Wealth Management

MAY 16, 2023

Adviser Investments is doubling its AUM and bolstering capabilities with the acquisition of Ropes Wealth Advisors from global law firm Ropes & Gray.

Wealth Advisor 247

Wealth Advisor Investing Investments 247

Wealth Management

NOVEMBER 26, 2024

Morningstar published its 2025 investment outlook for financial advisors. Morgan Stanley has looked to add employees of startup companies as wealth management clients in anticipation of future IPOs, reports Inc. These are among the investment must reads we found this week for wealth advisors.

Investing 287

Investing Investments Wealth Advisor Startup 287

Wealth Management

OCTOBER 10, 2023

One Arizona team has launched their own firm with the support of Dynamic Wealth Advisors, while three other advisors have joined Meridian Wealth Management.

Wealth Advisor 280

Wealth Advisor Wealth Management Management 280

Wealth Management

JUNE 11, 2024

Family offices plan to be active acquirers of stakes in private companies, according to a study by BNY Mellon Wealth Management. These are among the investment must reads we found this week for wealth advisors.

Investing 267

Investing Investments Wealth Advisor Wealth Management 267

Wealth Management

OCTOBER 23, 2024

The founding members include Mariner Wealth Advisors, Halbert Hargrove and Modera Wealth Management. Co-Chairs Gerry Goldberg and Grant Rawdin hope the initiative will help firms adopt best practices for servicing communities.

Wealth Advisor 256

Wealth Advisor Wealth Management Management 256

Abnormal Returns

NOVEMBER 18, 2024

Podcasts Daniel Crosby talks with Christina Lynn about Motivational Interviewing in order to enhance the work of wealth advisors. kitces.com) Tax planning and wealth management go hand-in-hand. standarddeviationspod.com) Brendan Frazier talks with Doug and Heather Boneparth about the keys to success for a couple.

Wealth Management 147

Wealth Management Wealth Advisor Tax Planning Taxes 147

Abnormal Returns

JANUARY 13, 2025

riabiz.com) The biz A Q&A with Dave Welling CEO of Mercer Advisors about their new equity partner. citywire.com) Mariner Wealth Advisors has purchased institutional consultant Cardinal Investment Advisors. kitces.com) 9 questions for Bob Veres about future of wealth management. 199A deductions.

Wealth Management 162

Wealth Management Financial Advising Wealth Advisor Valuation 162

Wealth Management

NOVEMBER 13, 2023

Convergence and the growth of new plans are beyond what RPAs can handle.

Wealth Advisor 298

Wealth Advisor Planning 298

Wealth Management

SEPTEMBER 22, 2023

NFP grew its wealth and retirement business in Utah, R&R left Avantax for Commonwealth, tru Independence launched its 4th firm of 2023 and Johnson Financial, LPL and Kestra all made announcements this week.

Wealth Advisor 265

Wealth Advisor Retirement 265

Nerd's Eye View

FEBRUARY 18, 2025

Welcome to the 425th episode of the Financial Advisor Success Podcast ! Sebastian is the President of Guerra Wealth Advisors, a hybrid advisory firm based in Miami, Florida, with nearly $15M of revenue and almost 60 team members, supporting over 1,700 client households. Welcome everyone!

Financial Planning 143

Financial Planning Clients Planning Wealth Advisor 143

Wealth Management

APRIL 20, 2023

It's more than industry knowledge and financial goals. It's about connecting clients with top-notch professionals of all types.

Wealth Advisor 268

Wealth Advisor Clients 268

Wealth Management

FEBRUARY 10, 2025

Mariner Wealth Advisors CEO Marty Bicknell says growing the mega-RIAs senior wealth advisor pool is a key priority.

Wealth Advisor 150

Wealth Advisor Recruitment 150

Wealth Management

JANUARY 8, 2024

The 10-person Retirement Visions team left Securities America to harness technology, compliance and administrative support by Redhawk Wealth Ventures.

Wealth Advisor 236

Wealth Advisor Retirement Compliance 236

Wealth Management

DECEMBER 1, 2022

EP Wealth picks up its second East Coast firm, adding $274M in assets.

Financial Services 273

Financial Services Wealth Advisor Assets 273

Wealth Management

APRIL 2, 2024

billion in Central California by acquiring Wacker Wealth Partners EP grows assets by nearly $1.2

Wealth Advisor 223

Wealth Advisor Assets 223

Wealth Management

FEBRUARY 10, 2025

Mariner Wealth Advisors CEO Marty Bicknell says growing the mega-RIAs senior wealth advisor pool is a key priority.

Wealth Advisor 150

Wealth Advisor Recruitment 150

Wealth Management

SEPTEMBER 9, 2024

Attendees got heated talking about record keepers investing in and promoting services that compete with advisors.

Wealth Advisor 284

Wealth Advisor Planning Investments Investing 284

Wealth Management

FEBRUARY 17, 2023

The RIA space was on fire this week—eight acquisitions were announced, along with three newly created roles, one rebranding and a new head of NAPFA.

Wealth Advisor 262

Wealth Advisor Taxes 262

Wealth Management

MARCH 15, 2024

Advisors are increasingly relying on technology to become more efficient and streamline operations. Urs Bolt details what's driving this shift.

Wealth Advisor 303

Wealth Advisor 303

Wealth Management

AUGUST 2, 2023

It's the third firm the RIA has "acquihired" in 2023.

Wealth Advisor 244

Wealth Advisor 244

Wealth Management

DECEMBER 1, 2022

In uncertain times, bad advisors hide from their clients; good advisors put themselves out there—and that’s how they take market share.

Wealth Advisor 242

Wealth Advisor Clients Marketing Marketing 242

Wealth Management

DECEMBER 12, 2022

The merger represents Hightower’s seventh deal this year and third merger it has facilitated between firms.

Wealth Advisor 246

Wealth Advisor 246

Wealth Management

JUNE 21, 2024

What wealth advisors need to know about taxing unrealized gains.

Taxes 311

Taxes Wealth Advisor 311

Wealth Management

FEBRUARY 10, 2025

Mariner Wealth Advisors CEO Marty Bicknell says growing Mariners senior wealth advisor pool is a key priority.

Wealth Advisor 130

Wealth Advisor Recruitment 130

Wealth Management

APRIL 6, 2023

EP Wealth scooped up a billion-dollar firm in its second acquisition of the year while a handful of other deals representing almost $900 million in assets were announced this week and Private Advisor Group added a new role.

Wealth Advisor 269

Wealth Advisor Assets 269

Wealth Management

FEBRUARY 5, 2024

Avantax filed another lawsuit against Mariner Wealth, as well as Molly Nelson, an advisor who left the firm (and filed her own suit against Avantax).

Wealth Advisor 247

Wealth Advisor 247

Wealth Management

SEPTEMBER 20, 2022

The Pittsburgh office will become Mariner’s 77th US location, and its seventh acquisition so far this year.

Wealth Advisor 225

Wealth Advisor 225

Wealth Management

SEPTEMBER 22, 2022

In October, the first cohort of 49 advisors will graduate from the new program, part of the firm's strategic emphasis on expanding resources for advisors to clients with more than $5 million in assets,

Wealth Advisor 243

Wealth Advisor Assets Clients 243

Wealth Management

MARCH 18, 2025

Recent market volatility has perked new interest among investors and advisors in buffer ETFs. These are among the investment must reads we found this week for wealth advisors. Morningstar profiled the 15 funds that have lost the most value for shareholders over the past decade.

Wealth Advisor 276

Wealth Advisor Investing Investments Marketing 276

Nerd's Eye View

MARCH 11, 2025

Welcome to the 428th episode of the Financial Advisor Success Podcast ! Lorie is the wealth manager of Fearless Financial Advisors, a dba of hybrid advisory firm Fidelis Wealth Advisors based in Castle Rock, Colorado, where Lorie personally oversees $30 million in assets under management for 88 client households.

Financial Advisor 130

Financial Advisor Certification Wealth Advisor Clients 130

Wealth Management

OCTOBER 1, 2024

Wealth advisors and asset managers expect a boost in flows to actively managed fixed income strategies in the wake of lower interest rates, reports FundFire. Schwab Asset Management is splitting shares on two-thirds of its ETFs in an attempt to boost sales.

Wealth Advisor 270

Wealth Advisor Investing Investments Assets 270

Wealth Management

OCTOBER 10, 2024

The funding round values Farther at $542 million.

Wealth Advisor 204

Wealth Advisor Startup 204

Wealth Management

NOVEMBER 10, 2023

A host of ‘strategic’ hires and promotions were announced this week, as firms continue to focus on growth.

Wealth Advisor 272

Wealth Advisor 272

Wealth Management

JUNE 4, 2024

Pistone Wealth Advisors brings $120 million in client assets from Beacon Financial Advisory.

Wealth Advisor 287

Wealth Advisor Assets Clients 287

Wealth Management

JULY 16, 2024

These are among the investment must reads we found this week for wealth advisors. BlackRock’s plans to leverage its recent acquisition of Preqin to build private market ETFs have drawn skeptics, reports the Financial Times. Fortune profiled nine executives in the burgeoning private credit arena.

Investing 301

Investing Investments Wealth Advisor Planning 301

Wealth Management

MAY 2, 2024

Aligning cash holdings with the right financial institution can be a great way for wealth advisors—and their clients—to get started.

Clients 285

Clients Wealth Advisor Investing Investments 285

Wealth Management

OCTOBER 13, 2023

Steward Partners adds the first team to its IAR-only channel, Allworth Financial names a new CEO and other news from Wealth Enhancement Group, EP Wealth Advisors, Kestra PWS, Gaddis Premier Wealth Advisors and Pitcairn.

Wealth Advisor 278

Wealth Advisor 278