Strategic Planning for RIAs: Setting a Foundation for Growth and Success
Wealth Management
FEBRUARY 6, 2025
A well-defined plan can expose gaps and reveal the best path toward addressing a RIA's unique goals.
Strategic Planning for 2023: Think ‘What’ Not ‘Why’
Wealth Management
OCTOBER 11, 2022
The conversation shouldn’t be about “How are we going to get more?” it needs to be, “What do we want more of?”
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Strategic Planning for RIAs: Setting a Foundation for Growth and Success
Wealth Management
FEBRUARY 6, 2025
A well-defined strategic plan can expose gaps and reveal the best path toward addressing an RIA's unique goals.
Mastering Succession: Insights from Berkshire Hathaway's Playbook
Wealth Management
APRIL 22, 2024
Berkshire Hathaway's succession plan is an invaluable case study for businesses of all sizes, exemplifying the importance of forward-thinking leadership and strategic planning.
Strategic Philanthropy Can Do More Than Navigate a Shifting Tax Landscape
Wealth Management
MARCH 10, 2025
Strategic planning and preparation can equip anyone to ensure philanthropy remains a cornerstone of Americans financial stewardship.
QSBS Valuation for Enhanced Estate And Tax Benefits
Wealth Management
MAY 21, 2024
A cornerstone in strategic planning to optimize clients’ financial legacies.
Planning For Adoption: Understanding Different Pathways And Their Costs, Tax Breaks, And Financial Assistance Available
Nerd's Eye View
AUGUST 2, 2023
Which means that financial advisors can play an important role in adoption planning – helping clients strategically plan for the costs involved in the process, including accessing tax credits that can significantly defray these expenses.
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Weekend Reading For Financial Planners (Sept 3-4)
Nerd's Eye View
SEPTEMBER 2, 2022
From there, we have several articles on investments: How Morningstar plans to simplify its rating system amid continued concerns about its effectiveness. A study suggests that some fund companies are misleading investors by changing their benchmark indices to make their performance look better.
Kitces & Carl Ep 99: What Does It Take For You To Find The Confidence To Take Action?
Nerd's Eye View
NOVEMBER 17, 2022
At the same time, though, over-analyzing strategies prior to implementing them can create a substantial gap between ideating a plan and actually putting it into motion. And sometimes, the fear of committing to an idea that might end in failure can be the real reason for the hesitation to implement in the first place. business goals!
Empowering Employee Advisors Who Struggle With Business Development By Narrowing Them Into A Niche
Nerd's Eye View
OCTOBER 14, 2024
Many employee advisors gravitate toward service-oriented roles; this preference often stems from their initial motivation for entering the profession – wanting to help clients or perform the more analytical aspects of investing and financial planning. Rarely do they enter the field to be in a sales or marketing role.
Strategic Planning Roadmap for Entrepreneurs
Brown Advisory
FEBRUARY 3, 2022
Strategic Planning Roadmap for Entrepreneurs eberkwits Thu, 02/03/2022 - 17:41 Our Strategic Planning Roadmap for Entrepreneurs is intended to be an easily digestible guide for tackling the important planning issues.
Strategic Planning Roadmap for Entrepreneurs
Brown Advisory
FEBRUARY 3, 2022
Strategic Planning Roadmap for Entrepreneurs. Our Strategic Planning Roadmap for Entrepreneurs is intended to be an easily digestible guide for tackling the important planning issues. Estate planning fundamentals. Planning for business success and transactions. Thu, 02/03/2022 - 17:41.
Weekend Reading For Financial Planners (September 2-3)
Nerd's Eye View
SEPTEMBER 1, 2023
Also in industry news this week: A legal challenge to FINRA's operations as a self-regulatory organization has the potential to upend the current regulatory system for broker-dealers and their registered representatives A recent study indicates that while many consumers appear confident handling their finances on a 'DIY' basis during their careers, (..)
MiB: Greg Davis, CIO Vanguard
The Big Picture
AUGUST 26, 2023
Miller Samuel’s research and data analytics drive much of the national real estate brokerage publications and strategic plans. His weekly email Housing Notes is widely read in both the appariasal and real estate brokerage industries.
Member Spotlight: Mark Willis, CFP®: Empowering Clients with Financial Education and Strategic Planning
NAIFA Advisor Today
JANUARY 23, 2025
Mark Willis, CFP , is a dedicated financial professional and the founder of Lake Growth Financial Services , located in St. Charles, IL. Since entering the financial services industry, Mark has been driven by a deep passion to help individuals and families achieve their financial goals and create lasting security.
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The Family Mission Statement and Strategic Plan
Brown Advisory
APRIL 19, 2022
The Family Mission Statement and Strategic Plan jharrison Tue, 04/19/2022 - 16:38 Download the Report We believe a family mission statement – and a strategic plan to implement that mission – allows a family to filter out the “background noise” of day-to-day challenges and focus on long-term goals and objectives.
10 Thursday AM Reads
The Big Picture
AUGUST 31, 2023
Institutional Investor ) • What to Do With a 45-Story Skyscraper and No Tenants : HSBC’s plan to leave its Canary Wharf tower for a smaller site shows the global challenges ahead in repurposing unwanted office space for a post-pandemic world. The post 10 Thursday AM Reads appeared first on The Big Picture.
Financial Planning for the Latino Community
Tobias Financial
OCTOBER 12, 2023
Additionally, financial habits such as lower contributions to retirement plans and reliance on tangible assets pose unique challenges. According to Catalina, empowering the Latino community financially requires knowledge, advocacy, and strategic planning.
Strategic Planning in Volatile Markets
Brown Advisory
APRIL 1, 2020
Strategic Planning in Volatile Markets ajackson Wed, 04/01/2020 - 09:31 Our conversations with clients usually cover topics that range beyond investment and financial affairs. We are working to help you take those steps forward. tax code that are not permanent.
Strategic Planning in Volatile Markets
Brown Advisory
APRIL 1, 2020
Strategic Planning in Volatile Markets. Of course, given the market volatility that has accompanied this outbreak, we are also reviewing where we stand in relation to the goals we are helping you pursue and the plans we have helped you implement. Wed, 04/01/2020 - 09:31. We are working to help you take those steps forward.
#FA Success Ep 326: Finding Marketing Success By Building Spreadsheets To Track That Advisor Data, With Erica Pauly
Nerd's Eye View
MARCH 28, 2023
Read More.
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Does internal audit need a strategic plan?
Norman Marks
AUGUST 14, 2023
Noora Al-Marri makes a good argument that you need one in an article in the IIA’s magazine: Building a Better Auditor: Why Internal Audit Needs a Strategic Plan. Noora says: I believed that the risk-based plan should be the roadmap to guide internal audit functions throughout the year.
Creating more growth and fewer distractions
Million Dollar Round Table (MDRT)
AUGUST 30, 2022
By Matt Pais, MDRT Content Specialist With seven advisors and six support staff in the office, Carrie Rae Mullins recognizes how essential it is to get some space – away from client meetings, operations questions and more – for strategic planning. Read more about MDRT members who leave the office to do their strategic planning.
Validea’s Top 10 High Insider Ownership Stocks | January 2025
Validea
JANUARY 9, 2025
This alignment means insiders will feel the same financial impact of their decisions as other shareholders, whether positive or negative, which often leads to more thoughtful capital allocation and strategic planning. Additionally, high insider ownership can signal management’s confidence in the company’s future prospects.
What Do Financial Advisors Do?
Zoe Financial
MARCH 21, 2025
Published: March 21st, 2025 Reading Time: 6 minutes Written by: The Zoe Team Managing wealth involves more than just investingit requires careful planning, strategic decision-making, and a long-term vision. Estate Planning : Ensuring your wealth is passed on according to your wishes. Optimizing tax-efficient retirement income.
NAIFA's Mayeux Offers His Expertise on 'The Financially Astute Association'
NAIFA Advisor Today
JULY 28, 2022
NAIFA CEO Kevin Mayeux, CAE , who has overseen the rebirth and transformation of NAIFA under the NAIFA 20/20 and now the NAIFA 2025 Strategic Plans knows his stuff when it comes to association management.
5 Ways to Transform Tax Season Into an Opportunity with Grayson Blazek, Ep #237
Financial Symmetry
APRIL 9, 2025
Tax planning might not top everyone’s list of leisure activities, but in the middle of tax season, theres a hidden opportunity. Harnessing Tax-Advantaged Savings Retirement accounts and health savings plans offer the dual benefits of saving tax and building wealth.
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Unlocking the True Value of Your Financial Advisory Practice
Advisor Perspectives
JULY 2, 2024
Unlocking your practice's full potential involves strategic planning and a comprehensive understanding of these critical factors. Whether you’re planning an exit or aiming for growth, these insights will help you maximize your practice's value.
A Blueprint for Strategic Planning
Advisor Perspectives
JANUARY 3, 2023
In preparation for the new year, let’s look at the importance of celebrating what’s been done and learning from mistakes made.
NAIFA is a Proud Sponsor of TJ Johnson as Announced at The American College's 2022 CAAFP
NAIFA Advisor Today
AUGUST 9, 2022
NAIFA's 2025 Strategic Plan includes both a focus on DEI initiatives , as well as an emphasis to support programs that develop the next generation of financial security professionals. Gandy and Johnson were able to meet at the event and connect with several additional NAIFA members.
Tax Savings Tips for Startups
Harness Wealth
APRIL 16, 2025
The complex interplay between traditional tax regulations and the innovative nature of tech businesses demands smart planning from day one. Strategic tax planning serves both to keep companies on the right side of IRS regulations and to preserve necessary capital during those precarious early stages when the startup is most vulnerable.
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The Cognitive and Social Benefits of Board Games in Retirement
Integrity Financial Planning
SEPTEMBER 8, 2023
It requires players to anticipate their opponent’s moves, plan their strategy, and adjust it dynamically based on the game’s progression. 1] Game #3 – Monopoly Monopoly, a classic board game, encourages strategic planning, negotiation, and financial management.
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Strategic Advisory Letter | Mid-Year Planning Tools for 2015
Brown Advisory
JULY 30, 2015
Strategic Advisory Letter | Mid-Year Planning Tools for 2015. It takes time to integrate decisions regarding your investments, tax situation, estate matters, business planning and charitable objectives into a thoughtful and coordinated plan. Here are some ideas for planning work that you can tackle earlier in the year.
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10 Friday AM Reads
The Big Picture
SEPTEMBER 1, 2023
Miller Samuel’s research and data analytics drive much of the national real estate brokerage publications and strategic plans. His weekly email Housing Notes is widely read in both the appariasal and real estate brokerage industries. A default cycle has started, and markets are not paying attention.
10 Wednesday AM Reads
The Big Picture
SEPTEMBER 6, 2023
Miller Samuel’s research and data analytics drive much of the national real estate brokerage publications and strategic plans. His weekly email Housing Notes is widely read in both the appariasal and real estate brokerage industries. The post 10 Wednesday AM Reads appeared first on The Big Picture.
Mastering Your Finances: A Guide for New College Graduates
Carson Wealth
APRIL 19, 2024
Tips for Success While the 50/20/30 budget rule provides a helpful framework, mastering your finances requires discipline and strategic planning. Plan for the unexpected : Life is unpredictable, so be prepared for emergencies by maintaining an adequate emergency fund. Here are a few options to consider.
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Chris Gandy to Receive the 2022 NAIFA Diversity Champion Award
NAIFA Advisor Today
OCTOBER 21, 2022
He was also a member of the NAIFA 2025 Strategic Planning Committee, which developed the NAIFA 2025 strategic plan with a goal of increasing DEI in the association and industry.
: Mercury Systems stock tanks 10% as company’s sale falls through, interim CEO named
MarketWatch
JUNE 23, 2023
In addition, Mercury said it has identified a “highly qualified candidate” to be its next CFO and plans to announce the new executive in the coming weeks. Shares of Mercury ended the regular trading day down 4.2%. Market Pulse Stories are Rapid-fire, short news bursts on stocks and markets as they move.
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How Can Combining COO Expertise with Transformational Coaching Revolutionize Your Business?
Leading Advisor
JANUARY 15, 2025
What if you could simultaneously tackle strategic planning, operational… The post How Can Combining COO Expertise with Transformational Coaching Revolutionize Your Business? Have you ever wondered how pairing operational expertise with transformational coaching could redefine your business success?
The Importance of Retirement Planning for Senior Citizens
WiserAdvisor
NOVEMBER 14, 2023
Retirement planning is an essential aspect of financial security, especially as one transitions from a phase of regular income to relying on savings and investments. With increased life expectancy, the modern retirement plan may need to account for not only a longer life but also for the increased expectations during this phase.
How Can a Financial Plan Help Relieve Stress? A Former-NFL Player’s Perspective
Carson Wealth
JULY 5, 2022
He had no financial planning knowledge. If you don’t have a plan for how you’re going to leave the game, it becomes stressful because those bills keep coming, things keep coming out of your account, but the money you were putting in is no longer there.” . Jamie Hopkins, Managing Partner, Wealth Solutions . He had no resources.
2021 Year-End Planning Letter
Brown Advisory
NOVEMBER 5, 2021
2021 Year-End Planning Letter. Without downplaying the importance of appropriate action around year-end tax planning, our purpose in this letter is to encourage clients to step back, take a breath and consider using this time to focus on the long term. How does all of this impact your thoughts on longer term planning and even legacy?
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Book Review: Nutshells – Planning Strategies for a Tax-Free, High-Income Retirement
Getting Your Financial Ducks In A Row
APRIL 24, 2023
I found this book, by Jasen Dahm, CFA, CPA, to be a very good review of strategies to maximize your income and avoid taxes where possible, while planning your retirement income stream. In today’s world, we’re for the most part on our own when it comes to planning our retirement income.
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Alexandra Carr
SEI
AUGUST 23, 2022
Strategic planning. Tue, 08/23/2022 - 08:49. Internal Account Executive. IT Professionals (ITS). IT professionals (US). Business Development. Process improvement. acarr@seic.com.
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