements: Love for taking care of children Licenses if opening own daycare center 2. Requirements: Haircutting and styling skills May require a state cosmetology license 5.
Clever Girl Finance
AUGUST 10, 2023
If you want to be a paramedic, then training, passing exams, and getting licensed as a paramedic is required. Licensed practical nurse (LPN) Median salary for licensed practical nurses: $54,620 a year Licensed practical nurses (LPNs) work under the supervision of registered nurses or physicians to provide direct patient care.
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Trade Brains
NOVEMBER 11, 2023
is an investment management and advising firm. trillion in global assets under management. Zee earns money through advertising, subscription services, content licensing, theatre productions, music licensing, and movie distribution. Top Indian Stocks Held By Vanguard Group : Vanguard Group, Inc. ROCE (%) 13.68
Integrity Financial Planning
MAY 30, 2023
Healthcare insurance is a crucial aspect of managing one’s health and finances. Consulting with a licensed insurance agent or broker can provide more personalized information and guidance. Understanding its basics can help individuals make informed decisions to help them stay healthy without running into unexpected costs.
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Clever Girl Finance
NOVEMBER 16, 2022
From debit cards to your bank accounts and bank account numbers, and driver's license numbers, a lot of your personal information can be compromised. Manage theft on specific accounts e.g. government benefits, student loans, bankruptcy filed in your name, etc. You can add a flag to your license to prevent fraud.
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Trade Brains
JULY 4, 2024
Nuvama Wealth Management: Forget glowing wealth advisors and generic investment plans. In the hushed chambers of Nuvama Wealth Management Ltd, a different kind of wealth management unfolds. Nuvama are more than just asset managers. Nuvama acts as the confines of the elite and navigates complex financial labyrinths.
Sara Grillo
MAY 10, 2024
One of my best clients who runs a business just hired another advisor to manage their 401k plan.” My client just referred their out-of-state best friend to an advisor in Alabama, even though I am also licensed in Alabama. I am licensed to serve clients in Missouri, Indiana, and Texas.
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Sara Grillo
AUGUST 26, 2024
That lead him to start Quest Asset Management, with the novel idea of putting investor interests first as a fiduciary, which was practically unheard of at the time. James Giles James Giles works as a Product Manager specializing in the Fintech and Crypto space. In early 2015, Scott sold his ownership interest in the firm.
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Trade Brains
SEPTEMBER 20, 2023
Organic Recycling Systems IPO Review – About The Company Incorporated in 2008, Organic Recycling Systems Limited is an engineering company focused on environmental solutions and provides waste management solutions across waste types and across the value chain. lakh tons, while the amount that is treated each day is approximately 0.5
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