Wealth Management

NOVEMBER 7, 2024

Advisors Scott Bailey, Scott Cislo and Murray Kinlaw have joined Fifth Third Wealth Advisors, the RIA launched by Fifth Third Bank in 2022.

Wealth Advisor 253

Wealth Advisor Banking 253

Wealth Management

OCTOBER 10, 2023

One Arizona team has launched their own firm with the support of Dynamic Wealth Advisors, while three other advisors have joined Meridian Wealth Management.

Wealth Advisor 280

Wealth Advisor Wealth Management Management 280

Abnormal Returns

NOVEMBER 18, 2024

Podcasts Daniel Crosby talks with Christina Lynn about Motivational Interviewing in order to enhance the work of wealth advisors. kitces.com) Tax planning and wealth management go hand-in-hand. standarddeviationspod.com) Brendan Frazier talks with Doug and Heather Boneparth about the keys to success for a couple.

Wealth Management 147

Wealth Management Wealth Advisor Tax Planning Taxes 147

Abnormal Returns

JANUARY 13, 2025

riabiz.com) The biz A Q&A with Dave Welling CEO of Mercer Advisors about their new equity partner. citywire.com) Mariner Wealth Advisors has purchased institutional consultant Cardinal Investment Advisors. kitces.com) 9 questions for Bob Veres about future of wealth management. 199A deductions.

Wealth Management 162

Wealth Management Financial Advising Wealth Advisor Valuation 162

Wealth Management

JUNE 11, 2024

Family offices plan to be active acquirers of stakes in private companies, according to a study by BNY Mellon Wealth Management. These are among the investment must reads we found this week for wealth advisors.

Investing 267

Investing Investments Wealth Advisor Wealth Management 267

Wealth Management

OCTOBER 23, 2024

The founding members include Mariner Wealth Advisors, Halbert Hargrove and Modera Wealth Management. Co-Chairs Gerry Goldberg and Grant Rawdin hope the initiative will help firms adopt best practices for servicing communities.

Wealth Advisor 256

Wealth Advisor Wealth Management Management 256

Wealth Management

MAY 16, 2023

Adviser Investments is doubling its AUM and bolstering capabilities with the acquisition of Ropes Wealth Advisors from global law firm Ropes & Gray.

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Wealth Advisor Investing Investments 247

Wealth Management

MARCH 10, 2023

Three former Carson Wealth advisors have joined Private Wealth Asset Management by way of Wells Fargo Private Bank.

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Assets Management Wealth Advisor Banking 246

Wealth Management

DECEMBER 14, 2023

Silicon Valley Wealth Advisors and Hall Private Wealth Advisors represent Allworth's sixth and seventh deals of 2023 and mark its entry into Southern California.

Wealth Advisor 257

Wealth Advisor Assets Management 257

Nerd's Eye View

FEBRUARY 18, 2025

Welcome to the 425th episode of the Financial Advisor Success Podcast ! Sebastian is the President of Guerra Wealth Advisors, a hybrid advisory firm based in Miami, Florida, with nearly $15M of revenue and almost 60 team members, supporting over 1,700 client households. Welcome everyone!

Financial Planning 143

Financial Planning Clients Planning Wealth Advisor 143

Wealth Management

OCTOBER 1, 2024

Wealth advisors and asset managers expect a boost in flows to actively managed fixed income strategies in the wake of lower interest rates, reports FundFire. Schwab Asset Management is splitting shares on two-thirds of its ETFs in an attempt to boost sales.

Wealth Advisor 270

Wealth Advisor Investing Investments Assets 270

Wealth Management

NOVEMBER 13, 2023

Convergence and the growth of new plans are beyond what RPAs can handle.

Wealth Advisor 298

Wealth Advisor Planning 298

Wealth Management

SEPTEMBER 22, 2023

NFP grew its wealth and retirement business in Utah, R&R left Avantax for Commonwealth, tru Independence launched its 4th firm of 2023 and Johnson Financial, LPL and Kestra all made announcements this week.

Wealth Advisor 265

Wealth Advisor Retirement 265

Nerd's Eye View

MARCH 11, 2025

Welcome to the 428th episode of the Financial Advisor Success Podcast ! Lorie is the wealth manager of Fearless Financial Advisors, a dba of hybrid advisory firm Fidelis Wealth Advisors based in Castle Rock, Colorado, where Lorie personally oversees $30 million in assets under management for 88 client households.

Financial Advisor 130

Financial Advisor Certification Wealth Advisor Clients 130

Wealth Management

OCTOBER 29, 2024

Asset managers have been aggressive in rolling out AI-themed ETFs in 2024, reports Reuters. These are among the investment must reads we found this week for wealth advisors. Morningstar implemented its previously announced rating methodology change, affecting 15% of rated funds.

Wealth Advisor 284

Wealth Advisor Investing Investments Assets 284

Wealth Management

APRIL 20, 2023

It's more than industry knowledge and financial goals. It's about connecting clients with top-notch professionals of all types.

Wealth Advisor 268

Wealth Advisor Clients 268

Wealth Management

AUGUST 8, 2024

Cary Carbonaro joins Ashton Thomas as a managing wealth advisor and Women and Wealth Ambassador for the firm.

Wealth Advisor 265

Wealth Advisor Management 265

Wealth Management

OCTOBER 22, 2024

Morgan Asset Management has split its alternative investment business into two segments, reports FundFire. These are among the investment must reads we found this week for wealth advisors.

Investing 284

Investing Investments Wealth Advisor Assets 284

Wealth Management

FEBRUARY 10, 2025

Mariner Wealth Advisors CEO Marty Bicknell says growing the mega-RIAs senior wealth advisor pool is a key priority.

Wealth Advisor 150

Wealth Advisor Recruitment 150

Wealth Management

DECEMBER 1, 2022

EP Wealth picks up its second East Coast firm, adding $274M in assets.

Financial Services 273

Financial Services Wealth Advisor Assets 273

Wealth Management

NOVEMBER 5, 2024

BlackRock became the latest and largest asset manager to seek approval for an ETF share class on existing mutual funds. These are among the investment must reads we found this week for wealth advisors. Morgan Stanley launched an investing index tied to prominent sports leagues globally.

Investing 277

Investing Investments Wealth Advisor Assets 277

Wealth Management

JANUARY 8, 2024

The 10-person Retirement Visions team left Securities America to harness technology, compliance and administrative support by Redhawk Wealth Ventures.

Wealth Advisor 236

Wealth Advisor Retirement Compliance 236

Wealth Management

MAY 7, 2024

Several asset managers made moves to bolster their products targeting the private wealth channel. These are among the investment must reads we found this week for wealth advisors. After nearly four months of steady outflows, Grayscale’s Bitcoin ETF broke its losing streak and posted its first net inflows since January.

Investing 278

Investing Investments Wealth Advisor Assets 278

Wealth Management

OCTOBER 15, 2024

Alternative asset managers want to bring their products to defined contribution plans by using collective investment trusts and interval funds, reports The DI Wire. These are among this week’s investment must reads for wealth advisors. BlackRock launches a new tech feature for real-time monitoring of private markets data.

Wealth Advisor 276

Wealth Advisor Assets Planning Management 276

Wealth Management

APRIL 2, 2024

billion in Central California by acquiring Wacker Wealth Partners EP grows assets by nearly $1.2

Wealth Advisor 223

Wealth Advisor Assets 223

Wealth Management

JUNE 18, 2024

Morgan Stanley is adding more manager-traded SMAs to its UMA platform, reports FundFire. These are among the investment must reads we found this week for wealth advisors. Blackrock’s Chief Investment Officer reported that while hedge funds and brokerages have dipped into spot bitcoin ETFs, RIAs have been slower to embrace them.

Investing 277

Investing Investments Wealth Advisor Management 277

Wealth Management

NOVEMBER 19, 2024

Several of the largest equity index fund managers have extended proxy voting to mutual fund and ETF shareholders, reports Pensions & Investments. These are among the investment must reads we found this week for wealth advisors. Goldman Sachs disclosed $710 million in Bitcoin ETF holdings in its latest 13F filing.

Investing 276

Investing Investments Wealth Advisor Management 276

Wealth Management

DECEMBER 18, 2023

Cerulli data shows what would entice wealth advisors to manage defined contribution retirement plans.

Numbers 283

Numbers Planning Retirement Planning Wealth Advisor 283

Wealth Management

FEBRUARY 10, 2025

Mariner Wealth Advisors CEO Marty Bicknell says growing the mega-RIAs senior wealth advisor pool is a key priority.

Wealth Advisor 150

Wealth Advisor Recruitment 150

Wealth Management

SEPTEMBER 9, 2024

Attendees got heated talking about record keepers investing in and promoting services that compete with advisors.

Wealth Advisor 284

Wealth Advisor Planning Investments Investing 284

Wealth Management

FEBRUARY 17, 2023

The RIA space was on fire this week—eight acquisitions were announced, along with three newly created roles, one rebranding and a new head of NAPFA.

Wealth Advisor 262

Wealth Advisor Taxes 262

Wealth Management

MARCH 15, 2024

Advisors are increasingly relying on technology to become more efficient and streamline operations. Urs Bolt details what's driving this shift.

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Wealth Advisor 303

Wealth Management

AUGUST 2, 2023

It's the third firm the RIA has "acquihired" in 2023.

Wealth Advisor 244

Wealth Advisor 244

Darrow Wealth Management

MARCH 13, 2025

The situational nature of planning to diversify one large position cannot be over-emphasized, so it’s important to work with a financial advisor who has experience in this area. So if you have a large portion of your wealth tied to a single stock, here are six options to manage it. Finally, options are complex instruments.

Management 66

Management Taxes Estate Planning Asset Allocation 66

Wealth Management

AUGUST 12, 2024

The sustained popularity of ETFs is threatening to take market share aware from separately managed accounts, according to Financial Times. These are among the investment must reads we found this week for wealth advisors.

Investing 264

Investing Investments Wealth Advisor Accounting 264

Wealth Management

DECEMBER 1, 2022

In uncertain times, bad advisors hide from their clients; good advisors put themselves out there—and that’s how they take market share.

Wealth Advisor 242

Wealth Advisor Clients Marketing Marketing 242

Wealth Management

APRIL 23, 2024

Asset managers are increasingly focusing on advisor preferences when designing products, according to a Cerulli study. PGIM is the latest fund manager to seek approval to offer an ETF share class on existing mutual funds. These are among the investment must reads we found this week for wealth advisors.

Investing 242

Investing Investments Wealth Advisor Assets 242