Validea

OCTOBER 12, 2022

The fact that bonds haven’t worked has made risk management very challenging during this bear market. But that doesn’t mean there was no way to manage risk. One of the things we do at Validea is track a variety of ETF based risk management approaches that utilize different methods to diversify equity portfolios.

Risk Management 115

Risk Management Management Asset Allocation Portfolio 115

Wealth Management

AUGUST 4, 2023

Risk management expert Rick Bookstaber and Fabric CEO Govinda Quish discuss how technology is keeping up with risk management.

Risk Management 98

Risk Management Management 98

BlueMind

OCTOBER 25, 2022

However, amid these fears, it has become difficult for financial advisors to explain to clients that taking appropriate risks is deemed necessary in order to ensure your portfolio has the growth potential to reach your financial goals. Would they consider a 5% return worth taking a risk or 20%?

Risk Management 97

Risk Management Clients Risk Tolerance Management 97

Norman Marks

MARCH 4, 2024

Professor Mark Beasley has been a professor for 30 years and is a leader of the North Carolina State University’s Enterprise Risk Management Initiative. He was a board member of COSO for 7 years, has been a member of the member of the United Nation’s Internal Control Advisory Group for the last 7 years, and […]

Risk Management 85

Risk Management Management Investing Investments 85

Norman Marks

DECEMBER 23, 2022

First, I will review the answers about auditing risk management. Q1: Does your internal audit function audit the organization’s management of risk? The results from my recent survey (thanks to the 75 internal audit practitioners who responded) are interesting. You can see the results of the earlier survey here.)

Risk Management 81

Risk Management Management Government 81

Wealth Management

APRIL 7, 2024

Higher interest rates bring fixed income and alternative investments into the spotlight again.

Risk Management 111

Risk Management Management Investing Investments 111

David Nelson

JANUARY 3, 2023

By David Nelson, CFA CMT All branches of the military use ORM or their own Operational Risk Management system. We identify the risks even those with low probability and make a quantitative judgement as to the feasibility of the mission and or flight.

Risk Management 98

Risk Management Portfolio Management Valuation 98

Abnormal Returns

SEPTEMBER 10, 2024

blogs.cfainstitute.org) A review of recent research on portfolio risk management including 'Does Systematic Tail Risk Matter?' Quant stuff AI is not just another technology. blogs.cfainstitute.org) Using machine learning for portfolio optimization. capitalspectator.com) Poker as a tool to learn trading.

Marketing 268

Marketing Marketing Risk Management Portfolio 268

Norman Marks

OCTOBER 14, 2024

But I am back to the more serious business of writing about internal auditing and risk management, this time it’s a book about how to audit risk management. Even with my many years of risk management and […] Writing a novel was fun, especially as I have been told it is quite entertaining.

Risk Management 59

Risk Management Management Compliance Government 59

Nerd's Eye View

MARCH 15, 2023

Risk management is a key part of many financial advisors’ value propositions. At the same time, clients face another class of risks that advisors often do not consider: cyber. using a client’s personal information for financial gain or other purposes), reputational risk (i.e.,

Clients 246

Clients Management Wealth Management Insurance Coverage 246

Abnormal Returns

JANUARY 29, 2024

riaintel.com) A look at GuardRails a new risk management offering focused on drawdowns. (kitces.com) Daniel Crosby talks with Jon Dauphiné of the Foundation for Financial Planning about the value of pro bono planning. standarddeviationspod.com) Advisortech Advisers just want technology that works.

Financial Advising 263

Financial Advising Financial Planning Risk Management Clients 263

Abnormal Returns

OCTOBER 2, 2024

wsj.com) Personal finance Ben Carlson, "Your two best forms of risk management in retirement are diversification and flexibility with your plan." (vox.com) The case against high yield savings accounts. disciplinefunds.com) Your credit card points are going down in value. tonyisola.com) What is money good for?

Retirement 278

Retirement Risk Management Accounting Insurance 278

Wealth Management

OCTOBER 18, 2023

Wednesday, November 15, 2023 | 2:00 PM ET

Risk Management 105

Risk Management Management 105

Norman Marks

AUGUST 12, 2022

I have been talking (OK, preaching) about the need to manage the likelihood of achieving objectives (i.e., success) rather than limiting yourself and the organization by managing or mitigating risks. You need to take risks if you ever want to achieve objectives; the key is taking […].

Risk Management 80

Risk Management Management Compliance Government 80

The Big Picture

SEPTEMBER 16, 2023

Burton explains how the unconstrained approach to institutional asset management creates opportunities for better risk management and an increased chance of superior investment returns. We discuss how the traditional “bucketing” approach of crisply defining asset classes can limit opportunities for asset allocators.

Assets 306

Assets Management Asset Allocation Risk Management 306

Norman Marks

MARCH 14, 2023

I have seen some unfortunate postings on social media and in the news. Self-appointed experts telling us what happened, why, and whose fault it was. There’s a political battle going on as well, with people blaming federal government administrations, regulators, and so on. I’m not going to get into that. But I think it is […]

Risk Management 100

Risk Management Banking Management Government 100

Norman Marks

OCTOBER 17, 2022

I like this review of the guidelines published a couple of years ago by internal auditors in the Nordics. Guest blogger Marinus de Pooter highlights some good points and areas of weakness. == A steering group drawn from the Institutes of Internal Auditors for the Nordic and Baltic countries issued the ‘Good practice guidelines for […].

Risk Management 98

Risk Management Management 98

Abnormal Returns

JULY 26, 2024

epsilontheory.com) Joe Weisenthal and Tracy Alloway talk with Rich Falk-Wallace, founder and CEO of Arcana, about building risk management tools for pod shops. (marco.org) Finance Matt Zeigler talks with Ryan Krueger, founder of Freedom Day Solutions, about his career path.

Risk Management 265

Risk Management Management Portfolio Assets 265

Norman Marks

SEPTEMBER 18, 2024

But I am going to take one CFO, share what he has to say about risk management, and talk about how dangerous his views and practices are. It is far too easy to generalize about all CFOs from the example of one. The Wall Street Journal recently published an article provided by Deloitte, Frank D’Amelio, […]

Risk Management 49

Risk Management Management Compliance Government 49

Abnormal Returns

APRIL 15, 2024

awealthofcommonsense.com) Finance The CBOE's ($CBOE) defense of 0DTE options as risk management tool. (mrzepczynski.blogspot.com) Don't let one mistake keep your from investing over the long run. bestinterest.blog) Big winners require patience. ft.com) Goldman Sachs ($GS) traders had a good Q1 2024.

Financial Advising 213

Financial Advising Media Risk Management Retail 213

Random Roger's Retirement Planning

OCTOBER 28, 2024

As you dig in and learn more about the systematic nature of managed futures and the other elements of the strategy, you see how important risk management is to the strategy. Yes but I think in terms of the portfolio, I believe managed futures helps to manage the risk of the portfolio.

Risk Management 52

Risk Management Management Portfolio Numbers 52

Abnormal Returns

APRIL 26, 2023

nextbigideaclub.com) Personal finance Tony Isola, "The best risk management strategy is taking care of your mind and body, not regular rebalancing." (humbledollar.com) Five insights from "You and Your Adult Child: How to Grow Together in Challenging Times" by Laurence Steinberg.

Risk Management 246

Risk Management Accounting Management Investments 246

Advisor Perspectives

JUNE 28, 2024

Investors need a better grasp of risk-management tools to gauge a portfolio’s strategic resilience in a rapidly changing world.

Risk Management 52

Risk Management Portfolio Management 52

Norman Marks

NOVEMBER 13, 2024

My good friend, Brian Barnier, is a brilliant individual with excellent insights into financial and cyber risk management His personal website has a challenging sidebar. It says: Good risk management is… Building value Always having a Plan B (and C, D and …) The laser eye surgery of business — it sharpens focus.

Risk Management 40

Risk Management Management Planning Compliance 40

Abnormal Returns

MARCH 15, 2023

huddleup.substack.com) Silicon Valley Bank How Silicon Valley Bank took its eye off the risk management ball. wsj.com) Banking has risks that other industries simply don't. (on.ft.com) Free streaming numbers are moving up and to the right. variety.com) How 'Ted Lasso' has become a big business.

Financial Advising 246

Financial Advising Media Banking Risk Management 246

Norman Marks

AUGUST 7, 2024

On the same day that I published my last blog post, Important survey results for internal audit, boards, and management, explaining how internal audit can help their organization upgrade risk management processes, I saw the IIA President and CEO, Anthony Pugliese, announce: UPDATED GLOBAL PRACTICE GUIDE: Assessing the Risk Management Process, 2nd Edition (..)

Risk Management 52

Risk Management Management Compliance Government 52

Abnormal Returns

DECEMBER 7, 2022

Trading Louis Sykes, "Some of the most intelligent and sophisticated traders on the planet lost everything in this market because they let ego get in the way of judgment and sound risk management processes." allstarcharts.com) Why you likely can't just buy, and successfully use, some one else's trading system.

Media 246

Media Financial Advising Risk Management Economy 246

The Big Picture

MARCH 22, 2023

Even though it feels like I’ve lived through every economic or market environment imaginable, I know there will be plenty of stuff that happens in the future that will surprise me. ( A Wealth of Common Sense ) • What is a Bailout?

Risk Management 293

Risk Management Manufacturing Management Government 293

A Wealth of Common Sense

APRIL 9, 2024

The bad stuff hurts more than the good stuff feels good so risk management rules the day. But there are certain risks. The level of interest rates and inflation and valuations and the Fed and basically everything else. This makes sense. I’m a finance guy so I worry about plenty of these things too.

Risk Management 141

Risk Management Valuation Management Marketing 141

Mish Talk

NOVEMBER 13, 2022

And we seek to provide the highest level of transparency on our liquidity and risk management. " Due to the failure of our third-party partner, some users' balance data were found abnormally recorded in our system." Questions Abound How long has this been going on?

Compliance 263

Compliance Risk Management Accounting Media 263

Nerd's Eye View

JANUARY 22, 2024

For example, an advisor may think of "risk management" in terms of life and property insurance coverage, whereas HNW clients may instead think of tax and estate-planning strategies as asset protection measures – particularly for the future wealth of their heirs.

Financial Advisor 246

Financial Advisor Insurance Coverage Charitable Planning Estate Planning 246

Nerd's Eye View

MARCH 8, 2024

Also in industry news this week: A recent survey has found that a majority of prospective financial planning clients across all age brackets are open to working with a remote advisor, creating opportunities for advisors to grow their businesses and for clients to find the ‘best’ advisor for their needs, regardless of their location A federal (..)

Financial Planner 246

Financial Planner Asset Allocation Clients Risk Management 246

Abnormal Returns

DECEMBER 11, 2022

(novelinvestor.com) Louis Sykes, "Some of the most intelligent and sophisticated traders on the planet lost everything in this market because they let ego get in the way of judgment and sound risk management processes." bloomberg.com) Six year-end financial moves to consider including 'tax loss harvesting.'

Risk Management 163

Risk Management Taxes Management Investments 163

Mish Talk

NOVEMBER 30, 2022

In response to a question on risk management Powell said " One risk management technique is to go slower and feel your way a little bit to what we think is the right level. The audience Q&A then started at the 43:51 mark in the video above.

Marketing 249

Marketing Marketing Retirement Risk Management 249

Wealth Management

SEPTEMBER 4, 2024

Private debt REITs offer a unique blend of income stability, risk management, tax efficiency, and diversification, writes Parkview Financial's VP of investor relations.

Portfolio 119

Portfolio Risk Management Taxes Management 119

Wealth Management

OCTOBER 24, 2023

Today’s risk management tools are too basic and provide mixed results.

Risk Management 122

Risk Management Clients Management 122

Wealth Management

APRIL 10, 2024

Estate planners should have a role in the overall risk management aspect of a client’s planning.

Insurance 111

Insurance Risk Management Clients Planning 111