Stratos Wealth Advisors Loses Two Teams
Wealth Management
APRIL 4, 2025
New York-based Holistic Wealth Advisors has launched its own RIA, while California-based Guardtower Financial Services moved to LPLs corporate RIA.
Weinheimer Wealth Management Joins Exencial Wealth Advisors
Wealth Management
DECEMBER 19, 2023
Exencial has picked up a $500 million Austin firm in its 3rd-ever acquisition.
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$2B Team Joins Fifth Third Wealth Advisors from TIAA-CREF
Wealth Management
NOVEMBER 7, 2024
Advisors Scott Bailey, Scott Cislo and Murray Kinlaw have joined Fifth Third Wealth Advisors, the RIA launched by Fifth Third Bank in 2022.
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EP Wealth Advisors Acquires $1B Minot Wealth Management
Wealth Management
SEPTEMBER 29, 2022
The move establishes EP Wealth's presence on the East Coast, and marks milestone in the firm's planned national expansion.
Adviser Investments, Ropes Wealth Advisors Combine to Create $15B RIA
Wealth Management
MAY 16, 2023
Adviser Investments is doubling its AUM and bolstering capabilities with the acquisition of Ropes Wealth Advisors from global law firm Ropes & Gray.
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Wealth Advisors: Stop Asking ‘What?’ and Start Asking ‘Why?’
Wealth Management
NOVEMBER 29, 2023
Wealth management should be as well. Money is personal.
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Private Wealth Asset Management Snaps Up $1.9B Team From Wells Fargo
Wealth Management
MARCH 10, 2023
Three former Carson Wealth advisors have joined Private Wealth Asset Management by way of Wells Fargo Private Bank.
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Allworth Acquires Two California Teams Managing $650M in Assets
Wealth Management
DECEMBER 14, 2023
Silicon Valley Wealth Advisors and Hall Private Wealth Advisors represent Allworth's sixth and seventh deals of 2023 and mark its entry into Southern California.
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First Republic Retains Nearly 90% of Wealth Advisors
Wealth Management
APRIL 24, 2023
Despite some high-profile departures, the bank says the exiting teams accounted for less than 20% of total wealth management assets.
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Wealth Management Real Estate’s Next Phase
Wealth Management
NOVEMBER 30, 2023
We are pivoting to cover the wider world of alternatives and how wealth advisors are using these tools in client portfolios.
10 Investment Must Reads for This Week (Oct. 1, 2024)
Wealth Management
OCTOBER 1, 2024
Wealth advisors and asset managers expect a boost in flows to actively managed fixed income strategies in the wake of lower interest rates, reports FundFire. Schwab Asset Management is splitting shares on two-thirds of its ETFs in an attempt to boost sales.
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401(k) Industry Sends Urgent Call to Wealth Advisors
Wealth Management
NOVEMBER 13, 2023
Convergence and the growth of new plans are beyond what RPAs can handle.
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RIA Roundup: NFP Acquires Divergent Wealth Advisors
Wealth Management
SEPTEMBER 22, 2023
NFP grew its wealth and retirement business in Utah, R&R left Avantax for Commonwealth, tru Independence launched its 4th firm of 2023 and Johnson Financial, LPL and Kestra all made announcements this week.
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Equitable Sets 15% Growth Target for Wealth Management By 2027
Wealth Management
JULY 20, 2023
Equitable Advisors plans to get there by growing its share of wealth advisors, emphasizing holistic life planning and doubling down on its “supported independence” model.
10 Investment Must Reads for This Week (Nov. 26, 2024)
Wealth Management
NOVEMBER 26, 2024
Morningstar published its 2025 investment outlook for financial advisors. Morgan Stanley has looked to add employees of startup companies as wealth management clients in anticipation of future IPOs, reports Inc. These are among the investment must reads we found this week for wealth advisors.
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Ready to be a Full-Service Wealth Advisor?
Wealth Management
APRIL 20, 2023
It's more than industry knowledge and financial goals. It's about connecting clients with top-notch professionals of all types.
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10 Investment Must Reads for This Week (Oct. 29, 2024)
Wealth Management
OCTOBER 29, 2024
Asset managers have been aggressive in rolling out AI-themed ETFs in 2024, reports Reuters. These are among the investment must reads we found this week for wealth advisors. Morningstar implemented its previously announced rating methodology change, affecting 15% of rated funds.
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Mariner to Add 250 Senior Wealth Advisors in Major Recruiting Push
Wealth Management
FEBRUARY 10, 2025
Mariner Wealth Advisors CEO Marty Bicknell says growing the mega-RIAs senior wealth advisor pool is a key priority.
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Former United Capital Advisor Joins Ashton Thomas
Wealth Management
AUGUST 8, 2024
Cary Carbonaro joins Ashton Thomas as a managing wealth advisor and Women and Wealth Ambassador for the firm.
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Retirement Visions Joins Redhawk Wealth Advisors
Wealth Management
JANUARY 8, 2024
The 10-person Retirement Visions team left Securities America to harness technology, compliance and administrative support by Redhawk Wealth Ventures.
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EP Wealth Advisors Acquires Warren Financial Services & Associates
Wealth Management
DECEMBER 1, 2022
EP Wealth picks up its second East Coast firm, adding $274M in assets.
11 Investment Must Reads for This Week (Oct. 22, 2024)
Wealth Management
OCTOBER 22, 2024
Morgan Asset Management has split its alternative investment business into two segments, reports FundFire. These are among the investment must reads we found this week for wealth advisors.
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Mariner Aims to Add 250 Senior Wealth Advisors in Major Recruiting Push
Wealth Management
FEBRUARY 10, 2025
Mariner Wealth Advisors CEO Marty Bicknell says growing the mega-RIAs senior wealth advisor pool is a key priority.
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11 Investment Must Reads for this Week (Nov. 5, 2024)
Wealth Management
NOVEMBER 5, 2024
BlackRock became the latest and largest asset manager to seek approval for an ETF share class on existing mutual funds. These are among the investment must reads we found this week for wealth advisors. Morgan Stanley launched an investing index tied to prominent sports leagues globally.
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11 Investment Must Reads for This Week
Wealth Management
MAY 7, 2024
Several asset managers made moves to bolster their products targeting the private wealth channel. These are among the investment must reads we found this week for wealth advisors. After nearly four months of steady outflows, Grayscale’s Bitcoin ETF broke its losing streak and posted its first net inflows since January.
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10 Must Reads For This Week (Oct. 15, 2024)
Wealth Management
OCTOBER 15, 2024
Alternative asset managers want to bring their products to defined contribution plans by using collective investment trusts and interval funds, reports The DI Wire. These are among this week’s investment must reads for wealth advisors. BlackRock launches a new tech feature for real-time monitoring of private markets data.
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As the Number of 401(k) Plans Grows, Why Are RPAs Shrinking?
Wealth Management
DECEMBER 18, 2023
Cerulli data shows what would entice wealth advisors to manage defined contribution retirement plans.
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10 Investment Must Reads for This Week
Wealth Management
JUNE 18, 2024
Morgan Stanley is adding more manager-traded SMAs to its UMA platform, reports FundFire. These are among the investment must reads we found this week for wealth advisors. Blackrock’s Chief Investment Officer reported that while hedge funds and brokerages have dipped into spot bitcoin ETFs, RIAs have been slower to embrace them.
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Nine Investment Must Reads for This Week (Nov. 19, 2024)
Wealth Management
NOVEMBER 19, 2024
Several of the largest equity index fund managers have extended proxy voting to mutual fund and ETF shareholders, reports Pensions & Investments. These are among the investment must reads we found this week for wealth advisors. Goldman Sachs disclosed $710 million in Bitcoin ETF holdings in its latest 13F filing.
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Convergence, Small Plan Explosion and Activating Wealth Advisors Dominate RPA Broker/Dealer Roundtable
Wealth Management
SEPTEMBER 9, 2024
Attendees got heated talking about record keepers investing in and promoting services that compete with advisors.
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RIA Roundup: Mariner Wealth Advisors Acquires Arizona Tax Practice
Wealth Management
FEBRUARY 17, 2023
The RIA space was on fire this week—eight acquisitions were announced, along with three newly created roles, one rebranding and a new head of NAPFA.
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Arizona-Based Goldman PFM Advisors Jump Ship to Other RIAs
Wealth Management
OCTOBER 10, 2023
One Arizona team has launched their own firm with the support of Dynamic Wealth Advisors, while three other advisors have joined Meridian Wealth Management.
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10 Investment Must Reads for This Week
Wealth Management
JUNE 11, 2024
Family offices plan to be active acquirers of stakes in private companies, according to a study by BNY Mellon Wealth Management. These are among the investment must reads we found this week for wealth advisors.
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Major RIAs Launch 'Net Positive' Consortium of Like-Minded Firms
Wealth Management
OCTOBER 23, 2024
The founding members include Mariner Wealth Advisors, Halbert Hargrove and Modera Wealth Management. Co-Chairs Gerry Goldberg and Grant Rawdin hope the initiative will help firms adopt best practices for servicing communities.
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#FASuccess Ep 426: Rolling Out An Equity Compensation Plan To Align The Entire Team On Client Service And Profitable Growth, With Jennifer des Groseilliers
Nerd's Eye View
FEBRUARY 25, 2025
Jennifer is the CEO of The Mather Group, an RIA based in Chicago, Illinois, that oversees $15 billion in combined assets under management and advisement for approximately 4,400 client households. My guest on today's podcast is Jennifer des Groseilliers.
The WealthStack Podcast: Going From Wealth Advisor to Wealth Coach With Urs Bolt
Wealth Management
MARCH 15, 2024
Advisors are increasingly relying on technology to become more efficient and streamline operations. Urs Bolt details what's driving this shift.
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Mission Wealth Announces Acquisition of BHJ Wealth Advisors
Wealth Management
AUGUST 2, 2023
It's the third firm the RIA has "acquihired" in 2023.
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Independent Wealth Advisors Need a Digital Brand Mindset
Wealth Management
DECEMBER 1, 2022
In uncertain times, bad advisors hide from their clients; good advisors put themselves out there—and that’s how they take market share.
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11 Investment Must Reads for This Week
Wealth Management
AUGUST 12, 2024
The sustained popularity of ETFs is threatening to take market share aware from separately managed accounts, according to Financial Times. These are among the investment must reads we found this week for wealth advisors.
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10 Investment Must Reads This Week
Wealth Management
APRIL 23, 2024
Asset managers are increasingly focusing on advisor preferences when designing products, according to a Cerulli study. PGIM is the latest fund manager to seek approval to offer an ETF share class on existing mutual funds. These are among the investment must reads we found this week for wealth advisors.
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Adviser links: success rates
Abnormal Returns
JANUARY 13, 2025
riabiz.com) The biz A Q&A with Dave Welling CEO of Mercer Advisors about their new equity partner. citywire.com) Mariner Wealth Advisors has purchased institutional consultant Cardinal Investment Advisors. kitces.com) 9 questions for Bob Veres about future of wealth management. 199A deductions.
Adviser links: a unique experience
Abnormal Returns
NOVEMBER 18, 2024
Podcasts Daniel Crosby talks with Christina Lynn about Motivational Interviewing in order to enhance the work of wealth advisors. kitces.com) Tax planning and wealth management go hand-in-hand. standarddeviationspod.com) Brendan Frazier talks with Doug and Heather Boneparth about the keys to success for a couple.
EP Wealth Advisors Buys Wacker Wealth Partners
Wealth Management
APRIL 2, 2024
billion in Central California by acquiring Wacker Wealth Partners EP grows assets by nearly $1.2
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10 Investment Must Reads for This Week
Wealth Management
SEPTEMBER 10, 2024
Several investment managers are exploring how to overcome obstacles such as limited liquidity in order to package private assets into ETFs. These are among the investment must reads we found this week for wealth advisors. Are covered call ETFs a good investment, asks barchart.
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