Real Estate Alts Sponsor Adds Licensed Broker/Dealer
Wealth Management
JUNE 20, 2023
Ballast Rock Group’s Simon O’Shea shares insights on the launch of the firm's new SEC registered broker/dealer and why it felt the move was necessary.
Q&A: Ed Swenson on Building Out Osaic’s RIA Strategy
Wealth Management
AUGUST 20, 2024
Over the last year, Swenson has been expanding Osaic’s options for advisors who want to operate without a FINRA license.
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Startup Simplisure Launches Digital Platform for Buying Term Life Insurance
Wealth Management
OCTOBER 31, 2024
Meant for non-licensed advisors, the new platform generates carrier-agnostic quotes and provides a digital application process.
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Digital Assets Custodian Prometheum Makes a Bigger Push into RIA Space
Wealth Management
JUNE 4, 2024
With licenses from FINRA and the SEC, Prometheum hopes to remove barriers preventing RIAs from recommending digital assets. It’s hired Marc Nichols to lead the effort.
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Three Female Advisors Launch Chicago RIA Focused on Inclusivity and Communication
Wealth Management
MARCH 8, 2024
Introducing the Chicago RIA on International Women’s Day, Expressive led by 3 female partners and has licensed clinical psychologist on staff.
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Crypto Exchange Kraken Plans to Offer Trading in US-Listed Stocks
Wealth Management
SEPTEMBER 28, 2023
Kraken has applied with FINRA for a broker/dealer license to allow it to trade US-listed stocks and ETFs, targeting a 2024 launch.
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WealthStack Roundup: TIFIN Announces Executive Hires
Wealth Management
AUGUST 3, 2023
Also, Advisor360 announces several client portal and platform updates and Modern Life debuts its generative AI chatbot, which the company claims has passed the life insurance licensing exam.
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Nine Must Reads for CRE Investors Today (Jan. 26, 2023)
Wealth Management
JANUARY 25, 2023
The Wall Street Journal breaks down the competition in the race to land casino licenses in New York City. King Charles’ real estate company is suing Twitter over unpaid rent, reports Insider. These are among today’s must reads from around the commercial real estate industry.
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NYC Hudson Yards Developer Pitches 1,500-Room Resort in Casino Bid
Wealth Management
DECEMBER 7, 2022
to pursue one of three gaming licenses for New York’s downstate area. Related Cos. is teaming up with Wynn Resorts Ltd. Competitors include SL Green Realty Corp., which has proposed a casino project in Times Square in partnership with Caesars Entertainment Inc. and Jay-Z’s Roc Nation.
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Murdoch’s Potential $3 Billion Move Sale Faces Hurdle in Realtor Group Demands
Wealth Management
JANUARY 25, 2023
Move’s Realtor.com operates under an agreement and trademark license with the group. Any deal would require negotiations with the National Association of Realtors.
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Do What You Say You Will and Be Who You Say You Are
NAIFA Advisor Today
FEBRUARY 16, 2024
Glenn Crawford is a Certified Divorce Financial Analyst (CDFA®) and a licensed insurance agent holding a Series 65 Investment Advisor Representative distinction. Before entering the wealth management industry, he enjoyed a career in information technology and was a partner in a $65 million consultancy firm.
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Ten to Watch in 2023: Joy Lere
Wealth Management
NOVEMBER 1, 2022
Joy Lere is a licensed clinical psychologist and co-founder of Shaping Wealth.
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How to stand out and attract more business
Million Dollar Round Table (MDRT)
JUNE 18, 2023
He’s an investment advisor representative and CFP with life and health insurance licenses. If you’re just another financial planner, investment advisor, wealth manager or life insurance agent, you’re faced with competition from hundreds — or thousands — of people who say they do the same thing as you.
#FA Success Ep 306: Restructuring Partner Compensation And Roles To Align For The Next Stage Of Growth, With Cean Kenefick-Rogers
Nerd's Eye View
NOVEMBER 8, 2022
Cean is the CEO and co-founder of Ironwood Wealth Management, an independent RIA based in Chandler, Arizona that oversees just under $550 million of assets under management, for nearly 500 households. Welcome back to the 306th episode of the Financial Advisor Success Podcast ! My guest on today's podcast is Cean Kenefick-Rogers.
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Nuvama Wealth Management – Future Plans and Business Model Explained
Trade Brains
JULY 4, 2024
Nuvama Wealth Management: Forget glowing wealth advisors and generic investment plans. In the hushed chambers of Nuvama Wealth Management Ltd, a different kind of wealth management unfolds. Nuvama’s client-centric approach offers a comprehensive suite of wealth management solutions.
What Do Financial Adviser Designations Mean? What are the Letters after a Name?
Carson Wealth
JULY 12, 2022
I could also be fairly sure that Tammy is a licensed insurance agent and that she has access to sophisticated software tools and may or may not engage in financial planning. Investment adviser representatives (IARs) who charge clients fees are also required to take their licensing exams, among many other legal requirements. .
High FII Holding Stocks Under Rs 100 To Add To Your Watchlist
Trade Brains
OCTOBER 13, 2023
The Company has also set up an Alternative Asset Management via a 100% owned subsidiary and wealth management firm named Nuvama Wealth Management. The Bank received its RBI License in 2016 & received its scheduled bank status in February 2017. It also offers home loans via Nido Home Finance Ltd.
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Worried about your future Social Security benefits? Fleshing out current concerns and common myths.
Yardley Wealth Management
OCTOBER 26, 2020
appeared first on Yardley Wealth Management, LLC. By Michael Garry Yardley Wealth Management October 26, 2020. My name is Mike Garry, and my company is Yardley Wealth Management, LLC. We only do Estate Planning work and I am licensed in Pennsylvania and New Jersey. YEP E-Newsletter: [link].
What is a SEP IRA? Understanding the benefits and details of a SEP IRA before committing to this retirement savings vehicle.
Yardley Wealth Management
SEPTEMBER 14, 2020
appeared first on Yardley Wealth Management, LLC. My name is Mike Garry, and my company is Yardley Wealth Management, LLC. We are a fiduciary, fee-only financial planning, and wealth management firm in Newtown, Pennsylvania (that’s in Bucks County). appeared first on Yardley Wealth Management, LLC.
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“My client hired another advisor for their business 401(k).”
Sara Grillo
MAY 10, 2024
My client just referred their out-of-state best friend to an advisor in Alabama, even though I am also licensed in Alabama. My client’s estate planning attorney said they should hire a fee-only advisor to manage their assets, and then they asked me if I charge fees or commissions.
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Mindset Mastery Podcast by NAPFA: “Anything is Possible” with Michael Garry
Yardley Wealth Management
JULY 7, 2020
The post Mindset Mastery Podcast by NAPFA: “Anything is Possible” with Michael Garry appeared first on Yardley Wealth Management, LLC. My name is Mike Garry, and my company is Yardley Wealth Management, LLC. We are a fiduciary, fee-only financial planning, and wealth management firm in Newtown, Pennsylvania.
The Importance of Talking with Your Kids about Finances When Times are Tough
Yardley Wealth Management
JULY 31, 2020
The post The Importance of Talking with Your Kids about Finances When Times are Tough appeared first on Yardley Wealth Management, LLC. FINANCIAL PLANNING, FINANCIAL MANAGEMENT. My name is Mike Garry, and my company is Yardley Wealth Management, LLC. The recent news on job loss is staggering.
Why We (Still) Use DFA Funds
Yardley Wealth Management
JUNE 25, 2020
The post Why We (Still) Use DFA Funds appeared first on Yardley Wealth Management, LLC. Recently, a journalist asked me why Yardley Wealth continues to use the mutual funds available through Dimensional Fund Advisors (DFA). My name is Mike Garry, and my company is Yardley Wealth Management, LLC.
Is Financial Planning a Pandemic Necessity?
Yardley Wealth Management
JULY 10, 2020
appeared first on Yardley Wealth Management, LLC. By Michael Garry Yardley Wealth Management . The journalist and I discussed the tools that Yardley Wealth Management uses to help put together a financial plan for our clients. My name is Mike Garry, and my company is Yardley Wealth Management, LLC.
Is COVID-19 affecting your Retirement Planning? Here’s what you should do.
Yardley Wealth Management
OCTOBER 7, 2020
appeared first on Yardley Wealth Management, LLC. My name is Mike Garry, and my company is Yardley Wealth Management, LLC. We are a fiduciary, fee-only financial planning, and wealth management firm in Yardley, Pennsylvania (that’s in Bucks County). appeared first on Yardley Wealth Management, LLC.
How to Break into the Industry
The Irrelevant Investor
MARCH 17, 2021
I’m 29, working for a team at an independent wealth management firm, and have been in the industry for about a year and a half now. I didn’t come from wealth, nor did I have any connections in the industry starting out. I also knew that I couldn’t build a book from scratch the old school way.
Should Pre-Retirees Take a New Look at #Retirement Income?
Yardley Wealth Management
MAY 29, 2020
appeared first on Yardley Wealth Management, LLC. By Michael Garry Yardley Wealth Management May 21, 2020. My name is Mike Garry, and my company is Yardley Wealth Management, LLC. We are a fiduciary, fee-only financial planning, and wealth management firm in Newtown, Pennsylvania.
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The Best 401(k) Funds for Millennials and Why You Should Invest in a Mix Now
Yardley Wealth Management
AUGUST 24, 2020
The post The Best 401(k) Funds for Millennials and Why You Should Invest in a Mix Now appeared first on Yardley Wealth Management, LLC. My name is Mike Garry, and my company is Yardley Wealth Management, LLC. We only do Estate Planning work and I am licensed in Pennsylvania and New Jersey.
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Is There an RIA Tech Stack Recipe?
eMoney Advisor
JANUARY 17, 2023
As a technology consultant in the wealth management industry, the number one question I get asked by advisors, planners, business owners, and even tech CEOs is, “If you had your own RIA, what would your tech stack look like?” Owning licenses or subscriptions to software systems automatically grandfathers you into usage.
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What are the Different Types of Financial Advisors?
WiserAdvisor
JUNE 2, 2023
These professionals also hold expertise in various fields, such as retirement planning, tax management, estate planning, investment management, insurance, debt management, wealth management, and more. Their main area of focus is wealth preservation.
Gratitude: Good For The Soul, Good For Your Wallet
Zoe Financial
NOVEMBER 22, 2023
When it comes to wealth management, the basic logic is to prioritize spending money on the things you value the most. You should consult with a licensed professional for advice concerning your specific situation. Doing so will bring you financial rewards, even if they don’t always come in the form of a cash payout.
Blog #213: Missed ourMay 2021 Virtual Symposium?
Robert B. Ritter Jr.
SEPTEMBER 8, 2021
You don’t need to be licensed for any InsMark products to view our Symposium site.) Did you miss our May 2021 Virtual Symposium? Don’t worry. Register now for FREE to access the meeting recordings, PowerPoints, and the many resources from our Exhibit Hall Booths. The post Blog #213: Missed our May 2021 Virtual Symposium?
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Transcript: Sarah Kirshbaum Levy, CEO Betterment
The Big Picture
JANUARY 30, 2024
If you’re interested in marketing, branding, asset management, how do use digital tools to not only make the process less expensive and the, in the user experience better, but just to give customers what they want? Full disclosure, my firm, OLTs Wealth Management, works with Betterment, which powers our digital investment platform.
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Capital Small Finance Bank IPO Review
Trade Brains
FEBRUARY 5, 2024
Many microfinance institutions received licenses due to their experience serving low-income groups. Players like AU SFB and Capital SFB are the only two that are not NBFC-MFIs to receive an SFB license. 8 out of the 10 entities that were given in-principal approval were microfinance institutions. Investment Rs.
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Charitable Donation Wealth Benefits
Park Place Financial
SEPTEMBER 30, 2022
Indeed, making charitable donations may be advantageous for multiple areas of wealth management. Learn the many ways that these contributions can be helpful for wealth planning. . Establishing a private foundation could be key to your estate or heritage wealth planning. Lowering Incomes Taxes .
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6 Tips for Crafting a Memorable Financial Bio
AdvisorPR
FEBRUARY 4, 2022
While wealth management is a serious business, any opportunity to make it more personable and accessible will result in deeper relationships with your clients and new connections with spouses, children or others who may otherwise not engage with you in a meaningful way. The achievements included here should speak for themselves.
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How to Protect Yourself From Identity Theft
Fortune Financial
NOVEMBER 4, 2021
So much of our personal information is available online through various social media and other avenues,” said David Freisner, Wealth Management Advisor at Fortune Financial Advisors. Get a new driver’s license to update your driver’s license number. .
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Financial Advisor Showcase: Till Advisory and Capital
FMG
FEBRUARY 2, 2023
I spent 10 years at BAML learning the business, getting licensed, building relationships, and growing personally/professionally. December 6, 2019 – I made the best decision I have ever made in my professional life to move my clients to the independent side of the wealth management industry.
How to Become a Financial Advisor in India?
International College of Financial Planning
AUGUST 2, 2021
The simplest definition of the role of a financial advisor would of that of a person who helps individuals, families, and organizations make decisions related to their investments, taxes, insurance planning, retirement planning, estate planning, and money management. Wealth Management Firms. Debt Management Firms.
Go Digit IPO Review 2024 – GMP, Financials And More
Trade Brains
MAY 14, 2024
Full-Stack Insurers are insurance firms that are fully licensed and controlled by a regulatory authority and perform sourcing, underwriting, and servicing in-house. Digital full-stack insurers, such as Go Digit are insurance manufacturing companies focusing on integrating technology in their operations. Investment Rs.
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What is up with these crypto ETFs??? (& more 2023 trends)
Sara Grillo
MARCH 13, 2023
The worst part is that their wealth management clients’ portfolios will be stuffed with this crap. He holds Series 7 and 65 Securities Licenses in addition to a Life & Health Insurance License. The core ETFs will likely follow this initial crap-based offering.
From Fiction To Reality: AI & The Financial Industry
Zoe Financial
DECEMBER 20, 2022
Don’t be surprised if, in the near future, you can “drive” a car without a driver’s license. Investment Management : With the right software and algorithm, these developments can analyze market data and decide how to account for risk and return.
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The Therapist’s on Call: Thoughtful Financial Planning for Couples
eMoney Advisor
FEBRUARY 14, 2023
Now, I’ve read a bunch of books and I’ve been to many seminars, but I’m not a licensed therapist. I was fortunate to already know a marriage and family therapist here in Lufkin, Texas, where the Kovar Wealth Management home base is. He became an essential resource, and the rest is history.
Popular Vehicles IPO Review – GMP, Financials & More
Trade Brains
MARCH 11, 2024
However, not being in accordance with the agreements can lead to the termination of the license to sell which can have a significant impact on the Company’s revenue. Possibility of termination of dealership Agreements: Popular Vehicles operates by entering into dealership agreements with OEMs to sell their vehicles. Cr Fresh Issue Rs.
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